Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Wealthcare Advisory Partners LLC CRD: 171976 | - | 0 | 161 | - | Unknown |
| Wealthcare Alliance, Inc. CRD: 127470 | - | 0 | 0 | - | Unknown |
| Wealthcare Asset Management, LLC CRD: 170382 | - | 0 | 2 | - | Unknown |
| Wealthcare Capital Management LLC CRD: 111119 | - | 0 | 25 | - | Unknown |
| Wealthcare Capital Partners, LLC CRD: 330300 | - | 0 | 9 | - | Unknown |
| Wealthcare Consultants, Inc. CRD: 123598 | - | 0 | 0 | - | Unknown |
| Wealthcare Consulting, LLC CRD: 137302 | - | 0 | 0 | - | Unknown |
| Wealthcare Financial Advisors CRD: 124975 | - | 0 | 0 | - | Unknown |
| Wealthcare Financial Group, Inc. CRD: 284650 | - | 0 | 9 | - | Unknown |
| Wealthcare Financial Group, LLC CRD: 135792 | - | 0 | 0 | - | Unknown |
| Wealthcare Solutions, LLC CRD: 126827 | - | 0 | 1 | - | Unknown |
| Wealthcetera, LLC CRD: 289492 | - | 0 | 0 | - | Unknown |
| Wealthcfo Partners, LLC CRD: 282956 | - | 0 | 0 | - | Unknown |
| Wealthclub Finance LLC CRD: 312736 | - | 0 | 0 | - | Unknown |
| Wealthcollab CRD: 269840 | - | 0 | 1 | - | Unknown |
| Wealthcrossing CRD: 132513 | - | 0 | 5 | - | Unknown |
| Wealthdevs CRD: 311049 | - | 0 | 1 | - | Unknown |
| Wealthdrive Advisory LLC CRD: 304427 | - | 0 | 0 | - | Unknown |
| Wealtheon Advisors LLC CRD: 301663 | - | 0 | 0 | - | Unknown |
| Wealtheq CRD: 324498 | - | 0 | 1 | - | Unknown |
| Wealthetic LLC CRD: 334809 | - | 0 | 1 | - | Unknown |
| Wealthface LLC CRD: 298984 | - | 0 | 0 | - | Unknown |
| Wealthfactor CRD: 291772 | - | 0 | 0 | - | Unknown |
| Wealthfd CRD: 299248 | - | 0 | 1 | - | Unknown |
| Wealthforge Distributors, LLC CRD: 330314 | VA | 0 | 2 | A | Active |
| Wealthfront Advisers LLC CRD: 148456 | - | 0 | 15 | - | Unknown |
| Wealthfront Brokerage LLC CRD: 153407 | CA | 0 | 5 | A | Active |
| Wealthfront Strategies LLC CRD: 289148 | - | 0 | 1 | - | Unknown |
| Wealthgap CRD: 305500 | - | 0 | 1 | - | Unknown |
| Wealthgate Family Office LLC CRD: 307858 | - | 0 | 0 | - | Unknown |
| Wealthgen Advisors, LLC CRD: 306196 | - | 0 | 2 | - | Unknown |
| Wealthgevity, LLC CRD: 136658 | - | 0 | 0 | - | Unknown |
| Wealthguard Advisors, Inc. CRD: 297192 | - | 0 | 1 | - | Unknown |
| Wealthguard Advisory Group, LLC CRD: 127125 | - | 0 | 0 | - | Unknown |
| Wealthguard LLC CRD: 125923 | - | 0 | 1 | - | Unknown |
| Wealthguard, Inc. CRD: 175131 | - | 0 | 0 | - | Unknown |
| Wealthguides LLC CRD: 329822 | - | 0 | 1 | - | Unknown |
| Wealthharbor Capital Group, LLC CRD: 118614 | - | 0 | 3 | - | Unknown |
| Wealthie Advisors CRD: 340058 | - | 0 | 1 | - | Unknown |
| Wealthier WAY, LLC CRD: 304347 | - | 0 | 1 | - | Unknown |
| Wealthinfra Inc CRD: 339358 | - | 0 | 1 | - | Unknown |
| Wealthix Capital CRD: 308473 | - | 0 | 1 | - | Unknown |
| WEALTHKARE.COM, Inc. CRD: 115111 | - | 0 | 7 | - | Unknown |
| Wealthlet CRD: 282885 | - | 0 | 1 | - | Unknown |
| Wealthlete Management, LLC CRD: 318627 | - | 0 | 1 | - | Unknown |
| Wealthlive CRD: 170775 | - | 0 | 0 | - | Unknown |
| Wealthlogic CRD: 326644 | - | 0 | 1 | - | Unknown |
| Wealthlynk, Inc. CRD: 327527 | - | 0 | 1 | - | Unknown |
| Wealthmacro Capital, Inc. CRD: 299205 | - | 0 | 0 | - | Unknown |
| Wealthmap Planning CRD: 339429 | - | 0 | 1 | - | Unknown |