Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Wave Wealth Planning, LLC CRD: 312185 | - | 0 | 1 | - | Unknown |
| Wavecrest Securities LLC CRD: 160135 | TN | 0 | 3 | A | Active |
| Waveedge Partners LLC CRD: 126182 | CA | 0 | 2 | A | Active |
| Wavefront Capital CRD: 168746 | - | 0 | 0 | - | Unknown |
| Wavefront US Corporation CRD: 155018 | - | 0 | 0 | - | Unknown |
| Wavehealth Holdings, LLC CRD: 289349 | - | 0 | 0 | - | Unknown |
| Waveland Capital Partners LLC CRD: 40054 | CA | 2 | 2 | B | Active |
| Waveland Family Office, LLC CRD: 325248 | - | 0 | 0 | - | Unknown |
| Waveland Investments, LLC CRD: 169123 | - | 0 | 1 | - | Unknown |
| Waveland Resources, LLC CRD: 298011 | - | 0 | 0 | - | Unknown |
| Wavelet Advisors CRD: 328272 | - | 0 | 2 | - | Unknown |
| Wavelet Capital CRD: 334033 | - | 0 | 2 | - | Unknown |
| Wavemaker Management, LLC CRD: 305099 | - | 0 | 0 | - | Unknown |
| Wavemaker Pacific Partners PTE. Ltd. CRD: 309264 | - | 0 | 0 | - | Unknown |
| Wavemaker Partners CRD: 329432 | - | 0 | 0 | - | Unknown |
| Wavepeak Ventures, LLC CRD: 339884 | - | 0 | 1 | - | Unknown |
| Wavepoint CRD: 317492 | - | 0 | 0 | - | Unknown |
| Wavepoint Ventures CRD: 162183 | - | 0 | 0 | - | Unknown |
| Waverley Wealth Management LLC CRD: 156023 | - | 0 | 2 | - | Unknown |
| Waverly Advisors, LLC CRD: 115332 | - | 0 | 187 | - | Unknown |
| Waverly Associates CRD: 10132 | - | 0 | 0 | A | INACTIVE |
| Waveslice Fund CRD: 330187 | - | 0 | 1 | - | Unknown |
| Wavetree Advisors CRD: 306659 | - | 0 | 0 | - | Unknown |
| Wavvest Wealth CRD: 332096 | - | 0 | 1 | - | Unknown |
| WAX & Company, Inc. CRD: 29100 | - | 0 | 0 | A | INACTIVE |
| WAX Asset Management LLC CRD: 157405 | - | 0 | 1 | - | Unknown |
| Waxman & Waxman P.A. CRD: 139497 | - | 0 | 0 | - | Unknown |
| Waxman Financial CRD: 141543 | - | 0 | 2 | - | Unknown |
| WAY Maker Advisors, LLC CRD: 326700 | - | 0 | 0 | - | Unknown |
| WAY Street Financial, LLC CRD: 329451 | - | 0 | 1 | - | Unknown |
| Wayco Financial Services Inc. CRD: 13356 | - | 0 | 0 | A | INACTIVE |
| Waycross GP, LLC CRD: 339521 | - | 0 | 1 | - | Unknown |
| Waycross Partners, LLC CRD: 153838 | - | 0 | 1 | - | Unknown |
| Wayfinder Financial LLC CRD: 304106 | - | 0 | 0 | - | Unknown |
| Wayfinder Ventures Management, L.L.C. CRD: 313288 | - | 0 | 1 | - | Unknown |
| Wayfinder Wealth Warriors LLC CRD: 328657 | - | 0 | 1 | - | Unknown |
| Wayfinding Financial, LLC CRD: 306208 | - | 0 | 1 | - | Unknown |
| Wayland Partners Ltd. CRD: 38896 | - | 0 | 0 | A | INACTIVE |
| Waymaker Financial Planning CRD: 308177 | - | 0 | 1 | - | Unknown |
| Waymaker Partners, LLC CRD: 313403 | - | 0 | 1 | - | Unknown |
| Wayne D. Minich & Company, Inc. CRD: 121236 | - | 0 | 4 | - | Unknown |
| Wayne Financial LLC CRD: 335480 | - | 0 | 1 | - | Unknown |
| Wayne Gilbert & Company CRD: 117889 | - | 0 | 1 | - | Unknown |
| Wayne Kaiser Securities Corporation CRD: 13347 | - | 0 | 0 | A | INACTIVE |
| Wayne Ullman Consulting, LLC CRD: 171468 | - | 0 | 0 | - | Unknown |
| Wayne Wealth Management, Inc. CRD: 292370 | - | 0 | 0 | - | Unknown |
| Waynefirebaugh, Inc. CRD: 138731 | - | 0 | 2 | - | Unknown |
| Wayout Future CRD: 331562 | - | 0 | 0 | - | Unknown |
| Waypoint Advisors, LLC CRD: 115810 | - | 0 | 0 | - | Unknown |
| Waypoint Asset Management LLC CRD: 166200 | - | 0 | 0 | - | Unknown |