Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Woodlake Securities Co.,Inc. CRD: 15759 | - | 0 | 0 | A | INACTIVE |
| Woodland East Capital Management LLC CRD: 301026 | - | 0 | 1 | - | Unknown |
| Woodland Leishman & Associates CRD: 109271 | - | 0 | 0 | - | Unknown |
| Woodland Wealth Advisors CRD: 328264 | - | 0 | 1 | - | Unknown |
| Woodland Wealth Partners CRD: 340877 | - | 0 | 1 | - | Unknown |
| Woodlawn Advisors LLC CRD: 148937 | - | 0 | 0 | A | INACTIVE |
| Woodley Farra CRD: 107660 | - | 0 | 4 | - | Unknown |
| Woodline Partners LP CRD: 301480 | - | 0 | 1 | - | Unknown |
| Woodlock House Family Capital CRD: 300051 | - | 0 | 1 | - | Unknown |
| Woodlot Capital Management CRD: 328862 | - | 0 | 1 | - | Unknown |
| Woodman Capital Management CRD: 116753 | - | 0 | 0 | - | Unknown |
| Woodman, Kirkpatrick & Gilbreath CRD: 13187 | - | 0 | 0 | A | INACTIVE |
| Woodmark Wealth Management, LLC CRD: 300178 | - | 0 | 0 | - | Unknown |
| Woodmere Asset Management, LLC CRD: 297212 | - | 0 | 1 | - | Unknown |
| Woodmere Securities, Inc. CRD: 6702 | - | 0 | 0 | A | INACTIVE |
| Woodmere Trading LLC CRD: 150566 | - | 2 | 0 | B | INACTIVE |
| Woodmont Advisory Group, Inc. CRD: 112276 | - | 0 | 1 | - | Unknown |
| Woodmont Capital Inc. CRD: 15223 | - | 0 | 0 | A | INACTIVE |
| Woodmont Realty Advisors Inc CRD: 109146 | - | 0 | 0 | - | Unknown |
| Woodmont Securities Group, Inc. CRD: 11083 | - | 0 | 0 | A | INACTIVE |
| Woodmont Wealth Management, LLC` CRD: 341740 | - | 0 | 1 | - | Unknown |
| Woodridge Wealth Management, LLC CRD: 226724 | - | 0 | 0 | - | Unknown |
| Woodrock Securities, L.P. CRD: 133653 | TX | 2 | 3 | B | Active |
| Woodruff Securities, Inc. CRD: 13244 | - | 0 | 0 | A | INACTIVE |
| Woodruff-Sawyer Retirement Plan Services, Inc. CRD: 105074 | - | 0 | 0 | A | INACTIVE |
| Woods Advisory Services LLC CRD: 288727 | - | 0 | 1 | - | Unknown |
| Woods Capital Management LLC CRD: 300422 | - | 0 | 1 | - | Unknown |
| Woods Securities Corporation CRD: 13859 | - | 0 | 0 | A | INACTIVE |
| Woods, Kevin J. CRD: 128224 | - | 0 | 0 | - | Unknown |
| Woods, Robert L. CRD: 126763 | - | 0 | 0 | A | INACTIVE |
| Woodside Capital CRD: 162542 | - | 0 | 0 | - | Unknown |
| Woodside Capital Advisors, LLC CRD: 291791 | - | 0 | 0 | - | Unknown |
| Woodside Financial Advisors CRD: 136280 | - | 0 | 0 | - | Unknown |
| Woodside Fund CRD: 162280 | - | 0 | 0 | - | Unknown |
| Woodside Wealth Management CRD: 175118 | - | 0 | 2 | - | Unknown |
| Woodson Capital Corporation CRD: 14697 | - | 0 | 0 | A | INACTIVE |
| Woodson Capital Management, LP CRD: 161644 | - | 0 | 1 | - | Unknown |
| Woodson Wealth Management CRD: 309313 | - | 0 | 0 | - | Unknown |
| Woodstein, Richard S CRD: 34551 | - | 0 | 0 | A | INACTIVE |
| Woodstock Corporation CRD: 110662 | - | 0 | 1 | - | Unknown |
| Woodstock Financial Group, Inc. CRD: 38095 | - | 13 | 0 | D | INACTIVE |
| Woodstock IM Inc CRD: 322746 | - | 0 | 0 | - | Unknown |
| Woodstock Wealth Management, Inc. CRD: 283472 | - | 0 | 28 | - | Unknown |
| Woodstone Financial, LLC CRD: 127427 | - | 0 | 0 | - | Unknown |
| Woodville Capital Corp. CRD: 37336 | - | 0 | 0 | A | INACTIVE |
| Woodward Diversified Capital, LLC CRD: 306299 | - | 0 | 1 | - | Unknown |
| Woodward Financial Services CRD: 170218 | - | 0 | 0 | - | Unknown |
| Woodward Park Securities, LLC CRD: 329578 | MI | 0 | 2 | A | Active |
| Woodward Wealth Management Group Incorporated CRD: 112023 | - | 0 | 0 | - | Unknown |
| Woody Capital Management, LLC CRD: 44356 | - | 0 | 0 | A | INACTIVE |