Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Whitney Holdings LLC CRD: 163195 | - | 0 | 0 | - | Unknown |
| Whitney Peak Capital, LP CRD: 300269 | - | 0 | 0 | - | Unknown |
| Whitney Securities, L.L.C. CRD: 103715 | - | 0 | 0 | A | INACTIVE |
| Whittaker Securities Company CRD: 7487 | - | 0 | 0 | A | INACTIVE |
| Whittier Advisors, LLC CRD: 318024 | - | 0 | 2 | - | Unknown |
| Whittington, William Gary CRD: 140298 | - | 0 | 0 | - | Unknown |
| Whitwell Advisors CRD: 331958 | - | 0 | 6 | - | Unknown |
| Whitwell Securities, Inc. CRD: 11757 | - | 0 | 0 | A | INACTIVE |
| WHJR Associates CRD: 113269 | - | 0 | 0 | - | Unknown |
| WHN Investor Services, Inc. CRD: 10046 | - | 0 | 2 | A | INACTIVE |
| WHO IS John Galt, LLC CRD: 307657 | - | 0 | 0 | - | Unknown |
| Whole Family Financial Services, Inc. CRD: 305027 | - | 0 | 1 | - | Unknown |
| Whole Wealth Management CRD: 145072 | - | 0 | 1 | - | Unknown |
| Wholeness Financial CRD: 332974 | - | 0 | 1 | - | Unknown |
| Wholestory Wealth LLC CRD: 341889 | - | 0 | 2 | - | Unknown |
| WHTG Wealth Management, LLC CRD: 338295 | - | 0 | 1 | - | Unknown |
| WHV Investments, Inc. CRD: 107214 | - | 0 | 0 | - | Unknown |
| WHVP CRD: 156928 | - | 0 | 0 | - | Unknown |
| Whytecliffe Securities Inc. CRD: 17880 | - | 0 | 0 | A | INACTIVE |
| WI Harper Group Inc CRD: 161665 | - | 0 | 1 | - | Unknown |
| WI Harper Inc VI Management Limited CRD: 161666 | - | 0 | 0 | - | Unknown |
| WI Partners, LLC CRD: 269830 | - | 0 | 1 | - | Unknown |
| Wiase Capital CRD: 307961 | - | 0 | 0 | - | Unknown |
| WIC Corp. CRD: 17510 | - | 0 | 0 | A | INACTIVE |
| Wice LLC CRD: 339502 | - | 0 | 1 | - | Unknown |
| Wichita Wealth Management, LLC CRD: 141157 | - | 0 | 1 | - | Unknown |
| Wick Capital Partners, LLC CRD: 299194 | - | 0 | 1 | - | Unknown |
| Wick Securities, Inc. CRD: 995 | - | 0 | 0 | A | INACTIVE |
| Wicked Ventures, Inc. CRD: 327733 | - | 0 | 0 | - | Unknown |
| Wickford Wealth Management, LLC CRD: 164675 | - | 0 | 1 | - | Unknown |
| Wickham, Mont R CRD: 33378 | - | 0 | 0 | A | INACTIVE |
| Wicklow Wealth Management, Inc. CRD: 172535 | - | 0 | 0 | - | Unknown |
| Wickman Paterson Corrigan CRD: 133901 | - | 0 | 0 | - | Unknown |
| Wide EYE Capital CRD: 322886 | - | 0 | 2 | - | Unknown |
| Widener & Asher Asset Management LLC CRD: 153958 | - | 0 | 2 | - | Unknown |
| Widmann Financial Services CRD: 289106 | - | 0 | 1 | - | Unknown |
| Widmann, Siff & Co., Inc. CRD: 18196 | - | 2 | 0 | B | INACTIVE |
| Wieder Financial Corp. CRD: 154537 | - | 0 | 0 | - | Unknown |
| Wieder Financial Corp. CRD: 331643 | - | 0 | 1 | - | Unknown |
| Wiederman & Associates CRD: 132349 | - | 0 | 2 | - | Unknown |
| Wiedower Capital CRD: 173610 | - | 0 | 1 | - | Unknown |
| Wieland Regan and Company CRD: 14168 | - | 0 | 0 | A | INACTIVE |
| Wiener Financial Management CRD: 117899 | - | 0 | 0 | - | Unknown |
| Wieniewitz Wealth Management, LLC CRD: 281622 | - | 0 | 0 | - | Unknown |
| Wienken Advisors, Ltd. CRD: 148335 | - | 0 | 4 | - | Unknown |
| Wiese Capital Management Inc CRD: 107359 | - | 0 | 0 | - | Unknown |
| Wiggin Financial Services CRD: 151596 | - | 0 | 3 | - | Unknown |
| Wiggins Interests, Inc. CRD: 15094 | - | 0 | 0 | A | INACTIVE |
| WIL Strategic Partners, LLC CRD: 306010 | - | 0 | 0 | - | Unknown |
| WIL, LLC CRD: 170737 | - | 0 | 1 | - | Unknown |