Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| WM. H. Murphy & Co., Inc. CRD: 27274 | - | 1 | 0 | B | INACTIVE |
| WM. H. Rybeck & Co., Inc. CRD: 3249 | - | 0 | 0 | A | INACTIVE |
| WM. J. Aronson & Co., Inc. CRD: 8118 | - | 0 | 0 | A | INACTIVE |
| WM. V. Frankel & Co., Incorporated CRD: 1895 | - | 18 | 0 | F | INACTIVE |
| WM.B.WILSON & Sons Securities Inc. CRD: 14318 | - | 0 | 0 | A | INACTIVE |
| WMA Securities, Inc. CRD: 32625 | - | 12 | 0 | D | INACTIVE |
| Wmagibit Ltd CRD: 336400 | - | 0 | 1 | - | Unknown |
| WMBC CRD: 124462 | - | 0 | 0 | - | Unknown |
| WMC Capital Management, LLC CRD: 329845 | - | 0 | 1 | - | Unknown |
| WMD Asset Management, LLC CRD: 156424 | - | 0 | 0 | - | Unknown |
| WME Venture Partners, LLC CRD: 281925 | - | 0 | 0 | - | Unknown |
| WMG Financial Advisors, LLC CRD: 285824 | - | 0 | 7 | - | Unknown |
| Wmgna CRD: 125765 | - | 0 | 3 | - | Unknown |
| WMI Manager LLC CRD: 321812 | - | 0 | 1 | - | Unknown |
| WMK Investment Partners CRD: 309832 | - | 0 | 3 | - | Unknown |
| WMM Capital Advisors, LLC CRD: 173672 | - | 0 | 0 | - | Unknown |
| WMS Advisors, LLC CRD: 122224 | - | 0 | 4 | - | Unknown |
| WMS Financial Services CRD: 291291 | - | 0 | 1 | - | Unknown |
| WMS Group LLC CRD: 164327 | - | 0 | 1 | - | Unknown |
| WMS Partners, LLC CRD: 109971 | - | 0 | 3 | - | Unknown |
| WMS Wealth Management LLC CRD: 311372 | - | 0 | 1 | - | Unknown |
| WMS Wealth Planners CRD: 305481 | - | 0 | 1 | - | Unknown |
| Wmsi Securities LLC CRD: 134293 | - | 0 | 0 | A | INACTIVE |
| WMT Associates L.L.C. CRD: 33638 | - | 0 | 0 | A | INACTIVE |
| WMW Management, Inc. CRD: 116452 | - | 0 | 2 | - | Unknown |
| WMX Advisors, LLC DBA Wealth Management Experience CRD: 315122 | - | 0 | 1 | - | Unknown |
| WNA Wealth Advisors, Inc. CRD: 106792 | - | 0 | 0 | - | Unknown |
| WNA Wealth Management, LLC CRD: 298510 | - | 0 | 1 | - | Unknown |
| WNC Capital Corporation CRD: 36174 | CA | 0 | 2 | A | Active |
| WNC Investment Advisors CRD: 146335 | - | 0 | 0 | - | Unknown |
| WND LLC CRD: 119688 | - | 0 | 0 | A | INACTIVE |
| Wndrco Capital Management LLC CRD: 318443 | - | 0 | 1 | - | Unknown |
| WNJ Capital, Inc. CRD: 167903 | - | 0 | 0 | A | INACTIVE |
| WNY Asset Management, LLC CRD: 153872 | - | 0 | 8 | - | Unknown |
| Wobd, LLC CRD: 285537 | OH | 0 | 2 | A | Active |
| Wocstar Capital, LLC CRD: 319535 | - | 0 | 1 | - | Unknown |
| Wofex Brokerage, Inc. CRD: 103951 | - | 0 | 0 | A | INACTIVE |
| Wojick Capital Management CRD: 329006 | - | 0 | 1 | - | Unknown |
| WOL Corporation CRD: 107704 | - | 0 | 0 | A | INACTIVE |
| Wolakota Financial Advisors CRD: 143218 | - | 0 | 1 | - | Unknown |
| Wold Financial Group CRD: 316409 | - | 0 | 1 | - | Unknown |
| Wolf & Raven Private Wealth CRD: 333701 | - | 0 | 1 | - | Unknown |
| Wolf a. Popper, Inc. CRD: 44974 | NJ | 1 | 2 | B | Active |
| Wolf BAY Wealth Partners CRD: 331212 | - | 0 | 1 | - | Unknown |
| Wolf Capital LLC CRD: 114384 | - | 0 | 0 | A | INACTIVE |
| Wolf Financial Advisors LLC CRD: 146080 | - | 0 | 1 | - | Unknown |
| Wolf Financial Management, LLC CRD: 44225 | - | 0 | 0 | A | INACTIVE |
| Wolf Group Capital Advisors CRD: 111647 | - | 0 | 0 | - | Unknown |
| Wolf Hill Capital Management, LLC CRD: 287461 | - | 0 | 0 | - | Unknown |
| Wolf Hill Capital Management, LP CRD: 306712 | - | 0 | 1 | - | Unknown |