Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Willow Creek Financial CRD: 285670 | - | 0 | 1 | - | Unknown |
| Willow Creek Wealth Management, Inc. CRD: 109240 | - | 0 | 6 | - | Unknown |
| Willow Grove Advisors, LLC CRD: 151993 | - | 0 | 2 | - | Unknown |
| Willow Hill Partners LLC CRD: 335065 | - | 0 | 1 | - | Unknown |
| Willow Hill Real Estate Partners LLC CRD: 335235 | - | 0 | 1 | - | Unknown |
| Willow Partner Advisors LLC CRD: 307906 | - | 0 | 0 | - | Unknown |
| Willow Partner Advisors, LLC CRD: 333917 | - | 0 | 2 | - | Unknown |
| Willow Planning Group, LLC CRD: 174085 | - | 0 | 2 | - | Unknown |
| Willow RUN Capital CRD: 329036 | - | 0 | 1 | - | Unknown |
| Willow Securities, Inc. CRD: 30350 | - | 0 | 0 | A | INACTIVE |
| Willow Tree Capital Corp Advisors LLC CRD: 328528 | - | 0 | 1 | - | Unknown |
| Willow Tree Credit Partners LP CRD: 287810 | - | 0 | 1 | - | Unknown |
| Willow Tree Credit Partners Sbic Management LP CRD: 333473 | - | 0 | 1 | - | Unknown |
| Willow Wealth CRD: 282487 | - | 0 | 1 | - | Unknown |
| Willow Wealth Management, P.A. CRD: 294865 | - | 0 | 0 | - | Unknown |
| Willow Wealth Management,LLP CRD: 122133 | - | 0 | 0 | - | Unknown |
| Willow Wealth Markets LLC CRD: 172295 | NY | 0 | 2 | A | Active |
| Willowbridge Associates Inc. CRD: 174159 | - | 0 | 0 | - | Unknown |
| Willowfield Ventures LLC CRD: 149954 | - | 0 | 2 | - | Unknown |
| Willowridge Partners, Inc. CRD: 157116 | - | 0 | 1 | - | Unknown |
| Willowtree Ventures Management, LLC CRD: 336404 | - | 0 | 1 | - | Unknown |
| Willpower Venture Capital LLC CRD: 336788 | - | 0 | 1 | - | Unknown |
| Wills Financial Group CRD: 109554 | - | 0 | 0 | - | Unknown |
| Wills Financial Group, LLC CRD: 334431 | - | 0 | 5 | - | Unknown |
| Willstar8Plus LLC CRD: 325445 | - | 0 | 1 | - | Unknown |
| Wilmar LLC CRD: 323728 | - | 0 | 1 | - | Unknown |
| Wilmerding Miller & Co Inc CRD: 112733 | - | 0 | 0 | - | Unknown |
| Wilmington Brokerage Services Company CRD: 14942 | - | 16 | 0 | F | INACTIVE |
| Wilmington Capital Securities, LLC CRD: 133839 | NY | 2 | 15 | B | Active |
| Wilmington Securities, Inc. CRD: 19621 | - | 0 | 0 | A | INACTIVE |
| Wilmington Trust Asset Management, LLC CRD: 325489 | - | 0 | 1 | - | Unknown |
| Wilmington Trust Investment Advisors, Inc. CRD: 106909 | - | 0 | 14 | - | Unknown |
| Wilmington Trust Investment Management CRD: 19396 | - | 1 | 1 | B | INACTIVE |
| Wilon Wealth Management CRD: 313185 | - | 0 | 2 | - | Unknown |
| Wilsey Asset Management Incorporated CRD: 130482 | - | 0 | 1 | - | Unknown |
| Wilshire Associates Incorporated CRD: 6210 | - | 4 | 1 | C | INACTIVE |
| Wilshire Clearing Corporation CRD: 18724 | - | 0 | 0 | A | INACTIVE |
| Wilshire Discount Securities CRD: 21186 | - | 0 | 0 | A | INACTIVE |
| Wilshire Finance Partners, Inc. CRD: 169269 | - | 0 | 1 | - | Unknown |
| Wilshire Lane Capital CRD: 318873 | - | 0 | 1 | - | Unknown |
| Wilshire Lane Partners LLC CRD: 315143 | - | 0 | 1 | - | Unknown |
| Wilshire Park Advisors, LLC CRD: 150722 | - | 0 | 0 | A | INACTIVE |
| Wilshire Quinn Capital, Inc. CRD: 148012 | - | 0 | 1 | - | Unknown |
| Wilshire Securities, Inc. CRD: 16945 | - | 0 | 0 | A | INACTIVE |
| Wilshire-Pennington Group, Inc. CRD: 127465 | - | 0 | 2 | - | Unknown |
| Wilson & Boucher Capital Management, LLC CRD: 134076 | - | 0 | 3 | - | Unknown |
| Wilson & Browning, Inc. CRD: 121900 | - | 0 | 3 | - | Unknown |
| Wilson (JR), John E CRD: 43327 | - | 0 | 0 | A | INACTIVE |
| Wilson Advisors, LLC CRD: 144440 | - | 0 | 1 | - | Unknown |
| Wilson Advisory Services, DBA CRD: 144999 | - | 0 | 0 | - | Unknown |