Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Weiser Financial Group LLC CRD: 148110 | - | 0 | 0 | - | Unknown |
| Weiser Financial Planning LLC CRD: 289400 | - | 0 | 1 | - | Unknown |
| Weisert Investment Services, Inc. CRD: 111670 | - | 0 | 1 | - | Unknown |
| Weiskopf, Silver & Co., L.P. CRD: 32464 | - | 0 | 0 | A | INACTIVE |
| Weiskopf, Silver Specialists L.L.C. CRD: 32962 | - | 0 | 0 | A | INACTIVE |
| Weiss Alternative Ventures, LLC CRD: 315930 | - | 0 | 1 | - | Unknown |
| Weiss Arbitrage L.L.C. CRD: 127336 | - | 0 | 0 | A | INACTIVE |
| Weiss Arbitrage, LLC CRD: 118672 | - | 0 | 0 | A | INACTIVE |
| Weiss Asset Management CRD: 155564 | - | 0 | 1 | - | Unknown |
| Weiss Capital Securities, Inc. CRD: 39166 | - | 0 | 0 | A | INACTIVE |
| Weiss Financial Advisors, LLC CRD: 173233 | - | 0 | 1 | - | Unknown |
| Weiss Financial Group LLC CRD: 159331 | - | 0 | 1 | - | Unknown |
| Weiss Financial Group, LLC CRD: 301501 | - | 0 | 2 | - | Unknown |
| Weiss Financial Services CRD: 129647 | - | 0 | 1 | - | Unknown |
| Weiss Financial Services, Inc. CRD: 142421 | - | 0 | 0 | - | Unknown |
| Weiss Multi-Strategy Funds LLC CRD: 130991 | - | 0 | 0 | A | INACTIVE |
| Weiss Securities, Inc. CRD: 19554 | - | 0 | 0 | A | INACTIVE |
| Weiss, Alex CRD: 164054 | - | 0 | 0 | - | Unknown |
| Weiss, Harrington and Associates LLC CRD: 143230 | - | 0 | 0 | - | Unknown |
| Weiss, Kenneth M CRD: 44275 | - | 0 | 0 | A | INACTIVE |
| Weiss, Paul Jordan CRD: 34505 | - | 1 | 0 | B | INACTIVE |
| Weiss, Robert Alan CRD: 32165 | - | 0 | 0 | A | INACTIVE |
| Weite Investment Quantificatio CRD: 342238 | - | 0 | 1 | - | Unknown |
| Weitz Financial Group LLC CRD: 325132 | - | 0 | 0 | - | Unknown |
| Weitz Investment Management, Inc. CRD: 105088 | - | 0 | 2 | - | Unknown |
| Weitz Securities, Inc. CRD: 17673 | NE | 1 | 2 | B | Active |
| Weivc Incubator,Inc CRD: 173623 | - | 0 | 0 | - | Unknown |
| Wela Financial Advisory CRD: 126266 | - | 0 | 3 | - | Unknown |
| Wela Strategies, Inc. CRD: 147762 | - | 0 | 0 | - | Unknown |
| Welara CRD: 334534 | - | 0 | 1 | - | Unknown |
| Welborn Capital LLC CRD: 152234 | - | 0 | 0 | A | INACTIVE |
| Welch & Forbes LLC CRD: 115119 | - | 0 | 1 | - | Unknown |
| Welch Capital CRD: 156820 | - | 0 | 0 | - | Unknown |
| Welch Capital Partners LLC CRD: 106721 | - | 0 | 1 | - | Unknown |
| Welch Financial Planning, LLC CRD: 329418 | - | 0 | 3 | - | Unknown |
| Welch Hornsby, Inc. CRD: 104664 | - | 0 | 0 | - | Unknown |
| Welch Investment Group, LLC CRD: 131006 | - | 0 | 1 | - | Unknown |
| Welch Investments, LLC CRD: 111270 | - | 0 | 0 | - | Unknown |
| Welch Private Wealth CRD: 342657 | - | 0 | 1 | - | Unknown |
| Welck Financial CRD: 323704 | - | 0 | 0 | - | Unknown |
| Welco Securities, Inc. CRD: 14061 | - | 0 | 0 | A | INACTIVE |
| Welcome Home Wealth Advisors LLC CRD: 326027 | - | 0 | 1 | - | Unknown |
| Welcome Life Securities, LLC CRD: 142281 | FL | 0 | 2 | A | Active |
| Welcome Retirement Wealth Management CRD: 287781 | - | 0 | 0 | - | Unknown |
| Welcy Capital Advisors LLC CRD: 154782 | - | 0 | 2 | - | Unknown |
| Weld Capital Management LLC CRD: 292440 | - | 0 | 0 | - | Unknown |
| Weld North Advisers LLC CRD: 167551 | - | 0 | 0 | - | Unknown |
| Weldon & Company CRD: 129099 | - | 0 | 0 | - | Unknown |
| Weldon and Weldon Financial Coaching CRD: 308640 | - | 0 | 0 | - | Unknown |
| Weldon Securities Co. CRD: 3995 | - | 0 | 0 | A | INACTIVE |