Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Wilbanks Securities Advisory CRD: 118304 | - | 0 | 0 | - | Unknown |
| Wilbanks Securities, Inc. CRD: 40673 | - | 15 | 0 | D | INACTIVE |
| Wilbanks, Smith & Thomas Asset Management, LLC CRD: 106060 | - | 0 | 0 | - | Unknown |
| Wilbe Capital LLP CRD: 338147 | - | 0 | 0 | - | Unknown |
| Wilbert Guilford, CFP, PLLC CRD: 310846 | - | 0 | 2 | - | Unknown |
| Wilbro Fund CRD: 13987 | - | 0 | 0 | A | INACTIVE |
| Wilbur and Wilbur, Inc. CRD: 110015 | - | 0 | 0 | - | Unknown |
| Wilco Financial, LLC CRD: 329081 | - | 0 | 1 | - | Unknown |
| Wilcox Advisors, Inc. CRD: 134479 | - | 0 | 0 | - | Unknown |
| Wilcox Financial, Inc. CRD: 121555 | - | 0 | 0 | - | Unknown |
| Wilcox Investment, Inc. CRD: 125335 | - | 0 | 0 | - | Unknown |
| Wilcox Securities, Inc. CRD: 24084 | - | 0 | 0 | A | INACTIVE |
| Wilcris Trading L.L.C. CRD: 45001 | - | 0 | 0 | A | INACTIVE |
| Wild Boar Advisors, LLC CRD: 328345 | - | 0 | 0 | - | Unknown |
| Wild Dunes Securities, Inc. CRD: 20641 | - | 0 | 0 | A | INACTIVE |
| Wild Iris Financial CRD: 341074 | - | 0 | 1 | - | Unknown |
| Wild Tree Partners LLC CRD: 329056 | - | 0 | 1 | - | Unknown |
| Wild Wind Financial LLC CRD: 142317 | - | 0 | 0 | - | Unknown |
| Wildcat Advisory Group, LLC CRD: 320615 | - | 0 | 0 | - | Unknown |
| Wildcat Technology Partners CRD: 175148 | - | 0 | 0 | - | Unknown |
| Wildcat Trading L.L.C. CRD: 126467 | - | 0 | 0 | A | INACTIVE |
| Wildcat Venture Partners, LLC CRD: 288146 | - | 0 | 1 | - | Unknown |
| Wilde Capital Management, LLC CRD: 281891 | - | 0 | 1 | - | Unknown |
| Wilder Asset Management, LLC CRD: 282907 | - | 0 | 0 | - | Unknown |
| Wilder Richman Capital Corporation CRD: 11388 | - | 0 | 0 | A | INACTIVE |
| Wilder Richman Securities Corporation CRD: 17681 | - | 1 | 0 | B | INACTIVE |
| Wildermuth Advisory, LLC CRD: 169354 | - | 0 | 0 | - | Unknown |
| Wildermuth Securities, LLC CRD: 288416 | - | 0 | 0 | A | INACTIVE |
| Wildflower Financial LLC CRD: 289288 | - | 0 | 1 | - | Unknown |
| Wildflower Wealth Advisors, LLC CRD: 329165 | - | 0 | 1 | - | Unknown |
| Wildridge Securities CRD: 335666 | CA | 0 | 2 | A | Active |
| Wildrye Financial CRD: 317148 | - | 0 | 2 | - | Unknown |
| Wildwood Trail Financial, LLC CRD: 312629 | - | 0 | 0 | - | Unknown |
| Wildwood Ventures CRD: 328029 | - | 0 | 1 | - | Unknown |
| Wiley Capital Partners CRD: 326972 | - | 0 | 1 | - | Unknown |
| Wiley Group CRD: 150744 | - | 0 | 0 | - | Unknown |
| Wilfrid Aubrey LLC CRD: 163617 | - | 0 | 0 | - | Unknown |
| Wilhelm, Gary Gordon CRD: 123572 | - | 0 | 0 | - | Unknown |
| Wilkerson Advisory Group LLC CRD: 334668 | - | 0 | 1 | - | Unknown |
| Wilkerson Resource Advisors CRD: 154308 | - | 0 | 0 | - | Unknown |
| Wilkes & Co., Inc. CRD: 967 | - | 0 | 0 | A | INACTIVE |
| Wilkins Advisors, LLC CRD: 318746 | - | 0 | 1 | - | Unknown |
| Wilkins Investment Counsel, Inc CRD: 104913 | - | 0 | 3 | - | Unknown |
| Wilkins Miller Wealth Management, LLC CRD: 162222 | - | 0 | 1 | - | Unknown |
| Wilkinson Boyd Capital Markets, Inc CRD: 23099 | - | 0 | 0 | A | INACTIVE |
| Wilkinson Financial LLC CRD: 169501 | - | 0 | 0 | - | Unknown |
| Wilkinson Index Trading, LLC CRD: 104336 | - | 0 | 0 | A | INACTIVE |
| Wilkinson Management LLC CRD: 103992 | - | 0 | 0 | A | INACTIVE |
| Wilkinson Wealth Management, LLC CRD: 317741 | - | 0 | 1 | - | Unknown |
| Wilkison Investment Services, LLC CRD: 116880 | - | 0 | 3 | - | Unknown |