Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Weathergage Capital, LLC
CRD: 156612
- 0 1 - Unknown
Weatherly & Company
CRD: 133306
- 0 0 - Unknown
Weatherly Asset Management
CRD: 106935
- 0 1 - Unknown
Weatherstorm Capital, LLC
CRD: 269920
- 0 0 - Unknown
Weathervane Asset Management LLC
CRD: 312424
- 0 2 - Unknown
Weaton Capital Corporation
CRD: 18414
- 0 0 A INACTIVE
Weave Fund Management LLC
CRD: 328430
- 0 1 - Unknown
Weave Social Finance
CRD: 318387
- 0 0 - Unknown
Weaver & Associates, Inc.
CRD: 119048
- 0 0 - Unknown
Weaver Arbitrage LLC
CRD: 44483
- 0 0 A INACTIVE
Weaver Consulting Group, LLC
CRD: 287895
- 0 1 - Unknown
Weaver Financial
CRD: 113934
- 0 2 - Unknown
Weaver Johnson & Company,Inc.
CRD: 14442
- 0 0 A INACTIVE
Weaver Securities Corporation
CRD: 10077
- 0 0 A INACTIVE
Weaver Tidwell Capital, LLC
CRD: 145871
- 0 0 A INACTIVE
Weaver Wealth Management
CRD: 115150
- 0 0 - Unknown
WEB Associates, Inc.
CRD: 47369
- 0 0 A INACTIVE
WEB Coin Capital
CRD: 309854
- 0 0 - Unknown
WEB Street Securities, Inc.
CRD: 37733
- 3 0 C INACTIVE
WEB Summit Ventures Management Limited
CRD: 335054
- 0 0 - Unknown
WEB3 Capital GP LLC
CRD: 299186
- 0 0 - Unknown
WEB3 University
CRD: 340059
- 0 1 - Unknown
WEB401Kcom Inc
CRD: 105479
- 0 0 - Unknown
Webb Financial Group
CRD: 291638
- 0 1 - Unknown
Webb Financial Group
CRD: 106617
- 0 1 - Unknown
Webb Financial Planning LLC
CRD: 126422
- 0 1 - Unknown
Webb Investment Network Management, LLC
CRD: 311579
- 0 1 - Unknown
Webbridge Global Foundation
CRD: 340118
- 0 1 - Unknown
Webco Securities,Inc.
CRD: 14522
- 0 0 A INACTIVE
Weber Asset Management, Inc.
CRD: 106267
- 0 1 - Unknown
Weber Capital Management LLC
CRD: 109624
- 0 1 - Unknown
Weber Financial Advisory, Inc.
CRD: 126094
- 0 0 - Unknown
Weber Global Management, Inc
CRD: 290134
- 0 0 - Unknown
Weber Investment Corporation
CRD: 28346
- 3 0 C INACTIVE
Weber Wealth Management, LLC
CRD: 134196
- 0 0 - Unknown
Weber, Hall, Sale & Associates, Inc.
CRD: 876
- 0 0 A INACTIVE
Webs Creek Capital Management LP
CRD: 301259
- 0 1 - Unknown
Webs Investments Inc.
CRD: 333355
- 0 1 - Unknown
Webster Equity Partners, L.P.
CRD: 156729
- 0 1 - Unknown
Webster Investment Services, Inc.
CRD: 46588
- 0 0 A INACTIVE
Webster Partners
CRD: 107698
- 0 0 - Unknown
Webster Wealth Advisors, Inc.
CRD: 119664
- 0 1 - Unknown
Webster Wealth Management
CRD: 168347
- 0 1 - Unknown
Webster, Marsh & Co., Inc.
CRD: 3718
- 0 0 A INACTIVE
Webull Advisors LLC
CRD: 304881
- 0 12 - Unknown
Webull Financial LLC
CRD: 289063
NY 6 3 B Active
Webull Securities (US) LLC
CRD: 337940
FL 0 1 A Active
Wechsler & Co., Inc.
CRD: 3719
- 1 0 B INACTIVE
Wechter Feldman Wealth Management, Inc.
CRD: 119956
- 0 0 - Unknown
Wedbush & Co., LLC
CRD: 328492
NY 0 5 A Active
Page 1549 of 1601 (80,028 total)