Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Wolf Money Management, Inc. CRD: 113030 | - | 0 | 0 | - | Unknown |
| Wolf Pack Wealth CRD: 333926 | - | 0 | 2 | - | Unknown |
| Wolf Pine Capital CRD: 330261 | - | 0 | 1 | - | Unknown |
| Wolf Point Asset Management CRD: 173823 | - | 0 | 0 | - | Unknown |
| Wolf River Capital Management, LLC CRD: 149038 | - | 0 | 1 | - | Unknown |
| Wolf River Capital Mississippi, LLC CRD: 166925 | - | 0 | 0 | - | Unknown |
| Wolf Robertson Advisors Inc. CRD: 140854 | - | 0 | 0 | - | Unknown |
| Wolf Securities Corporation CRD: 22903 | - | 0 | 0 | A | INACTIVE |
| Wolf Trading LLC CRD: 143987 | - | 0 | 0 | A | INACTIVE |
| Wolfbridge Wealth CRD: 148317 | - | 0 | 1 | - | Unknown |
| Wolfdog Capital LLC CRD: 332040 | - | 0 | 2 | - | Unknown |
| Wolfe & Hurst Bond Brokers Inc. CRD: 8288 | - | 4 | 0 | C | INACTIVE |
| Wolfe & Hurst Securities Inc. CRD: 7352 | - | 0 | 0 | A | INACTIVE |
| Wolfe Advisors, LP CRD: 309037 | - | 0 | 0 | - | Unknown |
| Wolfe Capital, LLC CRD: 310068 | - | 0 | 0 | - | Unknown |
| Wolfe Research Advisors, LLC CRD: 290321 | - | 0 | 0 | - | Unknown |
| Wolfe Research Advisors, LLC CRD: 305497 | - | 0 | 0 | - | Unknown |
| Wolfe Research Advisors, LLC CRD: 326717 | - | 0 | 1 | - | Unknown |
| Wolfe Research Securities CRD: 151850 | NY | 1 | 6 | B | Active |
| Wolfe Signal Capital LLC CRD: 337507 | - | 0 | 1 | - | Unknown |
| Wolfensohn & Co., Inc. CRD: 11798 | - | 0 | 0 | A | INACTIVE |
| Wolfensohn Advisors, L.L.C. CRD: 143613 | - | 0 | 0 | A | INACTIVE |
| Wolfensohn Fund Management, L.P. CRD: 157385 | - | 0 | 0 | - | Unknown |
| Wolff Asset Management CRD: 133528 | - | 0 | 0 | - | Unknown |
| Wolff Financial CRD: 314116 | - | 0 | 1 | - | Unknown |
| Wolff Financial Advisors, LLC CRD: 135756 | - | 0 | 1 | - | Unknown |
| Wolff Investment Group Incorporated CRD: 21930 | - | 7 | 0 | D | INACTIVE |
| Wolfgang Capital CRD: 283525 | - | 0 | 2 | - | Unknown |
| Wolfhound Wealth CRD: 332227 | - | 0 | 1 | - | Unknown |
| Wolfpack Brokerage Services CRD: 337229 | NY | 0 | 1 | A | Active |
| Wolfpack Wealth Management CRD: 301719 | - | 0 | 1 | - | Unknown |
| Wolfrum and Co. CRD: 291243 | - | 0 | 0 | - | Unknown |
| Wolfson Private Wealth, LLC CRD: 314416 | - | 0 | 1 | - | Unknown |
| Wolfson Wealth Management CRD: 154034 | - | 0 | 3 | - | Unknown |
| Wolfson Wealth Management, LLC CRD: 282661 | - | 0 | 0 | - | Unknown |
| Wolfson, Zalkind & Company, Inc. CRD: 3796 | - | 1 | 0 | B | INACTIVE |
| Wolfstich Capital, LLC CRD: 146026 | - | 0 | 2 | - | Unknown |
| Wolfstone Wealth CRD: 319230 | - | 0 | 1 | - | Unknown |
| Wolin Asset Management, LLC CRD: 153332 | - | 0 | 0 | - | Unknown |
| Wollin, Gary Allan CRD: 125525 | - | 0 | 0 | - | Unknown |
| Woloz & Associates CRD: 137305 | - | 0 | 0 | - | Unknown |
| Wolsey Investments, LLC CRD: 283039 | - | 0 | 0 | - | Unknown |
| Wolters, Hagar & Pratt Financial Planning, Inc. CRD: 124094 | - | 0 | 0 | - | Unknown |
| Wolver Hill Asset Management Asia Limited CRD: 321996 | - | 0 | 0 | - | Unknown |
| Wolverine Execution Services, LLC CRD: 120719 | IL | 43 | 2 | F | Active |
| Wolverine Investments CRD: 106020 | - | 0 | 0 | - | Unknown |
| Wolverine Securities, LLC CRD: 172711 | - | 1 | 0 | B | INACTIVE |
| Wolverine Securities,Ltd. CRD: 14465 | - | 0 | 0 | A | INACTIVE |
| Wolverine Trading, LLC CRD: 36848 | IL | 63 | 3 | F | Active |
| Wolverine Wealth Advisory Services Inc. CRD: 146564 | - | 0 | 2 | - | Unknown |