Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Wealth and Plan CRD: 339344 | - | 0 | 1 | - | Unknown |
| Wealth and Retirement Investments, Inc. CRD: 174332 | - | 0 | 0 | - | Unknown |
| Wealth Apple, LLC CRD: 269908 | - | 0 | 3 | - | Unknown |
| Wealth Architects LLC CRD: 115532 | - | 0 | 0 | - | Unknown |
| Wealth Architects, LLC CRD: 289993 | - | 0 | 2 | - | Unknown |
| Wealth Architects, LLC CRD: 135373 | - | 0 | 2 | - | Unknown |
| Wealth Associates, Inc. CRD: 114811 | - | 0 | 0 | - | Unknown |
| Wealth Being Advisors LLC CRD: 333094 | - | 0 | 1 | - | Unknown |
| Wealth Benefit Advisors, LLC CRD: 319324 | - | 0 | 2 | - | Unknown |
| Wealth Beyond Math CRD: 331995 | - | 0 | 2 | - | Unknown |
| Wealth Builder Funds LLC CRD: 328782 | - | 0 | 1 | - | Unknown |
| Wealth Builders Equity Corporation CRD: 22152 | - | 0 | 0 | A | INACTIVE |
| Wealth Builders Financial Group LLC CRD: 138413 | - | 0 | 1 | - | Unknown |
| Wealth by Design USA, Inc. CRD: 176523 | - | 0 | 0 | - | Unknown |
| Wealth by Design, LLC CRD: 128026 | - | 0 | 0 | - | Unknown |
| Wealth by Empowerment CRD: 282119 | - | 0 | 0 | - | Unknown |
| Wealth Cairn, LLC CRD: 307622 | - | 0 | 1 | - | Unknown |
| Wealth Capital Investors LLC CRD: 170495 | - | 0 | 0 | - | Unknown |
| Wealth Care LLC CRD: 125799 | - | 0 | 4 | - | Unknown |
| Wealth CMT CRD: 147246 | - | 0 | 0 | - | Unknown |
| Wealth Compass Financial, Inc. CRD: 290139 | - | 0 | 3 | - | Unknown |
| Wealth Compounders LLC CRD: 294466 | - | 0 | 1 | - | Unknown |
| Wealth Concepts Incorporated CRD: 117876 | - | 0 | 0 | - | Unknown |
| Wealth Conservancy CRD: 115575 | - | 0 | 0 | - | Unknown |
| Wealth Covenant Group LLC CRD: 291453 | - | 0 | 0 | - | Unknown |
| Wealth Creation Advisory CRD: 334997 | - | 0 | 1 | - | Unknown |
| Wealth Creators, LLC CRD: 114264 | - | 0 | 2 | - | Unknown |
| Wealth DEN Financial CRD: 311822 | - | 0 | 1 | - | Unknown |
| Wealth Design Consulting, LLC CRD: 133312 | - | 0 | 1 | - | Unknown |
| Wealth Design Group CRD: 134480 | - | 0 | 0 | - | Unknown |
| Wealth Design Services Inc CRD: 128133 | - | 0 | 0 | - | Unknown |
| Wealth Design, LLC CRD: 114293 | - | 0 | 0 | - | Unknown |
| Wealth Development Strategies Investment Advisory,… CRD: 119127 | - | 0 | 1 | - | Unknown |
| Wealth Dimensions Family Office, Inc CRD: 266787 | - | 0 | 1 | - | Unknown |
| Wealth Dimensions Group, Ltd. CRD: 107618 | - | 0 | 1 | - | Unknown |
| Wealth Ease Wealth Management CRD: 332595 | - | 0 | 1 | - | Unknown |
| Wealth Effects CRD: 315244 | - | 0 | 7 | - | Unknown |
| Wealth Elevated, LLC CRD: 291375 | - | 0 | 0 | - | Unknown |
| Wealth Engagement CRD: 310438 | - | 0 | 1 | - | Unknown |
| Wealth Engineering, LLC CRD: 128549 | - | 0 | 1 | - | Unknown |
| Wealth Engineers, LLC CRD: 168578 | - | 0 | 1 | - | Unknown |
| Wealth Enhancement & Preservation CRD: 172788 | - | 0 | 0 | - | Unknown |
| Wealth Enhancement & Preservation, Inc. CRD: 124368 | - | 0 | 1 | - | Unknown |
| Wealth Enhancement Advisory Services, LLC CRD: 116407 | - | 0 | 1,055 | - | Unknown |
| Wealth Enhancement Brokerage Services, LLC CRD: 130139 | MN | 0 | 147 | A | Active |
| Wealth Equity Corporation CRD: 42158 | - | 0 | 0 | A | INACTIVE |
| Wealth Financial Group West, Inc. CRD: 142760 | - | 0 | 0 | - | Unknown |
| Wealth Financial Group West, Inc. CRD: 324051 | - | 0 | 1 | - | Unknown |
| Wealth Flow Partners CRD: 331782 | - | 0 | 1 | - | Unknown |
| Wealth for Life, LLC CRD: 332834 | - | 0 | 1 | - | Unknown |