Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Wise Investment Management CRD: 114731 | - | 0 | 1 | - | Unknown |
| Wise Investment Services, LLC CRD: 163987 | - | 0 | 0 | - | Unknown |
| Wise Money Israel CRD: 304753 | - | 0 | 0 | - | Unknown |
| Wise Money Israel LLC CRD: 321874 | - | 0 | 3 | - | Unknown |
| Wise Pace, LLC CRD: 284991 | - | 0 | 0 | - | Unknown |
| Wise Planning Corp. CRD: 899 | - | 3 | 0 | C | INACTIVE |
| Wise Planning, Inc. CRD: 123821 | - | 0 | 6 | - | Unknown |
| Wise US Assets Inc CRD: 329919 | NY | 0 | 2 | A | Active |
| Wise Wealth Management CRD: 312430 | - | 0 | 1 | - | Unknown |
| Wise Wealth Management, LLC CRD: 133614 | - | 0 | 2 | - | Unknown |
| Wise Wealth Partners, LLC CRD: 311639 | - | 0 | 2 | - | Unknown |
| Wise Wealth Solutions, LLC CRD: 113805 | - | 0 | 1 | - | Unknown |
| Wise Wealth, LLC CRD: 143421 | - | 0 | 0 | - | Unknown |
| Wise World Investment Planning CRD: 116470 | - | 0 | 1 | - | Unknown |
| Wise, James Leroy CRD: 129629 | - | 0 | 0 | - | Unknown |
| Wisely Advised CRD: 159093 | - | 0 | 1 | - | Unknown |
| Wiseman & Associates Wealth Management CRD: 169677 | - | 0 | 1 | - | Unknown |
| Wisemont Capital Management Company, LLC CRD: 284582 | - | 0 | 1 | - | Unknown |
| Wiseowl Capital, LLC CRD: 166920 | - | 0 | 2 | - | Unknown |
| Wiser Advisor Group CRD: 326579 | - | 0 | 1 | - | Unknown |
| Wiser Financial Coaching, LLC CRD: 142190 | - | 0 | 0 | - | Unknown |
| Wiser Investment Management CRD: 155773 | - | 0 | 0 | - | Unknown |
| Wiser Investments CRD: 153347 | - | 0 | 0 | - | Unknown |
| Wiser Retire, LLC CRD: 306463 | - | 0 | 0 | - | Unknown |
| Wiser Wealth Management, Inc CRD: 125282 | - | 0 | 1 | - | Unknown |
| Wiseradvisor Paladin CRD: 321249 | - | 0 | 1 | - | Unknown |
| Wiseview Financial Services CRD: 282880 | - | 0 | 0 | - | Unknown |
| Wiseway Advisors LLC CRD: 297887 | - | 0 | 0 | - | Unknown |
| Wisewealth Financial Advisors CRD: 164288 | - | 0 | 0 | - | Unknown |
| Wishbone Management, LP CRD: 283479 | - | 0 | 1 | - | Unknown |
| Wismar Financial CRD: 337662 | - | 0 | 3 | - | Unknown |
| Wismar Financial LLC CRD: 283920 | - | 0 | 0 | - | Unknown |
| Wismed Financial, Inc. CRD: 310946 | - | 0 | 2 | - | Unknown |
| Wisner & Associates, Inc. CRD: 11082 | - | 0 | 0 | A | INACTIVE |
| Wisniewski Wealth Management CRD: 150264 | - | 0 | 2 | - | Unknown |
| Wiss Private Client Advisors, LLC CRD: 286319 | - | 0 | 1 | - | Unknown |
| Wissahickon Financial L.L.C. CRD: 129272 | - | 0 | 0 | A | INACTIVE |
| Wissahickon Wealth Management LLC CRD: 289008 | - | 0 | 1 | - | Unknown |
| Wiston Equity Corporation CRD: 10558 | - | 0 | 0 | A | INACTIVE |
| WIT Capital Corporation CRD: 41499 | - | 3 | 0 | C | INACTIVE |
| Witan Securities, L.L.C. CRD: 104469 | - | 0 | 0 | A | INACTIVE |
| Witenberg Investment Companies, Inc. CRD: 42372 | - | 0 | 0 | A | INACTIVE |
| Withers & Co., Inc. CRD: 13597 | - | 0 | 0 | A | INACTIVE |
| Withers Wealth Advisory LLC CRD: 315474 | - | 0 | 0 | - | Unknown |
| Withrow Equities Corporation CRD: 21001 | - | 0 | 0 | A | INACTIVE |
| Withum Capital, LLC CRD: 323214 | NJ | 0 | 2 | A | Active |
| Withum Wealth Management CRD: 158332 | - | 0 | 8 | - | Unknown |
| Witmer TAX & Financial Services, LLC CRD: 141668 | - | 0 | 0 | - | Unknown |
| Witnauer Sloan & Associates LLC CRD: 113765 | - | 0 | 1 | - | Unknown |
| Witort, Laurence J. CRD: 44236 | - | 0 | 0 | A | INACTIVE |