Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Whitehall Wellington Investments, Inc. CRD: 38022 | - | 1 | 0 | B | INACTIVE |
| Whitehart Partners, LLC CRD: 283190 | - | 0 | 0 | - | Unknown |
| Whitehaven Asset Management, LP CRD: 170531 | - | 0 | 1 | - | Unknown |
| Whitehawk Capital Partners LP CRD: 307669 | - | 0 | 1 | - | Unknown |
| Whitehawk Securities, Inc. CRD: 17132 | - | 0 | 0 | A | INACTIVE |
| Whitehill Capital, Inc. CRD: 16557 | - | 0 | 0 | A | INACTIVE |
| Whitehorne & Company, Ltd. CRD: 28724 | - | 2 | 0 | B | INACTIVE |
| Whitehorne & Company, Ltd. CRD: 128031 | - | 0 | 0 | A | INACTIVE |
| Whitehorse Capital Partners, L.P. CRD: 126528 | - | 0 | 0 | - | Unknown |
| Whitehouse & Moore Investments, Inc. CRD: 24738 | - | 0 | 0 | A | INACTIVE |
| Whitehouse Wealth Management CRD: 285126 | - | 0 | 0 | - | Unknown |
| Whitemarsh Capital Advisors CRD: 127373 | NJ | 1 | 2 | B | Active |
| Whiteoak CRD: 319057 | - | 0 | 0 | - | Unknown |
| Whiterock Capital CRD: 297897 | - | 0 | 0 | - | Unknown |
| Whiterock Financial, LLC CRD: 155140 | - | 0 | 1 | - | Unknown |
| Whiterock Wealth Design, LLC CRD: 342236 | - | 0 | 1 | - | Unknown |
| Whiteside and Company, Inc. CRD: 5662 | - | 0 | 0 | A | INACTIVE |
| Whitespace Financial, LLC CRD: 149069 | - | 0 | 2 | - | Unknown |
| Whitestar Advisors, LLC CRD: 124627 | - | 0 | 1 | - | Unknown |
| Whitestone Capital Management LLC CRD: 315646 | - | 0 | 4 | - | Unknown |
| Whitestone Capital Markets, L.P. CRD: 36908 | - | 2 | 0 | B | INACTIVE |
| Whitestone Global Partners CRD: 152167 | - | 0 | 1 | - | Unknown |
| Whitestone Global Partners, LLC CRD: 288463 | - | 0 | 0 | - | Unknown |
| Whitestone Money Wise Investment Partners LLC CRD: 170343 | - | 0 | 0 | - | Unknown |
| Whitestone Securities Inc. CRD: 15679 | - | 0 | 0 | A | INACTIVE |
| Whitestone Wealth Advisors, LLC CRD: 299381 | - | 0 | 1 | - | Unknown |
| Whitestone Wealth Management, LLC CRD: 165201 | - | 0 | 0 | - | Unknown |
| Whiteswan Trading Corporation CRD: 300671 | - | 0 | 1 | - | Unknown |
| Whitetail Rock Capital Management, LLC CRD: 156675 | - | 0 | 1 | - | Unknown |
| Whitetail Wealth Management CRD: 321186 | - | 0 | 1 | - | Unknown |
| Whitetip Capital LLC CRD: 168266 | - | 0 | 0 | - | Unknown |
| Whitetree Investments CRD: 173776 | - | 0 | 0 | - | Unknown |
| Whitewall Capital LLC CRD: 300234 | - | 0 | 0 | - | Unknown |
| Whitewater Wealth CRD: 169233 | - | 0 | 1 | - | Unknown |
| Whiteweld Trading, LLC CRD: 136284 | - | 0 | 0 | A | INACTIVE |
| Whitford Financial Planning CRD: 325988 | - | 0 | 1 | - | Unknown |
| Whiting Securities, Inc. CRD: 14370 | - | 0 | 0 | A | INACTIVE |
| Whitley Energy Capital Partners L.P. CRD: 131516 | - | 0 | 0 | - | Unknown |
| Whitley Financial, LLC CRD: 316607 | - | 0 | 1 | - | Unknown |
| Whitman Financial Services, LLC. CRD: 117633 | - | 0 | 2 | - | Unknown |
| Whitman Realty Investment Inc. CRD: 14361 | - | 0 | 0 | A | INACTIVE |
| Whitman/Peterson, LLC CRD: 296087 | - | 0 | 1 | - | Unknown |
| Whitmore Financial Planning CRD: 135433 | - | 0 | 2 | - | Unknown |
| Whitmore, William Harvey CRD: 16500 | - | 0 | 0 | A | INACTIVE |
| Whitnell & Co CRD: 104633 | - | 0 | 0 | - | Unknown |
| Whitney & Company CRD: 117307 | - | 0 | 1 | - | Unknown |
| Whitney and Associates, Incorporated CRD: 122634 | - | 0 | 0 | - | Unknown |
| Whitney Asset Management, LLC CRD: 226682 | - | 0 | 0 | - | Unknown |
| Whitney Capital Markets LLC CRD: 104260 | - | 0 | 0 | A | INACTIVE |
| Whitney Harris Securities, Inc. CRD: 16306 | - | 0 | 0 | A | INACTIVE |