Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Xenith Financial Advisory Services, LLC CRD: 296479 | - | 0 | 1 | - | Unknown |
| Xennial Planning LLC CRD: 300780 | - | 0 | 0 | - | Unknown |
| Xenon Aifm S.A. CRD: 337968 | - | 0 | 0 | - | Unknown |
| Xenon Partners Management, LLC CRD: 312194 | - | 0 | 0 | - | Unknown |
| Xenon Private Equity Ltd CRD: 162806 | - | 0 | 0 | - | Unknown |
| Xenon Private Equity S.Á.R.L. CRD: 177519 | - | 0 | 0 | - | Unknown |
| Xenos Securities Corp. CRD: 16757 | - | 0 | 0 | A | INACTIVE |
| Xenos, L.L.C. CRD: 125365 | - | 0 | 0 | A | INACTIVE |
| Xetfs CRD: 339198 | - | 0 | 1 | - | Unknown |
| XFA Securities, LLC CRD: 147909 | - | 0 | 0 | A | INACTIVE |
| Xffirmers Management, LLC CRD: 327317 | - | 0 | 1 | - | Unknown |
| XFO Capital CRD: 339871 | - | 0 | 1 | - | Unknown |
| Xform Capital, LLC CRD: 318751 | - | 0 | 0 | - | Unknown |
| Xfund Management Company, LLC CRD: 176521 | - | 0 | 1 | - | Unknown |
| Xidar Securities LLC CRD: 328928 | IL | 0 | 1 | A | Active |
| Xiggit Financial CRD: 315441 | - | 0 | 0 | - | Unknown |
| XII Private Wealth LLC CRD: 301016 | - | 0 | 0 | - | Unknown |
| Xillion CRD: 327343 | - | 0 | 0 | - | Unknown |
| XIN an Capital Management, LLC CRD: 293450 | - | 0 | 0 | - | Unknown |
| XIN Tian Fund Management Company Limited CRD: 175215 | - | 0 | 0 | - | Unknown |
| Xinde Asset Management Limited CRD: 316667 | - | 0 | 1 | - | Unknown |
| Xingtai Capital Management Limited CRD: 310952 | - | 0 | 0 | - | Unknown |
| XIO Cayman Limited CRD: 285840 | - | 0 | 0 | - | Unknown |
| Xion Advisors, LLC CRD: 322293 | - | 0 | 0 | - | Unknown |
| Xios LLC CRD: 342370 | - | 0 | 1 | - | Unknown |
| Xitright CRD: 152495 | - | 0 | 1 | - | Unknown |
| XLCR Capital LLC CRD: 162874 | - | 0 | 1 | - | Unknown |
| Xlii Financial Services LLC CRD: 289250 | TX | 0 | 2 | A | Active |
| Xliv Capital CRD: 338796 | - | 0 | 1 | - | Unknown |
| XLM Capital Management CRD: 129869 | - | 0 | 1 | - | Unknown |
| XLV Securities, Inc. CRD: 20723 | - | 0 | 0 | A | INACTIVE |
| XM Capital Partners LLC CRD: 310773 | - | 0 | 1 | - | Unknown |
| XML Financial Group CRD: 284987 | - | 0 | 40 | - | Unknown |
| XML Securities CRD: 145589 | MD | 7 | 9 | B | Active |
| Xmonetae Capital LLC CRD: 316851 | - | 0 | 0 | - | Unknown |
| XMS Capital Partners, LLC CRD: 142871 | IL | 0 | 4 | A | Active |
| XN LP CRD: 308156 | - | 0 | 1 | - | Unknown |
| Xnergy Financial LLC CRD: 144436 | CA | 1 | 2 | B | Active |
| Xnova VC CRD: 341362 | - | 0 | 1 | - | Unknown |
| XO Capital LLC CRD: 316320 | - | 0 | 1 | - | Unknown |
| XO Trading L.L.C. CRD: 119144 | - | 0 | 0 | A | INACTIVE |
| XO Wealth Management CRD: 281767 | - | 0 | 0 | - | Unknown |
| Xoomfi Advisors CRD: 314872 | - | 0 | 1 | - | Unknown |
| Xorro LLC CRD: 336257 | NJ | 0 | 1 | A | Active |
| XP Advisory US, Inc. CRD: 173779 | - | 0 | 3 | - | Unknown |
| XP Investments US, LLC CRD: 156691 | NY | 3 | 3 | B | Active |
| Xpand Investment LLC CRD: 317978 | - | 0 | 3 | - | Unknown |
| Xplorer Capital Management, LLC CRD: 293460 | - | 0 | 1 | - | Unknown |
| Xponance LLC CRD: 111126 | - | 0 | 2 | - | Unknown |
| Xponify, Inc. CRD: 329352 | - | 0 | 1 | - | Unknown |