Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Wealth Management Resources Advisors LLC CRD: 282828 | - | 0 | 0 | - | Unknown |
| Wealth Management Resources, Inc. CRD: 45452 | - | 2 | 1 | B | INACTIVE |
| Wealth Management Services of Austin, LLC CRD: 129588 | - | 0 | 2 | - | Unknown |
| Wealth Management Solutions CRD: 264793 | - | 0 | 0 | - | Unknown |
| Wealth Management Solutions CRD: 296875 | - | 0 | 2 | - | Unknown |
| Wealth Management Solutions CRD: 127517 | - | 0 | 2 | - | Unknown |
| Wealth Management, Inc. CRD: 137503 | - | 0 | 0 | - | Unknown |
| Wealth Management, LLC CRD: 115214 | - | 0 | 1 | - | Unknown |
| Wealth Management, LLP CRD: 141806 | - | 0 | 0 | - | Unknown |
| Wealth Manager Group CRD: 299862 | - | 0 | 0 | - | Unknown |
| Wealth Manager Group LLC CRD: 139130 | - | 0 | 0 | - | Unknown |
| Wealth Managers, Inc. CRD: 306710 | - | 0 | 1 | - | Unknown |
| Wealth MAX, Inc. CRD: 149403 | - | 0 | 0 | - | Unknown |
| Wealth Mentors, LLC CRD: 150591 | - | 0 | 0 | - | Unknown |
| Wealth MGT Group of Georgia CRD: 309376 | - | 0 | 1 | - | Unknown |
| Wealth Mode CRD: 284136 | - | 0 | 1 | - | Unknown |
| Wealth Monitors, Inc. CRD: 15324 | - | 0 | 0 | A | INACTIVE |
| Wealth More Enterprise, Inc. CRD: 324763 | - | 0 | 7 | - | Unknown |
| Wealth NET Advisors CRD: 281919 | - | 0 | 0 | - | Unknown |
| Wealth of Confidence, LLC CRD: 288496 | - | 0 | 0 | - | Unknown |
| Wealth Oklahoma CRD: 132962 | - | 0 | 2 | - | Unknown |
| Wealth ONE Advisors CRD: 137780 | - | 0 | 1 | - | Unknown |
| Wealth ONE Incorporated CRD: 149617 | - | 0 | 0 | - | Unknown |
| Wealth OPS, LLC CRD: 323815 | - | 0 | 0 | - | Unknown |
| Wealth Partners Corporation CRD: 129201 | - | 0 | 1 | - | Unknown |
| Wealth Partners, Inc. CRD: 132115 | - | 0 | 2 | - | Unknown |
| Wealth Partners, LLC CRD: 327179 | - | 0 | 0 | - | Unknown |
| Wealth Personal CRD: 144800 | - | 0 | 0 | - | Unknown |
| Wealth Pinnacle, Inc. CRD: 144219 | - | 0 | 2 | - | Unknown |
| Wealth Planners Advisory Group CRD: 141255 | - | 0 | 0 | - | Unknown |
| Wealth Planning & Management LLC CRD: 131259 | - | 0 | 0 | - | Unknown |
| Wealth Planning Advisors LLC CRD: 289234 | - | 0 | 1 | - | Unknown |
| Wealth Planning and Design LLC CRD: 281982 | - | 0 | 0 | - | Unknown |
| Wealth Planning Company of Texas CRD: 285758 | - | 0 | 0 | - | Unknown |
| Wealth Planning Corp CRD: 105369 | - | 0 | 0 | - | Unknown |
| Wealth Planning Group CRD: 291708 | - | 0 | 1 | - | Unknown |
| Wealth Planning Group LLC CRD: 281902 | - | 0 | 1 | - | Unknown |
| Wealth Planning Group, Inc. CRD: 143222 | - | 0 | 3 | - | Unknown |
| Wealth Planning Systems, LLC CRD: 126390 | - | 0 | 1 | - | Unknown |
| Wealth Planning, Inc. CRD: 116045 | - | 0 | 1 | - | Unknown |
| Wealth Plus CRD: 127568 | - | 0 | 0 | - | Unknown |
| Wealth Plus of the Dakotas, Inc. CRD: 287536 | - | 0 | 3 | - | Unknown |
| Wealth Preservation Advisors, LLC CRD: 167518 | - | 0 | 1 | - | Unknown |
| Wealth PRO Advisors, Inc. CRD: 169266 | - | 0 | 2 | - | Unknown |
| Wealth Protection Group CRD: 173164 | - | 0 | 0 | - | Unknown |
| Wealth Protection Management CRD: 126072 | - | 0 | 2 | - | Unknown |
| Wealth Quarterback LLC CRD: 282967 | - | 0 | 2 | - | Unknown |
| Wealth Quest Partners, Inc. CRD: 173545 | - | 0 | 0 | - | Unknown |
| Wealth Quest, Ltd. CRD: 122416 | - | 0 | 2 | - | Unknown |
| Wealth Rabbit CRD: 330633 | - | 0 | 1 | - | Unknown |