Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Wealth Ready CRD: 322146 | - | 0 | 2 | - | Unknown |
| Wealth Refined CRD: 311569 | - | 0 | 0 | - | Unknown |
| Wealth Renovators, LLC CRD: 148524 | - | 0 | 1 | - | Unknown |
| Wealth Rescue Strategies, Inc. CRD: 146965 | - | 0 | 2 | - | Unknown |
| Wealth Resource Capital Corporation CRD: 10367 | - | 0 | 0 | A | INACTIVE |
| Wealth Resource Investment Advisors LLC CRD: 300752 | - | 0 | 2 | - | Unknown |
| Wealth Resources Group CRD: 110131 | - | 0 | 0 | - | Unknown |
| Wealth Science Advisors LLC CRD: 321031 | - | 0 | 10 | - | Unknown |
| Wealth Script Advisors CRD: 334760 | - | 0 | 1 | - | Unknown |
| Wealth Security, LLC CRD: 149983 | - | 0 | 0 | - | Unknown |
| Wealth Solutions by Design, PLLC CRD: 301508 | - | 0 | 1 | - | Unknown |
| Wealth Solutions USA, LLC CRD: 293264 | - | 0 | 0 | - | Unknown |
| Wealth Solutions, Inc. CRD: 35331 | - | 7 | 1 | D | INACTIVE |
| Wealth Solutions, LLC CRD: 126113 | - | 0 | 3 | - | Unknown |
| Wealth Sphere Financial, LLC CRD: 317673 | - | 0 | 0 | - | Unknown |
| Wealth Square Inc. CRD: 322229 | - | 0 | 0 | - | Unknown |
| Wealth Stack CRD: 313681 | - | 0 | 0 | - | Unknown |
| Wealth Strategies & Solutions, Ltd. CRD: 297130 | - | 0 | 1 | - | Unknown |
| Wealth Strategies Advisory Group CRD: 308173 | - | 0 | 0 | - | Unknown |
| Wealth Strategies by Bayliss & Mcaninch, Inc. CRD: 129812 | - | 0 | 0 | - | Unknown |
| Wealth Strategies Group CRD: 326407 | - | 0 | 1 | - | Unknown |
| Wealth Strategies Group CRD: 316461 | - | 0 | 0 | - | Unknown |
| Wealth Strategies Group of Virginia CRD: 148436 | - | 0 | 0 | - | Unknown |
| Wealth Team LLC CRD: 312747 | - | 0 | 1 | - | Unknown |
| Wealth Teams Alliance CRD: 168907 | - | 0 | 9 | - | Unknown |
| Wealth Transfer Advisors, LLC CRD: 289032 | - | 0 | 0 | - | Unknown |
| Wealth Transitions CRD: 333628 | - | 0 | 1 | - | Unknown |
| Wealth Transitions, LLC CRD: 281677 | - | 0 | 1 | - | Unknown |
| Wealth Warden Partners CRD: 337835 | - | 0 | 1 | - | Unknown |
| Wealth Watch Advisors, Inc CRD: 172002 | - | 0 | 49 | - | Unknown |
| Wealth Wise Planning CRD: 334735 | - | 0 | 1 | - | Unknown |
| Wealth With NO Regrets® CRD: 159201 | - | 0 | 1 | - | Unknown |
| Wealth With Wisdom Advisors, Inc. CRD: 171071 | - | 0 | 2 | - | Unknown |
| Wealth-Builders, Inc. CRD: 116987 | - | 0 | 2 | - | Unknown |
| Wealth-Source Financial CRD: 300055 | - | 0 | 1 | - | Unknown |
| WEALTH.TAX Planning CRD: 308900 | - | 0 | 0 | - | Unknown |
| Wealth2B CRD: 331220 | - | 0 | 1 | - | Unknown |
| Wealthadvisor365 CRD: 328400 | - | 0 | 1 | - | Unknown |
| Wealtharc Fintech Ltd. CRD: 334579 | - | 0 | 1 | - | Unknown |
| Wealthboost Advisors, LLC CRD: 285273 | - | 0 | 1 | - | Unknown |
| Wealthbound Advisors CRD: 327860 | - | 0 | 1 | - | Unknown |
| Wealthbridge Advisors CRD: 282417 | - | 0 | 0 | - | Unknown |
| Wealthbridge, Inc. CRD: 144198 | - | 0 | 0 | - | Unknown |
| Wealthbuilders Investments CRD: 173306 | - | 0 | 3 | - | Unknown |
| Wealthbuilders, LLC CRD: 286348 | - | 0 | 1 | - | Unknown |
| Wealthcapital LLC CRD: 173551 | - | 0 | 1 | - | Unknown |
| Wealthcare CRD: 281771 | - | 0 | 2 | - | Unknown |
| Wealthcare CRD: 168696 | - | 0 | 1 | - | Unknown |
| Wealthcare Advisors CRD: 132259 | - | 0 | 0 | - | Unknown |
| Wealthcare Advisors, LLC CRD: 159835 | - | 0 | 0 | - | Unknown |