Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| WZWLH Wealth Advisors, LLC CRD: 281646 | - | 0 | 0 | - | Unknown |
| X Advisors, LLC CRD: 315838 | - | 0 | 5 | - | Unknown |
| X and Y Advisors, Inc. CRD: 287715 | - | 0 | 1 | - | Unknown |
| X Capital Advisors LLC CRD: 332176 | - | 0 | 0 | - | Unknown |
| X Cubed Capital Management LLC CRD: 313966 | - | 0 | 1 | - | Unknown |
| X Machina Capital Strategies, LP CRD: 316895 | - | 0 | 0 | - | Unknown |
| X Vector, Ltd. CRD: 304841 | - | 0 | 0 | - | Unknown |
| X-Change Financial Access, LLC CRD: 126201 | IL | 33 | 2 | F | Active |
| X-Flexi Inc. CRD: 338694 | - | 0 | 1 | - | Unknown |
| X-Margin Management LLC CRD: 318588 | - | 0 | 0 | - | Unknown |
| X-Square Capital CRD: 167237 | - | 0 | 1 | - | Unknown |
| X.COM Securities, Inc. CRD: 103830 | - | 0 | 0 | A | INACTIVE |
| X/Seed Capital CRD: 160343 | - | 0 | 1 | - | Unknown |
| X1 Asset Management LLC CRD: 300346 | - | 0 | 0 | - | Unknown |
| X1 Wealth CRD: 323713 | - | 0 | 0 | - | Unknown |
| X17 Investments, LLC CRD: 311524 | - | 0 | 0 | - | Unknown |
| X2 Resources LLP CRD: 171648 | - | 0 | 0 | - | Unknown |
| XA Investments CRD: 284005 | - | 0 | 1 | - | Unknown |
| Xalts CRD: 314283 | - | 0 | 1 | - | Unknown |
| Xambala Asset Management, LLC CRD: 145618 | - | 0 | 0 | - | Unknown |
| Xambala Capital, LLC CRD: 158871 | - | 9 | 0 | D | INACTIVE |
| Xanadu Investment Co CRD: 35899 | - | 0 | 0 | A | INACTIVE |
| Xanadu Partners, LLC CRD: 103923 | - | 0 | 0 | A | INACTIVE |
| Xander Investment Management Limited CRD: 162129 | - | 0 | 0 | - | Unknown |
| Xander Investment Management PTE. Ltd. CRD: 312433 | - | 0 | 0 | - | Unknown |
| Xandu Securities Group, Inc. CRD: 8359 | - | 0 | 0 | A | INACTIVE |
| Xanthos Capital Management LP CRD: 324041 | - | 0 | 0 | - | Unknown |
| Xanthus Capital Advisors LLC CRD: 315293 | - | 0 | 0 | - | Unknown |
| Xantos Labs, LLC CRD: 302005 | - | 0 | 1 | - | Unknown |
| Xbond Technologies Corporation CRD: 104289 | - | 0 | 0 | A | INACTIVE |
| XC, Inc. CRD: 13740 | - | 0 | 0 | A | INACTIVE |
| Xcel Wealth Management, LLC CRD: 158863 | - | 0 | 1 | - | Unknown |
| Xcellerant Ventures, LLC CRD: 319671 | - | 0 | 1 | - | Unknown |
| Xcelsior Advisor Partners LLC CRD: 334779 | - | 0 | 14 | - | Unknown |
| Xception Family Office CRD: 338122 | - | 0 | 1 | - | Unknown |
| Xchange Management LLC CRD: 331848 | - | 0 | 1 | - | Unknown |
| Xchangefund LLC CRD: 337242 | - | 0 | 1 | - | Unknown |
| XCL Securities, Inc. CRD: 10318 | - | 0 | 0 | A | INACTIVE |
| Xcountry Financial CRD: 340263 | - | 0 | 2 | - | Unknown |
| Xdus Fund Advisor CRD: 328236 | - | 0 | 1 | - | Unknown |
| XE Capital Securities LLC CRD: 124736 | - | 0 | 0 | A | INACTIVE |
| XE Fund Advisory, LLC CRD: 334194 | - | 0 | 1 | - | Unknown |
| Xebec Asset Management, LLC CRD: 305669 | - | 0 | 1 | - | Unknown |
| Xeia Venture Partners LLC CRD: 337291 | - | 0 | 1 | - | Unknown |
| XEL CRD: 329693 | - | 0 | 1 | - | Unknown |
| Xelan Securities Corporation CRD: 16555 | - | 0 | 0 | A | INACTIVE |
| Xena Financial Planning CRD: 309462 | - | 0 | 0 | - | Unknown |
| Xena Financial Planning, LLC CRD: 333436 | - | 0 | 2 | - | Unknown |
| Xendia Wealth LLC CRD: 157973 | - | 0 | 1 | - | Unknown |
| Xenith Capital CRD: 316844 | - | 0 | 1 | - | Unknown |