Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| WCP Investment Manager II, LLC CRD: 300898 | - | 0 | 0 | - | Unknown |
| Wcyeh Trading, Inc. CRD: 130465 | - | 0 | 0 | A | INACTIVE |
| WD Financial Services, LLC CRD: 122936 | - | 0 | 0 | - | Unknown |
| WD Financial Solutions CRD: 314504 | - | 0 | 1 | - | Unknown |
| WD Wealth Management, LLC CRD: 122494 | - | 0 | 0 | A | INACTIVE |
| WDC Advisors, LLC CRD: 309577 | - | 0 | 0 | - | Unknown |
| WDG Trading, LLC CRD: 135772 | - | 1 | 0 | B | INACTIVE |
| WE Alliance Blockchain Management Solutions, LLC CRD: 323595 | - | 0 | 1 | - | Unknown |
| WE Alliance Strategic Management Services, LLC CRD: 306855 | - | 0 | 1 | - | Unknown |
| WE Alliance Tactical Managers, LLC CRD: 306853 | - | 0 | 1 | - | Unknown |
| WE Alliance Wealth Advisors, Inc. CRD: 175405 | - | 0 | 1 | - | Unknown |
| WE Don't Solicit Online. WE Aren't "STARGATEADVIS… CRD: 134957 | - | 0 | 0 | - | Unknown |
| WE Education Investment Manager LLC CRD: 315981 | - | 0 | 1 | - | Unknown |
| WE Family Offices CRD: 109869 | - | 0 | 5 | - | Unknown |
| WE Financial Group CRD: 298549 | - | 0 | 5 | - | Unknown |
| WEA Financial Advisors, Inc. CRD: 144919 | - | 0 | 2 | - | Unknown |
| WEA Investment Services, Inc. CRD: 126907 | WI | 0 | 3 | A | Active |
| WEA TAX Sheltered Annuity Trust CRD: 40981 | - | 0 | 0 | A | INACTIVE |
| Wealth & Business Planning Group, LLC CRD: 146151 | - | 0 | 1 | - | Unknown |
| Wealth & Retirement Advisory, LLC CRD: 286391 | - | 0 | 0 | - | Unknown |
| Wealth & TAX Planners LLC CRD: 136450 | - | 0 | 2 | - | Unknown |
| Wealth & Wellness Group, LLC CRD: 337631 | - | 0 | 1 | - | Unknown |
| Wealth & Wisdom, LLC CRD: 174388 | - | 0 | 0 | - | Unknown |
| Wealth 2K Risk Management Inc. CRD: 292349 | - | 0 | 0 | - | Unknown |
| Wealth 360, LLC CRD: 141663 | - | 0 | 1 | - | Unknown |
| Wealth Abundance Wealth Management, LLC CRD: 141042 | - | 0 | 0 | - | Unknown |
| Wealth Accel CRD: 251786 | - | 0 | 0 | - | Unknown |
| Wealth Accel CRD: 330912 | - | 0 | 1 | - | Unknown |
| Wealth Acumen, Inc. CRD: 133475 | - | 0 | 2 | - | Unknown |
| Wealth Advice and Management, LLC CRD: 144330 | - | 0 | 0 | - | Unknown |
| Wealth Advisor Pros CRD: 319520 | - | 0 | 0 | - | Unknown |
| Wealth Advisors Group CRD: 122050 | - | 0 | 4 | - | Unknown |
| Wealth Advisors Group, LLC CRD: 291648 | - | 0 | 1 | - | Unknown |
| Wealth Advisors Network, Inc. CRD: 113836 | - | 0 | 8 | - | Unknown |
| Wealth Advisors NW CRD: 284468 | - | 0 | 1 | - | Unknown |
| Wealth Advisors of Iowa, LLC CRD: 115088 | - | 0 | 1 | - | Unknown |
| Wealth Advisors of Tampa BAY CRD: 162724 | - | 0 | 2 | - | Unknown |
| Wealth Advisors, Inc. CRD: 116275 | - | 0 | 0 | - | Unknown |
| Wealth Advisors, Inc. CRD: 130478 | - | 0 | 0 | - | Unknown |
| Wealth Advisors, L.L.C. CRD: 131248 | - | 0 | 1 | - | Unknown |
| Wealth Advisors-Southeast, Inc. CRD: 116325 | - | 0 | 0 | - | Unknown |
| Wealth Advisory Group, Inc. CRD: 122269 | - | 0 | 0 | - | Unknown |
| Wealth Advisory LAB LLC CRD: 323472 | - | 0 | 1 | - | Unknown |
| Wealth Advisory Services, Inc. CRD: 128536 | - | 0 | 0 | - | Unknown |
| Wealth Advisory Solutions, LLC CRD: 288903 | - | 0 | 5 | - | Unknown |
| Wealth Alignment Partners, LLC CRD: 338039 | - | 0 | 1 | - | Unknown |
| Wealth Alliance Advisory Group, LLC CRD: 290329 | - | 0 | 1 | - | Unknown |
| Wealth Alliance, LLC CRD: 318395 | - | 0 | 0 | - | Unknown |
| Wealth Alliance, LLC CRD: 140630 | - | 0 | 3 | - | Unknown |
| Wealth Ambassadors, LLC CRD: 163270 | - | 0 | 1 | - | Unknown |