Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Young Capital Group (Limited Partnership) CRD: 16380 | - | 0 | 0 | A | INACTIVE |
| Young Capital Management Inc CRD: 107448 | - | 0 | 2 | - | Unknown |
| Young Capital Management LLC CRD: 154365 | - | 0 | 0 | - | Unknown |
| Young Equity Services CRD: 121760 | - | 0 | 0 | - | Unknown |
| Young Financial & Insurance Services CRD: 135388 | - | 0 | 1 | - | Unknown |
| Young Financial LLC CRD: 161926 | - | 0 | 0 | - | Unknown |
| Young Financial Services CRD: 284451 | - | 0 | 1 | - | Unknown |
| Young Investment Advisors, Inc CRD: 117415 | - | 0 | 2 | - | Unknown |
| Young Living Financial CRD: 289389 | - | 0 | 0 | - | Unknown |
| Young Moore & Company, Inc. CRD: 6941 | - | 0 | 0 | A | INACTIVE |
| Young Neff Securities CRD: 16446 | - | 0 | 0 | A | INACTIVE |
| Young Richard C & Co Ltd CRD: 105866 | - | 0 | 8 | - | Unknown |
| Young SOO, Inc. CRD: 309919 | - | 0 | 0 | - | Unknown |
| Young Wealth Management CRD: 145478 | - | 0 | 0 | - | Unknown |
| Young Wealth Partners CRD: 339453 | - | 0 | 1 | - | Unknown |
| Young, Georgette N. CRD: 307758 | - | 0 | 0 | - | Unknown |
| Young, John M CRD: 104471 | - | 0 | 0 | A | INACTIVE |
| Young, Scott Leonard CRD: 143164 | - | 0 | 0 | A | INACTIVE |
| Young, Smith & Peacock, Inc. CRD: 913 | - | 0 | 0 | A | INACTIVE |
| Young, Stovall and Company CRD: 8121 | - | 4 | 0 | C | INACTIVE |
| Young, William S CRD: 44177 | - | 0 | 0 | A | INACTIVE |
| Youngblood Financial Inc. CRD: 119372 | - | 0 | 0 | - | Unknown |
| Youngblood Securities Corp. CRD: 21697 | - | 1 | 0 | B | INACTIVE |
| Younity Wealth Partners, LLC CRD: 282817 | - | 0 | 0 | - | Unknown |
| Youpel Financial CRD: 300185 | - | 0 | 0 | - | Unknown |
| Your Best Move Inc CRD: 149749 | - | 0 | 1 | - | Unknown |
| Your Best Path Financial Planning CRD: 298762 | - | 0 | 0 | - | Unknown |
| Your Best Path, LLC CRD: 314724 | - | 0 | 0 | - | Unknown |
| Your Capital Financial, LLC CRD: 307377 | - | 0 | 2 | - | Unknown |
| Your Capital Inc CRD: 164223 | - | 0 | 0 | - | Unknown |
| Your Choice Financial LLC CRD: 321169 | - | 0 | 9 | - | Unknown |
| Your Choice Financial, LLC CRD: 144057 | - | 0 | 1 | - | Unknown |
| Your Coach for Financial Harmony, LLC CRD: 152753 | - | 0 | 0 | - | Unknown |
| Your Discount Broker, Inc. CRD: 25438 | - | 5 | 0 | C | INACTIVE |
| Your Everyday ROI CRD: 339933 | - | 0 | 1 | - | Unknown |
| Your Family Matters, LLP CRD: 330168 | - | 0 | 1 | - | Unknown |
| Your Financial Advocate, LLC CRD: 331376 | - | 0 | 2 | - | Unknown |
| Your Financial Friend, LLC CRD: 270020 | - | 0 | 0 | - | Unknown |
| Your Financial Partnership CRD: 297089 | - | 0 | 1 | - | Unknown |
| Your Greatest Contribution CRD: 281174 | - | 0 | 0 | - | Unknown |
| Your IA, LLC CRD: 338535 | - | 0 | 15 | - | Unknown |
| Your Investment Advisor CRD: 333179 | - | 0 | 1 | - | Unknown |
| Your Investment Coach CRD: 139797 | - | 0 | 0 | - | Unknown |
| Your Life Inc CRD: 298663 | - | 0 | 0 | - | Unknown |
| Your Money Coach Financial Services CRD: 131172 | - | 0 | 1 | - | Unknown |
| Your Money Matters Brokerage Services, Inc. CRD: 28476 | - | 1 | 0 | B | INACTIVE |
| Your Money Matters Wealth Management, LLC CRD: 146623 | - | 0 | 1 | - | Unknown |
| Your Ocio CRD: 313370 | - | 0 | 0 | - | Unknown |
| Your Path FI CRD: 326564 | - | 0 | 1 | - | Unknown |
| Your Path Financial LLC CRD: 298339 | - | 0 | 2 | - | Unknown |