Branch offices
3 offices
FINRA: Small firm
CRD #126907 · FINRA BrokerCheck + SEC IAPD
WEA Investment Services, Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, WEA Investment Services, Inc. ranks #19,508 of 20,055 by disclosure count (most disclosures first). Among firms registered in WI, it ranks #23 of 23 on the same disclosure sort used on the state browse page. WEA Investment Services, Inc. has a clean FINRA BrokerCheck record, no reportable disclosures across its 3 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 3
- branch offices
- 0
- disclosures
- #19,508 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 126907 WEA Investment Services, Inc.
WEA Investment Services, Inc. · Grade A · 0 disc · 0.00/office · Small firm
- CRD 126907
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 3
- PER-OFF 0.00
- RANK #19,508 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
WEA Investment Services, Inc. ranks #19,508 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 3 offices
Clean disclosure surface
WEA Investment Services, Inc. has zero reportable FINRA BrokerCheck disclosures in this extract across 3 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Madison, WI
- CRD Number
- 126907
Clean BrokerCheck surface
WEA Investment Services, Inc.'s clean BrokerCheck surface
WEA Investment Services, Inc. shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 3 branch offices (Grade A).
WEA Investment Services, Inc. shows zero reportable disclosures across 3 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of WEA Investment Services, Inc.'s clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Wisconsin cohort · 0.00× state average
WEA Investment Services, Inc. sits below the Wisconsin disclosure average
WEA Investment Services, Inc. reports 0 BrokerCheck disclosures, 0.00× the Wisconsin average of 5.3, lighter than most of the 23 graded firms filed there.
In Wisconsin, 7 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Wisconsin state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does WEA Investment Services, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, WEA Investment Services, Inc. ranks #19,508 of 20,055 by disclosure count (most disclosures first). Among firms registered in WI, it ranks #23 of 23 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for WEA Investment Services, Inc.?
A grade of A means WEA Investment Services, Inc. has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does WEA Investment Services, Inc. have?
WEA Investment Services, Inc. has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is WEA Investment Services, Inc.?
WEA Investment Services, Inc. operates 3 branch offices and is classified by FINRA as a small firm, registered in WI (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify WEA Investment Services, Inc.'s disciplinary record?
You can verify WEA Investment Services, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 126907. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. WEA Investment Services, Inc. currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to WEA Investment Services, Inc.'s 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to WEA Investment Services, Inc.'s 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to WEA Investment Services, Inc.'s 0.00
- Firms in WI - state roster that includes WEA Investment Services, Inc.'s registration home.
- How to Vet a Financial Advisor - Use WEA Investment Services, Inc.'s clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like WEA Investment Services, Inc.'s does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside WEA Investment Services, Inc..
- Compare firms - put WEA Investment Services, Inc. next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.