Branch offices
0 offices
FINRA: Small firm
CRD #14942 · FINRA BrokerCheck + SEC IAPD
Wilmington Brokerage Services Company
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Wilmington Brokerage Services Company ranks #434 of 20,055 by disclosure count (most disclosures first). Wilmington Brokerage Services Company carries 16 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.
- Grade F
- Safety grade
- 0
- branch offices
- 16
- disclosures
- #434 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 14942 Wilmington Brokerage Services Company
Wilmington Brokerage Services Company · Grade F · 16 disc · 16.00/office · Single-office firm
- CRD 14942
- GRADE F
- DISC 16
- REG 16
- ARB 0
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #434 of 20,055
- BOOK Single-office firm
Nearest same-size peer: Bishop, Rosen & Co., Inc. (16.00 disc/office)
Wilmington Brokerage Services Company ranks #434 of 20,055 by disclosure count among graded broker-dealers; heavy load at 16.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
16 events
On FINRA BrokerCheck
Regulatory events
16 actions
100% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 16 |
| Arbitrations | 0 |
| Civil Events | 0 |
| Total | 16 |
Counts for Wilmington Brokerage Services Company reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 16 Arbitration 0 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- CRD Number
- 14942
Regulator-heavy mix
Wilmington Brokerage Services Company in the heavier-disclosure third
Wilmington Brokerage Services Company carries 16 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#434 of 20,055). Regulator-initiated events are 100% of the book (16 regulatory / 0 arbitration / 0 civil).
100% of Wilmington Brokerage Services Company's 16 disclosures are regulator-initiated (16 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Wilmington Brokerage Services Company's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Wilmington Brokerage Services Company sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Wilmington Brokerage Services Company ranks #434 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for Wilmington Brokerage Services Company?
A grade of F reflects Wilmington Brokerage Services Company's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 16 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Wilmington Brokerage Services Company have?
Wilmington Brokerage Services Company has 16 total FINRA disclosures, including 16 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Wilmington Brokerage Services Company?
Wilmington Brokerage Services Company operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Wilmington Brokerage Services Company's disciplinary record?
You can verify Wilmington Brokerage Services Company's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 14942. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Wilmington Brokerage Services Company's 16 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Wilmington Brokerage Services Company because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Wilmington Brokerage Services Company carries 16 disclosures across 0 branch offices (about 16.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- Bishop, Rosen & Co., Inc. - 16.00 disclosures/office, nearest single-office firm peer to Wilmington Brokerage Services Company's 16.00
- Brookstone Securities, Inc. - 16.00 disclosures/office, nearest single-office firm peer to Wilmington Brokerage Services Company's 16.00
- Brookville Capital Partners - 16.00 disclosures/office, nearest single-office firm peer to Wilmington Brokerage Services Company's 16.00
- Red Flags in Advisor Records - How to read Wilmington Brokerage Services Company's heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 16 disclosures behind Wilmington Brokerage Services Company's Grade F.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Wilmington Brokerage Services Company.
- Compare firms - put Wilmington Brokerage Services Company next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.