Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| World Steel Dynamics CRD: 128917 | - | 0 | 3 | - | Unknown |
| World Total Return Inc. CRD: 174971 | - | 0 | 1 | - | Unknown |
| World Trade Financial Corporation CRD: 42638 | - | 9 | 0 | D | INACTIVE |
| World Tree Financial, LLC CRD: 151663 | - | 0 | 0 | - | Unknown |
| World Trend Financial Planning Services, Ltd. CRD: 28289 | - | 2 | 0 | B | INACTIVE |
| World Trends Wealth Management, LLC CRD: 156276 | - | 0 | 1 | - | Unknown |
| World Wide Fund Management CRD: 112115 | - | 0 | 0 | - | Unknown |
| World Wide Wealth LLC CRD: 111501 | - | 0 | 0 | - | Unknown |
| World-Wide Securities Corp. CRD: 6968 | - | 0 | 0 | A | INACTIVE |
| World-Xecution Strategies CRD: 134645 | - | 6 | 0 | D | INACTIVE |
| Worldbuild Ventures Management, LLC CRD: 340186 | - | 0 | 1 | - | Unknown |
| Worldco, L.L.C. CRD: 24673 | - | 7 | 0 | D | INACTIVE |
| Worldly Partners Management, LLC CRD: 309792 | - | 0 | 1 | - | Unknown |
| Worldmark Securities, Inc. CRD: 21426 | - | 0 | 0 | A | INACTIVE |
| Worldsec International Securities Inc. CRD: 36328 | - | 0 | 0 | A | INACTIVE |
| Worldview Technology Partners CRD: 160326 | - | 0 | 0 | - | Unknown |
| Worldview Wealth Advisors CRD: 138891 | - | 0 | 0 | - | Unknown |
| Worldxt LLC CRD: 46112 | - | 0 | 0 | A | INACTIVE |
| Worms American Corporation CRD: 7584 | - | 0 | 0 | A | INACTIVE |
| Worrell Advisory Services CRD: 285888 | - | 0 | 1 | - | Unknown |
| Worrell Financial LLC CRD: 319302 | - | 0 | 1 | - | Unknown |
| Worry-in-Order CRD: 341228 | - | 0 | 1 | - | Unknown |
| Worth Advisors CRD: 156564 | - | 0 | 3 | - | Unknown |
| Worth Asset Management CRD: 166970 | - | 0 | 5 | - | Unknown |
| Worth Capital, LLC CRD: 328914 | - | 0 | 1 | - | Unknown |
| Worth Charting LLC CRD: 340328 | - | 0 | 1 | - | Unknown |
| Worth Considering, Inc. CRD: 157904 | - | 0 | 0 | - | Unknown |
| Worth Financial Group Inc. CRD: 13478 | TX | 6 | 13 | B | Active |
| Worth Street Advisors, LLC CRD: 305869 | - | 0 | 1 | - | Unknown |
| Worth Venture Partners, LLC CRD: 168610 | - | 0 | 1 | - | Unknown |
| Worth Wealth Advisors, LLC CRD: 339284 | - | 0 | 1 | - | Unknown |
| Worth Winning CRD: 282330 | - | 0 | 0 | - | Unknown |
| Worthen Financial Advisors CRD: 316622 | - | 0 | 1 | - | Unknown |
| Worthen, LLC CRD: 103952 | - | 0 | 0 | A | INACTIVE |
| Worthfm CRD: 281672 | - | 0 | 0 | - | Unknown |
| Worthington & Dunn Securities Inc. CRD: 23062 | - | 0 | 0 | A | INACTIVE |
| Worthington Capital Management, LLC CRD: 305391 | - | 0 | 1 | - | Unknown |
| Worthington Securities, L.L.C. CRD: 120435 | - | 0 | 0 | A | INACTIVE |
| Worthington Wealth Management CRD: 312951 | - | 0 | 1 | - | Unknown |
| Worthique CRD: 333101 | - | 0 | 1 | - | Unknown |
| Worthmark Alliance Viii, LLC CRD: 121783 | - | 0 | 0 | A | INACTIVE |
| Worthnet, LLC CRD: 333488 | - | 0 | 3 | - | Unknown |
| Worthpointe CRD: 143996 | - | 0 | 10 | - | Unknown |
| Worthscape, LLC CRD: 139220 | - | 0 | 1 | - | Unknown |
| Worthwhile Wealth CRD: 341019 | - | 0 | 1 | - | Unknown |
| Worthwhile Wealth Council CRD: 126918 | - | 0 | 3 | - | Unknown |
| Worthwise Financial Partners CRD: 316812 | - | 0 | 1 | - | Unknown |
| Worthy Financial Services CRD: 142462 | - | 0 | 2 | - | Unknown |
| Worthynest LLC CRD: 284872 | - | 0 | 1 | - | Unknown |
| Woven Capital, LLC CRD: 171540 | - | 0 | 1 | - | Unknown |