Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Wealth for YOU Financial, LLC CRD: 305627 | - | 0 | 2 | - | Unknown |
| Wealth Forward Advisors CRD: 337462 | - | 0 | 1 | - | Unknown |
| Wealth Forward, LLC CRD: 159467 | - | 0 | 1 | - | Unknown |
| Wealth Foundry CRD: 312238 | - | 0 | 0 | - | Unknown |
| Wealth Gardens CRD: 330378 | - | 0 | 0 | - | Unknown |
| Wealth Group, Inc. CRD: 164615 | - | 0 | 2 | - | Unknown |
| Wealth Guardian Advisory, PLLC CRD: 153483 | - | 0 | 1 | - | Unknown |
| Wealth Health, LLC CRD: 130951 | - | 0 | 0 | - | Unknown |
| Wealth House Capital Inc. CRD: 323088 | NJ | 0 | 2 | A | Active |
| Wealth in Hand, LLC CRD: 298407 | - | 0 | 0 | - | Unknown |
| Wealth in the Works CRD: 286240 | - | 0 | 0 | - | Unknown |
| Wealth in Yourself LLC CRD: 322123 | - | 0 | 2 | - | Unknown |
| Wealth Innovation CRD: 321716 | - | 0 | 2 | - | Unknown |
| Wealth Intelligence, LLC CRD: 333253 | - | 0 | 1 | - | Unknown |
| Wealth Intelligently Navigated, LLC CRD: 340998 | - | 0 | 1 | - | Unknown |
| Wealth Investment Advisors, L.L.C. CRD: 149594 | - | 0 | 0 | - | Unknown |
| Wealth IQ CRD: 331880 | - | 0 | 1 | - | Unknown |
| Wealth Keepers CRD: 168008 | - | 0 | 1 | - | Unknown |
| Wealth Legacy Group, Inc. CRD: 145705 | - | 0 | 1 | - | Unknown |
| Wealth Legacy Institute, Inc. CRD: 144152 | - | 0 | 0 | - | Unknown |
| Wealth Logic, LLC CRD: 129599 | - | 0 | 1 | - | Unknown |
| Wealth Management CRD: 137080 | - | 0 | 47 | - | Unknown |
| Wealth Management Advisors CRD: 184514 | - | 0 | 0 | - | Unknown |
| Wealth Management Advisors RIA, Inc. CRD: 309694 | - | 0 | 2 | - | Unknown |
| Wealth Management Advisors, LLC CRD: 117764 | - | 0 | 0 | - | Unknown |
| Wealth Management Advisors, LLC CRD: 154600 | - | 0 | 0 | - | Unknown |
| Wealth Management Advisors, LLC CRD: 121163 | - | 0 | 0 | - | Unknown |
| Wealth Management Advisors, LLC CRD: 171260 | - | 0 | 3 | - | Unknown |
| Wealth Management Associates, Inc. CRD: 117606 | - | 0 | 13 | - | Unknown |
| Wealth Management Consultants Colorado, LLC CRD: 226545 | - | 0 | 0 | - | Unknown |
| Wealth Management Consultants L.L.C. CRD: 175158 | - | 0 | 1 | - | Unknown |
| Wealth Management Corporation CRD: 109576 | - | 0 | 2 | - | Unknown |
| Wealth Management Cpas, LLC CRD: 310096 | - | 0 | 3 | - | Unknown |
| Wealth Management Group CRD: 113051 | - | 0 | 0 | - | Unknown |
| Wealth Management Group CRD: 112639 | - | 0 | 0 | - | Unknown |
| Wealth Management Group CRD: 108749 | - | 0 | 7 | - | Unknown |
| Wealth Management Group AG CRD: 335036 | - | 0 | 0 | - | Unknown |
| Wealth Management Group of Georgia CRD: 297006 | - | 0 | 0 | - | Unknown |
| Wealth Management Group, Inc. CRD: 124527 | - | 0 | 0 | - | Unknown |
| Wealth Management Group, LLC CRD: 158077 | - | 0 | 0 | - | Unknown |
| Wealth Management Group, LLC CRD: 173629 | - | 0 | 0 | - | Unknown |
| Wealth Management Institute, Inc. CRD: 122892 | - | 0 | 2 | - | Unknown |
| Wealth Management LAB CRD: 130912 | - | 0 | 0 | - | Unknown |
| Wealth Management Northwest, Inc. CRD: 115983 | - | 0 | 1 | - | Unknown |
| Wealth Management of Kentucky, Inc. CRD: 171446 | - | 0 | 2 | - | Unknown |
| Wealth Management of the Bluegrass, LLC. CRD: 289163 | - | 0 | 1 | - | Unknown |
| Wealth Management Partners of LOS Angeles CRD: 306780 | - | 0 | 1 | - | Unknown |
| Wealth Management Partners of Michigan, LLC CRD: 127387 | - | 0 | 1 | - | Unknown |
| Wealth Management Partners, LLC CRD: 117390 | - | 0 | 0 | - | Unknown |
| Wealth Management Planning CRD: 292048 | - | 0 | 1 | - | Unknown |