Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Wilson Asset Management CRD: 113478 | - | 0 | 0 | - | Unknown |
| Wilson Capital Management, LLC CRD: 161353 | - | 0 | 0 | - | Unknown |
| Wilson Capital, LLC CRD: 166557 | - | 0 | 2 | - | Unknown |
| Wilson David Investment Advisors CRD: 172841 | - | 0 | 4 | - | Unknown |
| Wilson Financial Advisors, Inc. CRD: 116274 | - | 0 | 3 | - | Unknown |
| Wilson Financial Advisory Services CRD: 289286 | - | 0 | 1 | - | Unknown |
| Wilson Financial Group CRD: 291285 | - | 0 | 1 | - | Unknown |
| Wilson Financial Group, LLC CRD: 152097 | - | 0 | 2 | - | Unknown |
| Wilson Financial LLC CRD: 175423 | - | 0 | 0 | - | Unknown |
| Wilson Financial, LLC CRD: 171283 | - | 0 | 0 | - | Unknown |
| Wilson Hill Management, LLC CRD: 313441 | - | 0 | 1 | - | Unknown |
| Wilson HTM (USA) Inc. CRD: 42900 | - | 1 | 0 | B | INACTIVE |
| Wilson Insight CRD: 329619 | - | 0 | 1 | - | Unknown |
| Wilson Institutional Securities, Inc. CRD: 30553 | - | 0 | 0 | A | INACTIVE |
| Wilson Investment Management Services CRD: 112797 | - | 0 | 0 | - | Unknown |
| Wilson Investment Services CRD: 171157 | - | 0 | 1 | - | Unknown |
| Wilson Parker Connally Stephenson Inc CRD: 16505 | TX | 3 | 2 | B | Active |
| Wilson Securities Company CRD: 16332 | - | 0 | 0 | A | INACTIVE |
| Wilson Stephenson Incorporated CRD: 22937 | - | 1 | 0 | B | INACTIVE |
| Wilson Wealth Management Group, L. L. C. CRD: 132912 | - | 0 | 5 | - | Unknown |
| Wilson Wealth Management, Inc. CRD: 294731 | - | 0 | 1 | - | Unknown |
| Wilson Wealth Stewardship CRD: 297725 | - | 0 | 1 | - | Unknown |
| Wilson, Clark Allen CRD: 121925 | - | 0 | 1 | - | Unknown |
| Wilson, Gerard Ernest CRD: 117148 | - | 0 | 0 | A | INACTIVE |
| Wilson, Mark Henry CRD: 172023 | - | 0 | 1 | - | Unknown |
| Wilson, Stephen Charles CRD: 45453 | - | 0 | 0 | A | INACTIVE |
| Wilson-Davis & Co., Inc. CRD: 3777 | UT | 58 | 2 | F | Active |
| Wilsquare Capital LLC CRD: 296504 | - | 0 | 1 | - | Unknown |
| Wilton RE Distributors LLC CRD: 326493 | IA | 0 | 2 | A | Active |
| Wiltshire Wealth Management LLC CRD: 297549 | - | 0 | 0 | - | Unknown |
| Wimer Investment Management CRD: 331342 | - | 0 | 1 | - | Unknown |
| Wimmer Associates LLC CRD: 125243 | - | 0 | 2 | - | Unknown |
| Wimmer Brothers Real Estate Investment Securities … CRD: 18478 | - | 0 | 0 | A | INACTIVE |
| Wimmer Consulting, LLC CRD: 120976 | - | 0 | 0 | - | Unknown |
| Wimzee, LLC CRD: 315068 | - | 0 | 0 | - | Unknown |
| WIN Advisors, Inc CRD: 300351 | - | 0 | 5 | - | Unknown |
| WIN Capital Corp. CRD: 36172 | - | 8 | 0 | D | INACTIVE |
| WIN Investing LLC CRD: 284356 | - | 0 | 1 | - | Unknown |
| WIN Private Wealth CRD: 338220 | - | 0 | 1 | - | Unknown |
| WIN Team Advisory Services CRD: 136680 | - | 0 | 1 | - | Unknown |
| WIN Wealth Management, Inc. CRD: 127019 | - | 0 | 0 | - | Unknown |
| WIN2Trade LLC CRD: 326143 | - | 0 | 1 | - | Unknown |
| Winadvisors LLC CRD: 322022 | - | 0 | 0 | - | Unknown |
| Winans Investments CRD: 107125 | - | 0 | 2 | - | Unknown |
| Wincanton Partners CRD: 10464 | - | 1 | 0 | B | INACTIVE |
| Wincap Financial LLC CRD: 315798 | - | 0 | 7 | - | Unknown |
| Winch Financial CRD: 110194 | - | 0 | 6 | - | Unknown |
| Winchester Equities Co., Inc. CRD: 19734 | - | 0 | 0 | A | INACTIVE |
| Winchester Investment Securities, Inc. CRD: 28543 | - | 4 | 0 | C | INACTIVE |
| Winchester Securities Corp. CRD: 7871 | - | 0 | 0 | A | INACTIVE |