Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Wedbush Asset Management, LLC CRD: 161183 | - | 0 | 0 | - | Unknown |
| Wedbush Fund Advisers, LLC CRD: 334057 | - | 0 | 1 | - | Unknown |
| Wedbush Securities Inc. CRD: 877 | CA | 212 | 152 | D | Active |
| Wedbush Ventures Management CRD: 312590 | - | 0 | 1 | - | Unknown |
| Wedd Durlacher Mordaunt, Inc. CRD: 10559 | - | 0 | 0 | A | INACTIVE |
| Wedge Alternatives LLC CRD: 141532 | - | 0 | 0 | A | INACTIVE |
| Wedge Capital Management LLP CRD: 106234 | - | 0 | 1 | - | Unknown |
| Wedge Financial CRD: 315160 | - | 0 | 0 | - | Unknown |
| Wedge Securities, LLC CRD: 126776 | - | 1 | 0 | B | INACTIVE |
| Wedgewood Investors Inc CRD: 104834 | - | 0 | 1 | - | Unknown |
| Wedgewood Partners, Inc. CRD: 21923 | - | 2 | 1 | B | INACTIVE |
| Wedgewood Securities Inc. CRD: 25311 | - | 0 | 0 | A | INACTIVE |
| Wedmont Private Capital CRD: 305815 | - | 0 | 11 | - | Unknown |
| Wedmore Securities, Inc. CRD: 15717 | - | 0 | 0 | A | INACTIVE |
| Weeden & CO.L.P. CRD: 16835 | - | 13 | 0 | D | INACTIVE |
| Weekend Advisor LLC CRD: 299574 | - | 0 | 0 | - | Unknown |
| Weekend Advisor LLC CRD: 326465 | - | 0 | 1 | - | Unknown |
| Weeks Financial Services, LLC CRD: 172665 | - | 0 | 1 | - | Unknown |
| Weems & Company, Inc. CRD: 30814 | - | 0 | 0 | A | INACTIVE |
| Wefunder CRD: 167803 | - | 0 | 1 | - | Unknown |
| Wegman Securities, Inc. CRD: 17781 | - | 0 | 0 | A | INACTIVE |
| Wegner Asset Management, LLC CRD: 110866 | - | 0 | 2 | - | Unknown |
| WEH Financial, Inc. CRD: 10649 | - | 0 | 0 | A | INACTIVE |
| Weick & Associates Inc CRD: 106230 | - | 0 | 0 | - | Unknown |
| Weidhorn Associates CRD: 8122 | - | 0 | 0 | A | INACTIVE |
| Weidmann Capital CRD: 148276 | - | 0 | 0 | - | Unknown |
| Weigelfam CRD: 310903 | - | 0 | 1 | - | Unknown |
| Weik Capital Management CRD: 107068 | - | 0 | 1 | - | Unknown |
| Weikart Advisory Services LLC CRD: 152279 | - | 0 | 1 | - | Unknown |
| Weil Associates, Inc. CRD: 112616 | - | 0 | 2 | - | Unknown |
| Weil Enterprises, Inc. CRD: 123284 | - | 0 | 1 | - | Unknown |
| Weil Realty Group, Inc. CRD: 16900 | - | 0 | 0 | A | INACTIVE |
| Weil Realty Group, Inc. CRD: 45719 | - | 0 | 0 | A | INACTIVE |
| Weild & Co. CRD: 132398 | CO | 0 | 7 | A | Active |
| Weiller Capital Advisors, LLC CRD: 162097 | - | 0 | 1 | - | Unknown |
| Weinand Financial, Inc. CRD: 328590 | - | 0 | 1 | - | Unknown |
| Weinberg Advisory Group CRD: 133954 | - | 0 | 1 | - | Unknown |
| Weinberg Capital Group, Inc. CRD: 163661 | - | 0 | 1 | - | Unknown |
| Weinberg/Matheson Equities,Inc. CRD: 14478 | - | 0 | 0 | A | INACTIVE |
| Weiner Abrams & Company, Inc. CRD: 31085 | - | 2 | 0 | B | INACTIVE |
| Weiner, Kane & Benbow, Inc. CRD: 18978 | - | 0 | 0 | A | INACTIVE |
| Weingarten Associates, L.L.C. CRD: 127718 | - | 0 | 2 | - | Unknown |
| Weinstat Wealth Management, Inc. CRD: 125626 | - | 0 | 1 | - | Unknown |
| Weinstein & Sons CRD: 285881 | - | 0 | 0 | - | Unknown |
| Weinzapfel Wealth Advisors, Inc CRD: 147547 | - | 0 | 0 | - | Unknown |
| Weis Advisory CRD: 217517 | - | 0 | 1 | - | Unknown |
| Weisberg Capital Management CRD: 333843 | - | 0 | 1 | - | Unknown |
| Weisberg Financial Services CRD: 128535 | - | 0 | 1 | - | Unknown |
| Weise Financial Wellness CRD: 339866 | - | 0 | 1 | - | Unknown |
| Weisenborn LLC CRD: 322341 | - | 0 | 1 | - | Unknown |