Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Wrought Iron Financial LLC CRD: 331090 | - | 0 | 1 | - | Unknown |
| WRP Investments, Inc. CRD: 7365 | - | 4 | 0 | C | INACTIVE |
| WRQ Sciences Electron, LLC CRD: 328861 | - | 0 | 1 | - | Unknown |
| WRS Financial Services, L.L.C. CRD: 126693 | - | 0 | 7 | - | Unknown |
| WRW Wealth Advisors CRD: 291611 | - | 0 | 1 | - | Unknown |
| Wrwco, LLC CRD: 113665 | - | 0 | 1 | - | Unknown |
| WS + B Financial Services Group, LLC CRD: 121521 | - | 0 | 0 | - | Unknown |
| WS Capital Fund Advisors LLC CRD: 315142 | - | 0 | 0 | - | Unknown |
| WS Clearing, Inc. CRD: 28537 | - | 0 | 0 | A | INACTIVE |
| WS Griffith Securities, Inc. CRD: 10410 | - | 5 | 0 | C | INACTIVE |
| WS Securities Inc CRD: 106910 | - | 0 | 0 | - | Unknown |
| WS Securities Incorporated CRD: 21491 | - | 0 | 0 | A | INACTIVE |
| WS Wealth Management, LLC CRD: 168114 | - | 0 | 1 | - | Unknown |
| WS Wealth Management, LLC CRD: 148022 | - | 0 | 1 | - | Unknown |
| WS Wealth Managers, Inc. CRD: 146497 | - | 0 | 0 | - | Unknown |
| WSA Affiliates, LLC CRD: 144108 | - | 0 | 6 | - | Unknown |
| WSA Fixed Income, LLC CRD: 145544 | - | 0 | 0 | A | INACTIVE |
| WSC & Company, LLC CRD: 289138 | - | 0 | 1 | - | Unknown |
| Wsci Limited Partnership CRD: 29018 | - | 0 | 0 | A | INACTIVE |
| Wsecu Investment Management CRD: 154578 | - | 0 | 0 | - | Unknown |
| WSG Advisors, LLC CRD: 148319 | - | 0 | 0 | - | Unknown |
| WSG Capital Management LLC CRD: 342888 | - | 0 | 1 | - | Unknown |
| WSM Holdings, L.L.C. CRD: 31352 | - | 0 | 0 | A | INACTIVE |
| Wsort Finance Inc CRD: 329964 | - | 0 | 1 | - | Unknown |
| WT Asset Management Limited CRD: 306967 | - | 0 | 0 | - | Unknown |
| WT Wealth Management, LLC CRD: 169566 | - | 0 | 12 | - | Unknown |
| WTC Brokerage Services, Inc. CRD: 17983 | - | 0 | 0 | A | INACTIVE |
| WTF Planning CRD: 281522 | - | 0 | 1 | - | Unknown |
| WTO Advisors, LLC CRD: 317923 | - | 0 | 2 | - | Unknown |
| WTR Capital Corporation CRD: 14955 | - | 0 | 0 | A | INACTIVE |
| WTS Proprietary Trading Group LLC CRD: 148117 | - | 6 | 0 | D | INACTIVE |
| WU Wealth Advisory, LLC CRD: 299120 | - | 0 | 2 | - | Unknown |
| Wukasch Capital Corporation CRD: 16326 | - | 0 | 0 | A | INACTIVE |
| Wulff, Hansen & Co. CRD: 908 | CA | 4 | 5 | B | Active |
| Wullschleger Group CRD: 326769 | - | 0 | 2 | - | Unknown |
| Wuri Ventures LLC CRD: 316541 | - | 0 | 1 | - | Unknown |
| Wurz Financial Services, LLC CRD: 331608 | - | 0 | 3 | - | Unknown |
| Wurzburger, Morrow & Keough, Inc. CRD: 2854 | - | 0 | 0 | A | INACTIVE |
| Wuxi Healthcare Ventures Management US LLC CRD: 294622 | - | 0 | 1 | - | Unknown |
| WV Financial Advisor CRD: 334746 | - | 0 | 0 | - | Unknown |
| WV Investments Inc CRD: 288699 | - | 0 | 0 | - | Unknown |
| WW Consulting CRD: 323779 | - | 0 | 1 | - | Unknown |
| WWA Planning & Investments CRD: 281159 | - | 0 | 1 | - | Unknown |
| WWB Asset Management LLC CRD: 298047 | - | 0 | 1 | - | Unknown |
| WWC Capital Group, LLC CRD: 166926 | - | 0 | 1 | - | Unknown |
| WWF Securities, LLC CRD: 312763 | MI | 0 | 2 | A | Active |
| WWK Advisors, LLC CRD: 154761 | - | 0 | 0 | - | Unknown |
| WWK Investments, Inc. CRD: 25184 | - | 0 | 0 | A | INACTIVE |
| WWK Wealth Advisors CRD: 146832 | - | 0 | 0 | - | Unknown |
| WWM Advisory Inc. CRD: 133611 | - | 0 | 2 | - | Unknown |