Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Witt Financial Advisors, Inc CRD: 113090 | - | 0 | 0 | - | Unknown |
| Witt Financial Group, LLC CRD: 156462 | - | 0 | 2 | - | Unknown |
| Witt Lake Asset Management LLC CRD: 335523 | - | 0 | 1 | - | Unknown |
| Witten, John Arthur CRD: 42597 | - | 1 | 0 | B | INACTIVE |
| Wittenberg Investment Management Inc CRD: 105792 | - | 0 | 1 | - | Unknown |
| Wittenberg Investments Inc. CRD: 297615 | - | 0 | 1 | - | Unknown |
| Witter & Lester Inc CRD: 133913 | - | 0 | 3 | - | Unknown |
| Witter & Westlake Investments CRD: 134774 | - | 0 | 2 | - | Unknown |
| Witter, R. Teal CRD: 310691 | - | 0 | 0 | - | Unknown |
| Wittfit Financial LLC CRD: 321961 | - | 0 | 0 | - | Unknown |
| Wittlin Advisory CRD: 292577 | - | 0 | 1 | - | Unknown |
| Wittman Capital Management Investment & Estate Cou… CRD: 151676 | - | 0 | 0 | - | Unknown |
| Wittow and Company, Inc CRD: 3765 | - | 0 | 0 | A | INACTIVE |
| WIV Ventures, LLC CRD: 329314 | - | 0 | 1 | - | Unknown |
| Wixon Advisors, Inc. CRD: 115306 | - | 0 | 0 | - | Unknown |
| Wizardquant CRD: 332223 | - | 0 | 0 | - | Unknown |
| Wizco Bahamas, LLC CRD: 137921 | - | 0 | 0 | A | INACTIVE |
| Wizer Financial, Inc. CRD: 7130 | - | 3 | 0 | C | INACTIVE |
| Wizest Inc. CRD: 315156 | - | 0 | 0 | - | Unknown |
| WJ Consulting LLC CRD: 335699 | - | 0 | 2 | - | Unknown |
| WJ Financial Advisors, LLC CRD: 142761 | - | 0 | 2 | - | Unknown |
| WJ Interests, LLC CRD: 114381 | - | 0 | 3 | - | Unknown |
| WJ Wealth Management CRD: 170181 | - | 0 | 1 | - | Unknown |
| WJB Capital Group, Inc. CRD: 37334 | - | 6 | 0 | D | INACTIVE |
| WJC Trading Co., Inc. CRD: 32541 | - | 0 | 0 | A | INACTIVE |
| WJL Financial Advisors CRD: 169711 | - | 0 | 7 | - | Unknown |
| WJM Capital Management LLC CRD: 158596 | - | 0 | 0 | - | Unknown |
| WJM Capital Management, Inc. CRD: 114205 | - | 0 | 0 | - | Unknown |
| WJR Financial, LLC CRD: 145298 | - | 0 | 0 | - | Unknown |
| WKMR Financial Group, LLC CRD: 110010 | - | 0 | 0 | - | Unknown |
| WKS Incorporated CRD: 41420 | - | 0 | 0 | A | INACTIVE |
| WKW Partners, LLC CRD: 157456 | - | 0 | 0 | - | Unknown |
| WL Advisory LLC CRD: 306509 | - | 0 | 2 | - | Unknown |
| WL Corporation CRD: 3968 | - | 0 | 0 | A | INACTIVE |
| WL Ross & Co. LLC CRD: 141854 | - | 0 | 1 | - | Unknown |
| WL&K Asset Management LLC CRD: 114190 | - | 0 | 0 | - | Unknown |
| WLFB Inc CRD: 172296 | - | 0 | 1 | - | Unknown |
| WLH Management Co., Inc. CRD: 146941 | - | 0 | 1 | - | Unknown |
| WLT Partners CRD: 339994 | - | 0 | 1 | - | Unknown |
| WLTH Capital Management, LLC CRD: 335594 | - | 0 | 3 | - | Unknown |
| WM 23 LLC CRD: 327755 | - | 0 | 1 | - | Unknown |
| WM Advisors USA LLC CRD: 323133 | - | 0 | 1 | - | Unknown |
| WM B Austin & Associates CRD: 39866 | - | 3 | 0 | C | INACTIVE |
| WM Capital Partners, LLC CRD: 165857 | - | 0 | 1 | - | Unknown |
| WM Fund Services, Inc. CRD: 30763 | - | 1 | 0 | B | INACTIVE |
| WM Genesis, LLC CRD: 294727 | - | 0 | 0 | - | Unknown |
| WM Partners, LP CRD: 235788 | - | 0 | 1 | - | Unknown |
| WM Smith & Co. CRD: 30777 | - | 2 | 0 | B | INACTIVE |
| WM Smith Asset Management CRD: 172680 | - | 0 | 0 | - | Unknown |
| WM Sword & Co. Incorporated CRD: 7122 | - | 0 | 0 | A | INACTIVE |