Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
VR Fund Management, L.L.C
CRD: 283804
- 0 1 - Unknown
VR Fundamental LLC
CRD: 282633
- 0 3 - Unknown
VR Management, LLC
CRD: 161269
- 0 1 - Unknown
VR Strategic Advisors LLC
CRD: 126824
- 0 0 - Unknown
VRA Partners, LLC
CRD: 142780
GA 0 2 A Active
Vraid Systems Limited
CRD: 323178
- 0 0 - Unknown
Vrakas/Blum Financial Advisors, Inc.
CRD: 110856
- 0 0 - Unknown
Vrakas/Blum Mergers & Acquisitions, Inc.
CRD: 23415
- 0 0 A INACTIVE
Vranes & Company
CRD: 19078
- 0 0 A INACTIVE
VRD LLC
CRD: 286676
- 0 0 - Unknown
VRM Penzini Capital L.L.C.
CRD: 326787
- 0 0 - Unknown
VRM Penzini Capital L.L.C.
CRD: 336315
- 0 1 - Unknown
Vrooman and Associates, Inc.
CRD: 124740
- 0 0 - Unknown
VS Asset Management, LLC
CRD: 282521
- 0 1 - Unknown
VS Capital Management LLC
CRD: 313078
- 0 1 - Unknown
VSFG Asset Management Limited
CRD: 323932
- 0 0 - Unknown
VSH Wealth Management, LLC
CRD: 124231
- 0 0 - Unknown
VSI Capital Group
CRD: 334566
- 0 1 - Unknown
VSI Securities, Inc.
CRD: 114419
FL 2 3 B Active
VSM Wealth Advisory, LLC
CRD: 313717
- 0 1 - Unknown
VSR Financial Services, Inc.
CRD: 14503
- 19 0 F INACTIVE
VSS Fund Management LLC
CRD: 156600
- 0 1 - Unknown
VT Capital, LLC
CRD: 310139
- 0 1 - Unknown
VT Partners AG
CRD: 340456
- 0 0 - Unknown
VT Wealth Advisory LLC
CRD: 321114
- 0 0 - Unknown
VTC Seed Fund Management Company, LLC
CRD: 299964
- 0 1 - Unknown
Vtrader PRO, LLC
CRD: 131920
- 12 0 D INACTIVE
Vtrader, LLC.
CRD: 101540
- 0 0 A INACTIVE
VU Financial Services, Inc
CRD: 145305
- 0 1 - Unknown
VUE Securities Corp
CRD: 32764
- 0 0 A INACTIVE
VUE-Beller Group, Inc.
CRD: 32666
- 0 0 A INACTIVE
Vuefolio, Inc
CRD: 160138
- 0 0 - Unknown
Vugp LLC
CRD: 329107
- 0 0 - Unknown
Vukovich Securities, Inc.
CRD: 30707
- 0 0 A INACTIVE
Vuksich, Paul Michael
CRD: 18228
- 0 0 A INACTIVE
Vulcan Consultants, LLC
CRD: 291476
- 0 0 - Unknown
Vulcan Investments LLC
CRD: 155218
- 0 0 - Unknown
Vulcan Securities LLC
CRD: 125333
- 0 0 A INACTIVE
Vulcan Value Partners LLC
CRD: 151190
- 0 2 - Unknown
Vulpes Investment Management Private Limited
CRD: 161048
- 0 0 - Unknown
VV Capital Management, LP
CRD: 170504
- 0 1 - Unknown
VV Manager LLC
CRD: 292013
- 0 0 - Unknown
Vvam Capital Partners
CRD: 340233
- 0 1 - Unknown
VWH Capital Management, LP
CRD: 289128
- 0 1 - Unknown
VWM Advisors, LLC
CRD: 159245
- 0 0 - Unknown
VWM Insurance Services, LLC
CRD: 104248
- 0 0 A INACTIVE
VWP Asset Management, LLC
CRD: 149095
- 0 0 - Unknown
VWP Retech I, LLC
CRD: 286254
- 0 0 - Unknown
VWR Financial Advisory Services
CRD: 330461
- 0 1 - Unknown
VWR Financial Advisory Services
CRD: 120235
- 0 0 - Unknown
Page 1527 of 1601 (80,028 total)