Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Woody Creek Capital Partners LLC CRD: 326832 | - | 0 | 0 | - | Unknown |
| Woolcott & Co., Inc. CRD: 7999 | - | 0 | 0 | A | INACTIVE |
| Woolly Bear Capital LLC CRD: 340479 | - | 0 | 1 | - | Unknown |
| Woolly Mammoth, LLC CRD: 338779 | - | 0 | 1 | - | Unknown |
| Woolsey & Company, Incorporated CRD: 7012 | - | 0 | 0 | A | INACTIVE |
| Woolstone Wealth Management CRD: 340694 | - | 0 | 1 | - | Unknown |
| Woori Venture Partners US, Inc. CRD: 310495 | - | 0 | 1 | - | Unknown |
| Wooster Asset Management, LLC CRD: 163923 | - | 0 | 0 | - | Unknown |
| Wooster Asset Management, LLC CRD: 318166 | - | 0 | 0 | - | Unknown |
| Wooster Capital Management, LP CRD: 163192 | - | 0 | 0 | - | Unknown |
| Wooster Corthell Wealth Management, Inc. CRD: 112243 | - | 0 | 0 | - | Unknown |
| Wooster Financial Group LLC CRD: 302044 | - | 0 | 0 | - | Unknown |
| Wootton Financial Group Inc CRD: 114641 | - | 0 | 0 | - | Unknown |
| Worcester Advisors CRD: 106653 | - | 0 | 2 | - | Unknown |
| Worch Capital LLC CRD: 155220 | - | 0 | 1 | - | Unknown |
| Worch Financial Group, LLC CRD: 140905 | - | 0 | 2 | - | Unknown |
| Worchestershire Financial CRD: 154986 | - | 0 | 1 | - | Unknown |
| Worden Capital Advisors CRD: 309895 | - | 0 | 0 | - | Unknown |
| Wordhouse Wealth Coaching CRD: 159314 | - | 0 | 2 | - | Unknown |
| Work Financial Group, Inc. CRD: 141591 | - | 0 | 0 | - | Unknown |
| Work Optional, Inc. CRD: 143430 | - | 0 | 0 | - | Unknown |
| Work-Bench Management, LLC CRD: 289087 | - | 0 | 1 | - | Unknown |
| Workable Wealth CRD: 168011 | - | 0 | 0 | - | Unknown |
| Working Capital CRD: 314887 | - | 0 | 1 | - | Unknown |
| Working Capital Advisors (UK) Ltd. CRD: 285894 | - | 0 | 0 | - | Unknown |
| Working Capital GP, LLC CRD: 286247 | - | 0 | 0 | - | Unknown |
| Working Capital MGMT CRD: 342128 | - | 0 | 1 | - | Unknown |
| Worklife Ventures Management, LLC CRD: 321047 | - | 0 | 1 | - | Unknown |
| Workshop Fund (GP) 1 LLC CRD: 318294 | - | 0 | 0 | - | Unknown |
| Workshop Fund Management LLC CRD: 332111 | - | 0 | 1 | - | Unknown |
| Workweek Capital, LLC CRD: 317461 | - | 0 | 1 | - | Unknown |
| World Asset Management, Inc. CRD: 142108 | - | 0 | 0 | - | Unknown |
| World Capital Advisors, LLC CRD: 135941 | - | 0 | 3 | - | Unknown |
| World Capital Brokerage, Inc. CRD: 37 | CO | 3 | 13 | B | Active |
| World Capital Management CRD: 333303 | - | 0 | 1 | - | Unknown |
| World Capital Partners L.L.C. CRD: 145965 | - | 0 | 0 | - | Unknown |
| World Capital Securities, (U.S.A.) Inc. CRD: 16376 | - | 0 | 0 | A | INACTIVE |
| World Choice Securities, Inc. CRD: 30933 | OH | 2 | 9 | B | Active |
| World Class Unlimited, Inc. CRD: 164706 | - | 0 | 1 | - | Unknown |
| World Equity Group, Inc. CRD: 29087 | IL | 12 | 72 | B | Active |
| World Financial Assets Advisory CRD: 122363 | - | 0 | 1 | - | Unknown |
| World Financial Services, Inc. CRD: 18461 | - | 2 | 0 | B | INACTIVE |
| World First Financial Services, Inc. CRD: 1612 | - | 2 | 0 | B | INACTIVE |
| World Group Securities, Inc. CRD: 114473 | - | 10 | 0 | D | INACTIVE |
| World Invest Corporation CRD: 17223 | - | 0 | 0 | A | INACTIVE |
| World Investment Advisors, LLC CRD: 208512 | - | 0 | 447 | - | Unknown |
| World Investments, LLC CRD: 20626 | NJ | 6 | 134 | B | Active |
| World Market Advisors CRD: 306933 | - | 0 | 3 | - | Unknown |
| World Money Securities, Inc. CRD: 21425 | - | 0 | 0 | A | INACTIVE |
| World Securities, Inc. CRD: 39431 | - | 4 | 0 | C | INACTIVE |