Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| White Oaks Investment Management, Inc CRD: 170016 | - | 0 | 1 | - | Unknown |
| White Oaks Wealth Advisors, Inc. CRD: 173522 | - | 0 | 1 | - | Unknown |
| White Pacific Securities, Inc. CRD: 42505 | - | 11 | 0 | D | INACTIVE |
| White Pine Advisory LLC CRD: 300700 | - | 0 | 1 | - | Unknown |
| White Pine Capital LLC CRD: 108417 | - | 0 | 1 | - | Unknown |
| White Pine Financial LLC CRD: 304042 | - | 0 | 3 | - | Unknown |
| White Pine Investment Co CRD: 111556 | - | 0 | 2 | - | Unknown |
| White Pine Investments CRD: 117992 | - | 0 | 2 | - | Unknown |
| White Pines Capital LLC CRD: 158550 | - | 0 | 0 | A | INACTIVE |
| White Post Investments, LP CRD: 318943 | - | 0 | 1 | - | Unknown |
| White Raven Financial CRD: 288441 | - | 0 | 0 | - | Unknown |
| White River Capital Advisors, LLC CRD: 312013 | - | 0 | 1 | - | Unknown |
| White River Capital, LLC CRD: 172080 | - | 0 | 0 | - | Unknown |
| White River E&P Management 1 LLC CRD: 324393 | - | 0 | 0 | - | Unknown |
| White River Investment Partners, LLC CRD: 138145 | - | 0 | 0 | - | Unknown |
| White River Investments CRD: 313722 | - | 0 | 4 | - | Unknown |
| White River Securities, LLC CRD: 33403 | - | 0 | 0 | A | INACTIVE |
| White River Value Advisors CRD: 327671 | - | 0 | 0 | - | Unknown |
| White Rock Capital CRD: 114877 | - | 0 | 3 | - | Unknown |
| White Rock Capital Management, LLC CRD: 285501 | - | 0 | 0 | - | Unknown |
| White Rock OIL & GAS Holdings, LLC CRD: 165255 | - | 0 | 1 | - | Unknown |
| White Rock Resources Holdings, LLC CRD: 332560 | - | 0 | 1 | - | Unknown |
| White Sail Advisors LLC CRD: 315447 | - | 0 | 1 | - | Unknown |
| White Sand Capital, LLC CRD: 310650 | - | 0 | 0 | - | Unknown |
| White Sand Wealth Management CRD: 304614 | - | 0 | 1 | - | Unknown |
| White Sands Family Office LLC CRD: 338005 | - | 0 | 1 | - | Unknown |
| White Shark Management LLC CRD: 285588 | - | 0 | 0 | - | Unknown |
| White Square Capital LLP CRD: 285457 | - | 0 | 0 | - | Unknown |
| White Star Financial LLC CRD: 327758 | - | 0 | 1 | - | Unknown |
| White Stork Asset Management LLC CRD: 289149 | - | 0 | 2 | - | Unknown |
| White Turf Financial LLC. CRD: 299590 | - | 0 | 1 | - | Unknown |
| White Wealth Managers, LLC CRD: 153967 | - | 0 | 2 | - | Unknown |
| White Wing Capital Partners, LLC CRD: 332619 | - | 0 | 1 | - | Unknown |
| White Wing Wealth Management, LLC CRD: 226524 | - | 0 | 1 | - | Unknown |
| White Winston Select Asset Funds CRD: 296152 | - | 0 | 0 | - | Unknown |
| White Wolf Capital Advisors, LLC CRD: 311816 | - | 0 | 1 | - | Unknown |
| White, Darrick K. CRD: 38529 | - | 0 | 0 | A | INACTIVE |
| White, Dunkirk $ Price Investment Advisory Inc. CRD: 138152 | - | 0 | 2 | - | Unknown |
| White, Roberts & Stratton, Inc. CRD: 139133 | - | 0 | 2 | - | Unknown |
| Whitebark Investors CRD: 331803 | - | 0 | 1 | - | Unknown |
| WHITEBOARD.IM LLC CRD: 288083 | - | 0 | 0 | - | Unknown |
| Whitebox Advisors LLC CRD: 121995 | - | 0 | 2 | - | Unknown |
| Whited Securities, Inc. CRD: 16870 | - | 0 | 0 | A | INACTIVE |
| Whitegate Investment Counselors, Inc. CRD: 107732 | - | 0 | 2 | - | Unknown |
| Whitehall Brokerage Services, Ltd. CRD: 33564 | - | 0 | 0 | A | INACTIVE |
| Whitehall Capital Markets LLC CRD: 158885 | FL | 0 | 2 | A | Active |
| Whitehall Equity Partners CRD: 23989 | - | 0 | 0 | A | INACTIVE |
| Whitehall Investments, Inc. CRD: 36266 | - | 0 | 0 | A | INACTIVE |
| Whitehall Properties, Inc. CRD: 14927 | - | 0 | 0 | A | INACTIVE |
| Whitehall Securities, Inc. CRD: 10529 | - | 0 | 0 | A | INACTIVE |