Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Woven Prosperity CRD: 168232 | - | 0 | 1 | - | Unknown |
| Wovenearth Ventures, LLC CRD: 322556 | - | 0 | 1 | - | Unknown |
| WP Advisors, LLC CRD: 118268 | - | 0 | 2 | - | Unknown |
| WP Asset Management CRD: 279034 | - | 0 | 1 | - | Unknown |
| WP Global Partners LLC CRD: 135689 | - | 0 | 1 | - | Unknown |
| WP Group, LLC CRD: 283365 | - | 0 | 0 | - | Unknown |
| WPA Family Office, LLC CRD: 315566 | - | 0 | 1 | - | Unknown |
| WPC US GP LLC CRD: 339201 | - | 0 | 1 | - | Unknown |
| WPCG Advisory, LLC CRD: 336581 | - | 0 | 1 | - | Unknown |
| WPG Advisory Group, LLC CRD: 174200 | - | 0 | 2 | - | Unknown |
| WPL Securities, Inc. CRD: 17042 | - | 1 | 0 | B | INACTIVE |
| WPL Trading Corp CRD: 35702 | - | 0 | 0 | A | INACTIVE |
| WPM Wealth Advisors LLC CRD: 316722 | - | 0 | 2 | - | Unknown |
| WPN Corp. CRD: 146737 | - | 0 | 0 | - | Unknown |
| WPSS Management LLC CRD: 311470 | - | 0 | 1 | - | Unknown |
| Wpwealth LLP CRD: 145467 | - | 0 | 6 | - | Unknown |
| WR Investments, LLC CRD: 269832 | - | 0 | 0 | - | Unknown |
| WR Lazard, Laidlaw Incorporated CRD: 6010 | - | 0 | 0 | A | INACTIVE |
| WR Rice Financial SVCS, LLC CRD: 160949 | - | 0 | 0 | - | Unknown |
| WR Wealth Planners LLC CRD: 306951 | - | 0 | 0 | - | Unknown |
| WRB Serra Partners CRD: 281062 | - | 0 | 1 | - | Unknown |
| Wreaa Fund GP, Inc. CRD: 329718 | - | 0 | 1 | - | Unknown |
| Wrei Securities Corporation CRD: 104247 | - | 0 | 0 | A | INACTIVE |
| Wren Capital, LLC CRD: 150721 | - | 0 | 0 | A | INACTIVE |
| Wrenn House Investments LLC CRD: 291425 | - | 0 | 1 | - | Unknown |
| WRF Securities, Inc. CRD: 18515 | - | 0 | 0 | A | INACTIVE |
| WRH + Co. Online/WR Hambrecht + Co. Online CRD: 113611 | - | 0 | 0 | A | INACTIVE |
| WRH Energy Partners, L.L.C. CRD: 162489 | - | 0 | 1 | - | Unknown |
| WRH Partners Global Securities LP CRD: 109044 | - | 0 | 0 | - | Unknown |
| Wright Advisors LLC CRD: 297910 | - | 0 | 0 | - | Unknown |
| Wright Asset Management Inc CRD: 105599 | - | 0 | 2 | - | Unknown |
| Wright Benefit Advisors Inc. CRD: 289479 | - | 0 | 1 | - | Unknown |
| Wright Cove Capital CRD: 307252 | - | 0 | 2 | - | Unknown |
| Wright Financial & Business Advisors CRD: 133346 | - | 0 | 1 | - | Unknown |
| Wright Financial Securities Corporation CRD: 15394 | - | 0 | 0 | A | INACTIVE |
| Wright Financial, LLC CRD: 114076 | - | 0 | 2 | - | Unknown |
| Wright Investors Service Inc CRD: 106302 | - | 0 | 6 | - | Unknown |
| Wright Investors' Service Distributors, Inc. CRD: 13645 | CT | 0 | 2 | A | Active |
| Wright Planning, LLC CRD: 319025 | - | 0 | 1 | - | Unknown |
| Wright Wealth LLC CRD: 321215 | - | 0 | 4 | - | Unknown |
| Wright Wealth Management Group CRD: 156184 | - | 0 | 1 | - | Unknown |
| Wright Wealth Management LLC CRD: 312237 | - | 0 | 1 | - | Unknown |
| Wright Wealth Management, LLC CRD: 162326 | - | 0 | 1 | - | Unknown |
| Wright Wealth Strategies, LLC CRD: 304289 | - | 0 | 1 | - | Unknown |
| Wrightbridge Company Inc. CRD: 116520 | - | 0 | 0 | - | Unknown |
| Wrightpoint Wealth CRD: 337969 | - | 0 | 1 | - | Unknown |
| Write Capital Management, Inc. CRD: 104603 | - | 0 | 0 | A | INACTIVE |
| Writer, Davis, Doro Ltd. CRD: 14728 | - | 0 | 0 | A | INACTIVE |
| WRK Investments, LLC CRD: 156457 | - | 0 | 1 | - | Unknown |
| Wrought Financial Planning CRD: 314597 | - | 0 | 1 | - | Unknown |