Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| WWM Financial CRD: 157620 | - | 0 | 6 | - | Unknown |
| WWM Securities Corp. CRD: 16950 | - | 0 | 0 | A | INACTIVE |
| WWRP P.C. Affiliate, LLC CRD: 311103 | - | 0 | 1 | - | Unknown |
| WWW.401HARMONY.COM CRD: 159276 | - | 0 | 0 | - | Unknown |
| WXHV, LLC CRD: 281327 | - | 0 | 0 | - | Unknown |
| WXR Partners, LLC CRD: 307328 | - | 0 | 1 | - | Unknown |
| WXYZ, LLC CRD: 309410 | - | 0 | 1 | - | Unknown |
| Wyand Wealth LLC CRD: 339470 | - | 0 | 1 | - | Unknown |
| Wyatt Associates, Inc. CRD: 15841 | - | 0 | 0 | A | INACTIVE |
| Wyatt Earp Wealth Management CRD: 114318 | - | 0 | 0 | - | Unknown |
| Wyatt Financial L.L.C. CRD: 145809 | - | 0 | 2 | - | Unknown |
| Wyatt Wealth Advisors, LLC CRD: 323686 | - | 0 | 0 | - | Unknown |
| Wyatt Wealth Management CRD: 309482 | - | 0 | 2 | - | Unknown |
| Wyche Securities, Inc. CRD: 40772 | - | 2 | 0 | B | INACTIVE |
| Wychick Investment Advisors, Inc. CRD: 137957 | - | 0 | 1 | - | Unknown |
| Wyckoff Portfolio Strategies LLC CRD: 284457 | - | 0 | 0 | - | Unknown |
| Wydown Capital LLC CRD: 103820 | - | 0 | 0 | A | INACTIVE |
| Wykeham Capital Limited CRD: 286335 | - | 0 | 0 | - | Unknown |
| Wykrent, Damon CRD: 153532 | - | 0 | 1 | - | Unknown |
| WYN, LLC. CRD: 105073 | - | 0 | 0 | A | INACTIVE |
| Wyndam Capital, L.P. CRD: 36875 | - | 0 | 0 | A | INACTIVE |
| Wynden Capital Management, LLC CRD: 149866 | - | 0 | 0 | - | Unknown |
| Wyndfall Financial Inc CRD: 300237 | - | 0 | 1 | - | Unknown |
| Wyndham FEE-Only Advisors, LLC CRD: 167097 | - | 0 | 0 | - | Unknown |
| Wynkoop LLC CRD: 150018 | - | 0 | 2 | - | Unknown |
| WYNN Capital CRD: 281291 | - | 0 | 1 | - | Unknown |
| WYNN Capital Management Inc. CRD: 105128 | - | 0 | 0 | - | Unknown |
| WYNN Capital Management, LLC CRD: 119355 | - | 0 | 3 | - | Unknown |
| WYNN Investments CRD: 144099 | - | 0 | 0 | - | Unknown |
| WYNN-Crosby Management, Ltd. CRD: 160045 | - | 0 | 0 | - | Unknown |
| Wynnchurch Capital, L.P. CRD: 173227 | - | 0 | 1 | - | Unknown |
| Wynne Wealth Management CRD: 282925 | - | 0 | 1 | - | Unknown |
| Wynnefield Capital, Inc. CRD: 157604 | - | 0 | 1 | - | Unknown |
| Wynston Hill Capital, LLC CRD: 103811 | - | 7 | 0 | D | INACTIVE |
| Wynstone Financial Services, Ltd CRD: 159949 | - | 0 | 0 | - | Unknown |
| Wynsun Capital Management, LLC CRD: 173185 | - | 0 | 0 | - | Unknown |
| Wynvale Financial Distributors LLC CRD: 133861 | - | 0 | 0 | A | INACTIVE |
| Wynwood Capital, LLC CRD: 284493 | - | 0 | 1 | - | Unknown |
| WYO VC Management I LLC CRD: 335106 | - | 0 | 1 | - | Unknown |
| Wyoming Financial Group, Inc. CRD: 336340 | - | 0 | 1 | - | Unknown |
| Wyoming Systems Group of Businesses CRD: 322387 | - | 0 | 1 | - | Unknown |
| Wyoming Wealth Management, LLC CRD: 306132 | - | 0 | 2 | - | Unknown |
| Wyou Financial Strategies, LLC CRD: 325159 | - | 0 | 1 | - | Unknown |
| Wyre Capital Management, LLC CRD: 290429 | - | 0 | 0 | - | Unknown |
| Wyrostek Financial Group CRD: 299196 | - | 0 | 0 | - | Unknown |
| Wyser-Pratte & Co., Inc. CRD: 28056 | NY | 3 | 2 | B | Active |
| Wyser-Pratte Management Co., Inc. CRD: 106399 | - | 0 | 1 | - | Unknown |
| Wysopal Wealth CRD: 330813 | - | 0 | 1 | - | Unknown |
| Wyze Wealth Advisors, LLC CRD: 329413 | - | 0 | 1 | - | Unknown |
| WZW Financial Services, Inc. CRD: 5717 | - | 0 | 0 | A | INACTIVE |