Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Wealthspire Advisors CRD: 146012 | - | 0 | 0 | - | Unknown |
| Wealthspire Advisors CRD: 106259 | - | 0 | 0 | - | Unknown |
| Wealthspire Advisors CRD: 106181 | - | 0 | 197 | - | Unknown |
| Wealthspire Advisors CRD: 147592 | - | 0 | 0 | - | Unknown |
| Wealthspire Capital, LLC CRD: 171970 | - | 0 | 0 | A | INACTIVE |
| Wealthspire Retirement Advisory CRD: 121254 | - | 0 | 119 | - | Unknown |
| Wealthspring CRD: 322756 | - | 0 | 17 | - | Unknown |
| Wealthspring Advisors, LLC CRD: 322279 | - | 0 | 0 | - | Unknown |
| Wealthspring Capital LLC CRD: 301040 | - | 0 | 1 | - | Unknown |
| Wealthspring Financial CRD: 312968 | - | 0 | 0 | - | Unknown |
| Wealthstar Advisors, LLC CRD: 164957 | - | 0 | 5 | - | Unknown |
| Wealthstone Advisors CRD: 110725 | - | 0 | 0 | - | Unknown |
| Wealthstone Equities, Inc. CRD: 17826 | - | 3 | 0 | C | INACTIVE |
| Wealthstone Private Wealth Management, LLC CRD: 329895 | - | 0 | 1 | - | Unknown |
| Wealthstream Advisors, Inc. CRD: 129428 | - | 0 | 0 | - | Unknown |
| Wealthswell CRD: 314577 | - | 0 | 0 | - | Unknown |
| Wealthtrak Advisors CRD: 160057 | - | 0 | 1 | - | Unknown |
| Wealthtrak Financial Services, LLC CRD: 145427 | - | 0 | 0 | - | Unknown |
| Wealthtrust Arizona CRD: 141926 | - | 0 | 0 | - | Unknown |
| Wealthtrust Asset Management, LLC CRD: 174901 | - | 0 | 5 | - | Unknown |
| Wealthtrust Financial Planning, LLC CRD: 282549 | - | 0 | 0 | - | Unknown |
| Wealthtutor Corp. CRD: 323744 | - | 0 | 0 | - | Unknown |
| Wealthu Advisors LLC CRD: 300879 | - | 0 | 1 | - | Unknown |
| Wealthunite Advisors, LLC CRD: 285807 | - | 0 | 3 | - | Unknown |
| Wealthup CRD: 304470 | - | 0 | 0 | - | Unknown |
| Wealthvalues, LLC CRD: 140004 | - | 0 | 2 | - | Unknown |
| Wealthvenue CRD: 304338 | - | 0 | 0 | - | Unknown |
| Wealthview Capital, LLC CRD: 149476 | - | 0 | 2 | - | Unknown |
| Wealthvisors CRD: 299147 | - | 0 | 0 | - | Unknown |
| Wealthwav CRD: 297495 | - | 0 | 0 | - | Unknown |
| Wealthway Financial Advisors CRD: 108824 | - | 0 | 1 | - | Unknown |
| Wealthwise CRD: 321274 | - | 0 | 0 | - | Unknown |
| Wealthwise Advisors CRD: 158262 | - | 0 | 1 | - | Unknown |
| Wealthwise, LLC CRD: 154661 | - | 0 | 2 | - | Unknown |
| Wealthwiz LLC CRD: 285424 | - | 0 | 0 | - | Unknown |
| Wealthwyzr, LLC CRD: 329767 | - | 0 | 1 | - | Unknown |
| Wealthx CRD: 306296 | - | 0 | 0 | - | Unknown |
| Wealthx Advisors CRD: 337472 | - | 0 | 1 | - | Unknown |
| Wealthy & Wise Family Office CRD: 120278 | - | 0 | 1 | - | Unknown |
| Wealthy Choices (R) CRD: 134110 | - | 0 | 2 | - | Unknown |
| Wealthy Doctor Institute LLC CRD: 172699 | - | 0 | 1 | - | Unknown |
| Wealthy Intentions CRD: 310994 | - | 0 | 1 | - | Unknown |
| Wealthy With Intention CRD: 334643 | - | 0 | 1 | - | Unknown |
| Wealthyx CRD: 172380 | - | 0 | 1 | - | Unknown |
| Wears, Kahn, Mcmenamy & Rader, Financial Services,… CRD: 14629 | - | 0 | 0 | A | INACTIVE |
| Weather EYE Advisors, Inc. CRD: 162302 | - | 0 | 1 | - | Unknown |
| Weather Gauge Advisory LLC CRD: 109395 | - | 0 | 0 | - | Unknown |
| Weatherbie Advisors Ltd. CRD: 340853 | - | 0 | 1 | - | Unknown |
| Weatherbie Capital, LLC CRD: 105991 | - | 0 | 2 | - | Unknown |
| Weatherby Capital, LLC CRD: 333716 | - | 0 | 1 | - | Unknown |