Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Winthrop Bentley Capital, LLC CRD: 290587 | - | 0 | 0 | - | Unknown |
| Winthrop Capital Management CRD: 145216 | - | 0 | 3 | - | Unknown |
| Winthrop Exploration, Inc. CRD: 16519 | - | 0 | 0 | A | INACTIVE |
| Winthrop Financial, Inc. CRD: 158852 | - | 0 | 0 | - | Unknown |
| Winthrop Investments CRD: 3786 | - | 0 | 0 | A | INACTIVE |
| Winthrop Partners - EPA, LLC CRD: 282098 | - | 0 | 3 | - | Unknown |
| Winthrop Partners - WNY, LLC CRD: 282100 | - | 0 | 1 | - | Unknown |
| Winthrop Partners - WPA , LLC CRD: 282102 | - | 0 | 3 | - | Unknown |
| Winthrop Securities Co., Inc. CRD: 6925 | - | 0 | 0 | A | INACTIVE |
| Winthrop Square Capital, L.P. CRD: 321630 | - | 0 | 1 | - | Unknown |
| Winthrop Taylor Financial, Inc. CRD: 331234 | - | 0 | 0 | - | Unknown |
| Winthrop Wealth CRD: 288178 | - | 0 | 26 | - | Unknown |
| Winton Capital Management Ltd. CRD: 130566 | - | 0 | 0 | - | Unknown |
| Winton Capital US LLC CRD: 171924 | - | 0 | 0 | - | Unknown |
| Wintour & Company, Inc. CRD: 155448 | NY | 0 | 2 | A | Active |
| Wintrade, Inc. CRD: 47863 | - | 0 | 0 | A | INACTIVE |
| Wintrice Money Advisors, LLC CRD: 151272 | - | 0 | 1 | - | Unknown |
| Wintrust Investments LLC CRD: 875 | - | 5 | 0 | C | INACTIVE |
| Winvest Investments L.P. CRD: 114358 | - | 0 | 2 | - | Unknown |
| Wipert, Timothy, Robert CRD: 131532 | - | 0 | 0 | A | INACTIVE |
| Wipfli Financial Advisors, LLC CRD: 109983 | - | 0 | 0 | - | Unknown |
| Wipfli Insurance Services, LLC CRD: 171954 | - | 0 | 0 | A | INACTIVE |
| Wipple Creek, LLC CRD: 311988 | - | 0 | 1 | - | Unknown |
| Wireframe Management, LLC CRD: 285677 | - | 0 | 1 | - | Unknown |
| Wiregrass Asset Management CRD: 284608 | - | 0 | 1 | - | Unknown |
| Wirth Equities Corporation CRD: 15848 | - | 0 | 0 | A | INACTIVE |
| Wisconsin Wealth Advisors, LLC CRD: 145946 | - | 0 | 1 | - | Unknown |
| Wisdom Financial CRD: 286644 | - | 0 | 0 | - | Unknown |
| Wisdom Financial Planning CRD: 145275 | - | 0 | 1 | - | Unknown |
| Wisdom Financial Services, L.L.C. CRD: 127385 | - | 0 | 4 | - | Unknown |
| Wisdom Index Advisors CRD: 132567 | - | 0 | 1 | - | Unknown |
| Wisdom OAK Fund Management LLC CRD: 309446 | - | 0 | 1 | - | Unknown |
| Wisdom Planning Group CRD: 305721 | - | 0 | 2 | - | Unknown |
| Wisdom Planning, LLC CRD: 169417 | - | 0 | 0 | - | Unknown |
| Wisdom Securities, LLC CRD: 158193 | - | 0 | 0 | A | INACTIVE |
| Wisdom Ventures Fund, LLC CRD: 318468 | - | 0 | 1 | - | Unknown |
| Wisdom Wealth Investment Advisors LLC CRD: 170536 | - | 0 | 1 | - | Unknown |
| Wisdom Wealth Management CRD: 332421 | - | 0 | 1 | - | Unknown |
| Wisdom Wealth Planning, LLC. CRD: 281099 | - | 0 | 0 | - | Unknown |
| Wisdom Wealth Strategies CRD: 170230 | - | 0 | 1 | - | Unknown |
| Wisdomtree Asset Management, Inc. CRD: 139684 | - | 0 | 1 | - | Unknown |
| Wisdomtree Digital Management, Inc. CRD: 322139 | - | 0 | 1 | - | Unknown |
| Wisdomtree Securities, Inc. CRD: 317624 | NY | 0 | 2 | A | Active |
| Wise Asset Management L.L.C. CRD: 318614 | - | 0 | 1 | - | Unknown |
| Wise Capital Management Inc. CRD: 166139 | - | 0 | 0 | - | Unknown |
| Wise Choice Discount Brokerage, Inc. CRD: 39924 | - | 0 | 0 | A | INACTIVE |
| Wise Equity SGR SPA CRD: 283977 | - | 0 | 0 | - | Unknown |
| Wise Financial Counsel, LLC CRD: 313630 | - | 0 | 2 | - | Unknown |
| Wise Financial Services LLC CRD: 331500 | - | 0 | 1 | - | Unknown |
| Wise Friedman Incorporated CRD: 7482 | - | 0 | 0 | A | INACTIVE |