Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Waypoint Brokerage Services CRD: 19758 | - | 1 | 0 | B | INACTIVE |
| Waypoint Capital Advisors, LLC CRD: 134648 | - | 0 | 0 | - | Unknown |
| Waypoint Direct Investments, LLC CRD: 132475 | - | 0 | 0 | A | INACTIVE |
| Waypoint Financial, LLC CRD: 284021 | - | 0 | 3 | - | Unknown |
| Waypoint Intelligence, LLC CRD: 170935 | - | 0 | 0 | - | Unknown |
| Waypoint Retirement Advisors LLC CRD: 317157 | - | 0 | 0 | - | Unknown |
| Waypoint Securities, LLC CRD: 158622 | WI | 0 | 2 | A | Active |
| Waypoint Strategic Advisors CRD: 152077 | - | 0 | 0 | - | Unknown |
| Waypoint Strategic Wealth LLC CRD: 332314 | - | 0 | 1 | - | Unknown |
| Waypoint Ventures CRD: 163691 | - | 0 | 0 | - | Unknown |
| Waypoint Ventures LLC CRD: 335141 | - | 0 | 1 | - | Unknown |
| Waypoint Wealth Counsel LLC CRD: 171822 | - | 0 | 1 | - | Unknown |
| Waypoint Wealth Management CRD: 155574 | - | 0 | 2 | - | Unknown |
| Waypoint Wealth Partners CRD: 131155 | - | 0 | 0 | - | Unknown |
| Waypoint West CRD: 336522 | - | 0 | 1 | - | Unknown |
| Waypointe Limited CRD: 265790 | - | 0 | 0 | - | Unknown |
| Waypoints Financial CRD: 157494 | - | 0 | 1 | - | Unknown |
| Ways Investment Advisors LLC CRD: 313570 | - | 0 | 1 | - | Unknown |
| Ways OUT, LLC CRD: 322074 | - | 0 | 1 | - | Unknown |
| Waystone Advisors LLC CRD: 328565 | - | 0 | 3 | - | Unknown |
| Waystone Asset Management (USA) LLC CRD: 315393 | - | 0 | 1 | - | Unknown |
| Waystone Capital LLC CRD: 331243 | - | 0 | 0 | - | Unknown |
| Waystone Legal and Financial Advisory CRD: 293226 | - | 0 | 0 | - | Unknown |
| Waystone Management Company (IE) Limited CRD: 173927 | - | 0 | 0 | - | Unknown |
| Wayup Wealth Building Group CRD: 168482 | - | 0 | 1 | - | Unknown |
| Wayve Capital Management, LLC CRD: 332024 | - | 0 | 1 | - | Unknown |
| Wazee Street Capital Management LLC CRD: 159165 | - | 0 | 1 | - | Unknown |
| WB Advisors Texas LLC CRD: 311898 | - | 0 | 1 | - | Unknown |
| WB ETF Turn-KEY Solutions Platform, LLC CRD: 306163 | - | 0 | 0 | - | Unknown |
| WB Financial Services, LLC CRD: 135438 | - | 0 | 1 | - | Unknown |
| WB Wealth Management CRD: 156301 | - | 0 | 0 | - | Unknown |
| WBB Securities, LLC CRD: 118440 | NJ | 1 | 5 | B | Active |
| WBC Risk Management Inc CRD: 304679 | - | 0 | 0 | - | Unknown |
| WBG Advisors LLC CRD: 151161 | - | 0 | 0 | - | Unknown |
| WBH Advisory, Inc. CRD: 105289 | - | 0 | 5 | - | Unknown |
| WBH Financial Services, LLC CRD: 282071 | - | 0 | 1 | - | Unknown |
| WBI Capital Advisors LLC CRD: 300131 | - | 0 | 0 | - | Unknown |
| WBI Investments, LLC CRD: 106336 | - | 0 | 4 | - | Unknown |
| WC Walker & Associates, Inc. CRD: 305814 | - | 0 | 0 | - | Unknown |
| WCA Advisors, LLC CRD: 325342 | - | 0 | 1 | - | Unknown |
| WCA Management Corporation CRD: 157375 | - | 0 | 0 | - | Unknown |
| WCA Securities, LLC CRD: 281176 | - | 0 | 0 | A | INACTIVE |
| Wcas Management Corporation CRD: 155695 | - | 0 | 1 | - | Unknown |
| Wcep Management LLC CRD: 316664 | - | 0 | 1 | - | Unknown |
| WCG Management, L.P. CRD: 156105 | - | 0 | 0 | - | Unknown |
| WCI Securities, Ltd. CRD: 21370 | - | 0 | 0 | A | INACTIVE |
| WCM Investment Management CRD: 104702 | - | 0 | 6 | - | Unknown |
| WCM Partners, LLC CRD: 131421 | - | 0 | 0 | A | INACTIVE |
| Wcmi, Inc. CRD: 24559 | - | 0 | 0 | A | INACTIVE |
| WCP Capital Management LLC CRD: 151995 | - | 0 | 2 | - | Unknown |