Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Wolverton Securities (USA), Ltd. CRD: 41745 | - | 0 | 0 | A | INACTIVE |
| Wolz, John Frederick CRD: 34898 | - | 0 | 0 | A | INACTIVE |
| Womack & Associates, LLC CRD: 136215 | - | 0 | 3 | - | Unknown |
| Womack Asset Management CRD: 159778 | - | 0 | 0 | - | Unknown |
| Womack Financial LLC CRD: 174873 | - | 0 | 1 | - | Unknown |
| Womack Investment Advisers, Inc CRD: 118081 | - | 0 | 4 | - | Unknown |
| Womack Wealth Management, Inc. CRD: 146126 | - | 0 | 4 | - | Unknown |
| Woman to Woman Financial CRD: 325771 | - | 0 | 1 | - | Unknown |
| Wombat Capital Markets LLC CRD: 162699 | NY | 0 | 3 | A | Active |
| Women Inspire Wealth CRD: 321901 | - | 0 | 0 | - | Unknown |
| Women of Substance, LLC CRD: 281650 | - | 0 | 0 | - | Unknown |
| Women's Wealth CRD: 305821 | - | 0 | 1 | - | Unknown |
| Women's Worth Advisors CRD: 310961 | - | 0 | 2 | - | Unknown |
| Womoney CRD: 130434 | - | 0 | 0 | - | Unknown |
| Womprop Securities, Inc. CRD: 8451 | - | 0 | 0 | A | INACTIVE |
| Wonder Fund Management LLC CRD: 314900 | - | 0 | 1 | - | Unknown |
| Wonder Ventures Capital Management, LP CRD: 304609 | - | 0 | 0 | - | Unknown |
| Wonder Ventures Management, LLC CRD: 173946 | - | 0 | 1 | - | Unknown |
| Wonder Wealth LLC CRD: 315390 | - | 0 | 1 | - | Unknown |
| Wondrasek, Francis Paul CRD: 32276 | - | 0 | 0 | A | INACTIVE |
| WOO, Harry CRD: 342251 | - | 0 | 1 | - | Unknown |
| WOO, Kenneth Wing Kwok CRD: 306204 | - | 0 | 4 | - | Unknown |
| Wood (Arthur W.) Company, Inc. CRD: 3798 | - | 10 | 0 | D | INACTIVE |
| Wood Capital Investments LLC CRD: 311573 | - | 0 | 2 | - | Unknown |
| Wood Capital Management, Inc. CRD: 107024 | - | 0 | 0 | - | Unknown |
| Wood Creek Capital Advisors, LLC CRD: 309461 | - | 0 | 1 | - | Unknown |
| Wood Creek Capital Management, LLC CRD: 148944 | - | 0 | 0 | - | Unknown |
| Wood Family Wealth Advisory, LLC CRD: 326782 | - | 0 | 0 | - | Unknown |
| Wood J D & Co CRD: 109666 | - | 0 | 2 | - | Unknown |
| Wood Logan Distributors, Inc. CRD: 28199 | - | 0 | 0 | A | INACTIVE |
| Wood River Consulting CRD: 298095 | - | 0 | 1 | - | Unknown |
| Wood Smith Advisors LLC CRD: 139672 | - | 0 | 0 | - | Unknown |
| Wood Tarver Financial CRD: 298793 | - | 0 | 2 | - | Unknown |
| Wood Warren & Co. Securities, LLC CRD: 136526 | CA | 0 | 2 | A | Active |
| Wood Wealth Group, LLC CRD: 327286 | - | 0 | 2 | - | Unknown |
| Wood Wealth Management LLC CRD: 301188 | - | 0 | 1 | - | Unknown |
| Wood, HAT & Silver, L.L.C. CRD: 288567 | - | 0 | 1 | - | Unknown |
| Wood, Johnson, Heath, P.C. CRD: 114663 | - | 0 | 0 | - | Unknown |
| Wood, Mackenzie & Co., Inc. CRD: 8161 | - | 0 | 0 | A | INACTIVE |
| Wood-Pomerantz Securities, Inc CRD: 24173 | - | 0 | 0 | A | INACTIVE |
| Woodall Wealth Management CRD: 317684 | - | 0 | 0 | - | Unknown |
| Woodbridge Advisors CRD: 290277 | - | 0 | 0 | - | Unknown |
| Woodbridge Capital Corporation CRD: 38894 | - | 0 | 0 | A | INACTIVE |
| Woodbridge Financial Group, LLC CRD: 131153 | - | 0 | 0 | A | INACTIVE |
| Woodbury Financial Services, Inc. CRD: 421 | - | 34 | 0 | F | INACTIVE |
| Woodcliff Securities, Inc. CRD: 13129 | - | 0 | 0 | A | INACTIVE |
| Woodcrest Investments, LLC CRD: 150986 | - | 0 | 0 | - | Unknown |
| Woodgreen Advisory, LLC CRD: 315552 | - | 0 | 1 | - | Unknown |
| Woodhill Asset Management LLC CRD: 305673 | - | 0 | 0 | - | Unknown |
| Woodhull Capital Advisors, LLC CRD: 291313 | - | 0 | 0 | - | Unknown |