Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Wealthmark CRD: 283600 | - | 0 | 1 | - | Unknown |
| Wealthmark Advisory Group, LLC CRD: 166494 | - | 0 | 1 | - | Unknown |
| Wealthmark, LLC CRD: 144948 | - | 0 | 1 | - | Unknown |
| Wealthmax Advisors, LLC CRD: 284795 | - | 0 | 0 | - | Unknown |
| Wealthmd Corporation CRD: 140498 | - | 0 | 1 | - | Unknown |
| Wealthmeup Advisors LLC CRD: 335157 | - | 0 | 1 | - | Unknown |
| Wealthness LLC CRD: 298675 | - | 0 | 1 | - | Unknown |
| Wealthnest Capital Inc. CRD: 281725 | - | 0 | 1 | - | Unknown |
| Wealthnet Advisors, Inc. CRD: 169826 | - | 0 | 0 | - | Unknown |
| Wealthnet Investments, LLC CRD: 168929 | - | 0 | 0 | - | Unknown |
| Wealthone, LLC CRD: 284679 | - | 0 | 0 | - | Unknown |
| Wealthorama Inc CRD: 342943 | - | 0 | 1 | - | Unknown |
| Wealthought LLC CRD: 169872 | - | 0 | 1 | - | Unknown |
| Wealthpath CRD: 172086 | - | 0 | 0 | - | Unknown |
| Wealthpaver CRD: 299615 | - | 0 | 1 | - | Unknown |
| WEALTHPENN.COM LLC CRD: 308861 | - | 0 | 0 | - | Unknown |
| Wealthplace Securities LLC CRD: 105490 | - | 0 | 0 | A | INACTIVE |
| Wealthplan Advisors, LLC CRD: 150573 | - | 0 | 0 | - | Unknown |
| Wealthplan Investment Management LLC CRD: 311364 | - | 0 | 18 | - | Unknown |
| Wealthplan Partners CRD: 158935 | - | 0 | 0 | - | Unknown |
| Wealthplan Partners CRD: 305026 | - | 0 | 14 | - | Unknown |
| Wealthplans, LLC CRD: 311560 | - | 0 | 1 | - | Unknown |
| Wealthpoint Advisors CRD: 332312 | - | 0 | 1 | - | Unknown |
| Wealthpoint Advisors LLC CRD: 151723 | - | 0 | 0 | - | Unknown |
| Wealthportrait Financial, LLC CRD: 314459 | - | 0 | 1 | - | Unknown |
| Wealthprime CRD: 332048 | - | 0 | 0 | - | Unknown |
| Wealthpro, LLC CRD: 127907 | - | 0 | 2 | - | Unknown |
| Wealthprotect Advisors LLC CRD: 338308 | - | 0 | 1 | - | Unknown |
| Wealthprotect Advisors, LLC CRD: 285626 | - | 0 | 0 | - | Unknown |
| Wealthquest Corporation CRD: 141473 | - | 0 | 2 | - | Unknown |
| Wealthramp, Inc. CRD: 290683 | - | 0 | 1 | - | Unknown |
| Wealthremedy, LLC CRD: 287504 | - | 0 | 0 | - | Unknown |
| Wealthscape Advisors, LLC CRD: 151035 | - | 0 | 0 | - | Unknown |
| Wealthscope Consulting LLC CRD: 175406 | - | 0 | 0 | - | Unknown |
| Wealthsense Securities LLC CRD: 44709 | - | 0 | 0 | A | INACTIVE |
| Wealthshape LLC CRD: 226733 | - | 0 | 4 | - | Unknown |
| Wealthshield LLC CRD: 288875 | - | 0 | 0 | - | Unknown |
| Wealthshield Partners, LLC CRD: 169584 | - | 0 | 13 | - | Unknown |
| Wealthshore Capital LLC CRD: 306274 | - | 0 | 0 | - | Unknown |
| Wealthsimple US, Ltd. CRD: 284471 | - | 0 | 0 | - | Unknown |
| Wealthsource® CRD: 282202 | - | 0 | 0 | - | Unknown |
| Wealthspan CRD: 294168 | - | 0 | 0 | - | Unknown |
| Wealthspan Partners, LLC CRD: 297712 | - | 0 | 4 | - | Unknown |
| Wealthspan Strategies, Inc. CRD: 118711 | - | 0 | 0 | - | Unknown |
| Wealthspire Advisors CRD: 168095 | - | 0 | 0 | - | Unknown |
| Wealthspire Advisors CRD: 110666 | - | 0 | 0 | - | Unknown |
| Wealthspire Advisors CRD: 107607 | - | 0 | 0 | - | Unknown |
| Wealthspire Advisors CRD: 158380 | - | 0 | 0 | - | Unknown |
| Wealthspire Advisors CRD: 126665 | - | 0 | 0 | - | Unknown |
| Wealthspire Advisors CRD: 113678 | - | 0 | 0 | - | Unknown |