Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Your Path Wealth Management CRD: 341249 | - | 0 | 1 | - | Unknown |
| Your Planning Partner LLC CRD: 283647 | - | 0 | 1 | - | Unknown |
| Your Private Client Group, Inc. CRD: 292621 | - | 0 | 2 | - | Unknown |
| Your Professional Center Incorporated CRD: 285801 | - | 0 | 0 | - | Unknown |
| Your Retirement Coach CRD: 125573 | - | 0 | 1 | - | Unknown |
| Your Richest Life CRD: 171609 | - | 0 | 1 | - | Unknown |
| Your Second Opinion, LLC CRD: 159085 | - | 0 | 0 | - | Unknown |
| Your Secure Retirement Capital Management, LLC CRD: 169991 | - | 0 | 0 | - | Unknown |
| Your Simple Recipe CRD: 281866 | - | 0 | 0 | - | Unknown |
| Your Source Financial CRD: 109409 | - | 0 | 0 | - | Unknown |
| Your Story Financial, LLC CRD: 284009 | - | 0 | 0 | - | Unknown |
| Your Wealth Consultants LLC CRD: 310328 | - | 0 | 0 | - | Unknown |
| Your Wealth Financial Solutions, LLC CRD: 331533 | - | 0 | 2 | - | Unknown |
| Your Wealth Matters LLC CRD: 281134 | - | 0 | 1 | - | Unknown |
| Your-Financial-Lifeguard CRD: 115695 | - | 0 | 1 | - | Unknown |
| Yousif Capital Management, LLC CRD: 312511 | - | 0 | 1 | - | Unknown |
| Youya Wealth CRD: 342387 | - | 0 | 2 | - | Unknown |
| YP, LLC CRD: 23742 | - | 1 | 0 | B | INACTIVE |
| YP, LLC CRD: 126059 | - | 0 | 0 | A | INACTIVE |
| YPV Management LLC CRD: 336289 | - | 0 | 1 | - | Unknown |
| YQA Capital Management, LLC CRD: 122796 | - | 0 | 0 | - | Unknown |
| YR Securities LLC CRD: 174708 | VA | 0 | 2 | A | Active |
| YRD Retirement Plan Advisors CRD: 173154 | - | 0 | 0 | - | Unknown |
| YRN Industries LLC CRD: 331806 | - | 0 | 1 | - | Unknown |
| YS Bioventure Manage Inc. CRD: 321149 | - | 0 | 0 | - | Unknown |
| YSB Wealth Management CRD: 341032 | - | 0 | 2 | - | Unknown |
| YSC Global Securities, Inc. CRD: 36992 | - | 2 | 0 | B | INACTIVE |
| YU Capital, LLC CRD: 318385 | - | 0 | 1 | - | Unknown |
| YU Financial Advice, LLC CRD: 192517 | - | 0 | 2 | - | Unknown |
| YU Galaxy LLC CRD: 323204 | - | 0 | 1 | - | Unknown |
| YU Star Fund I GP CRD: 318251 | - | 0 | 1 | - | Unknown |
| Yuanbio Venture Capital II GP Ltd. CRD: 321150 | - | 0 | 0 | - | Unknown |
| Yuanzhan Capital Management CRD: 299558 | - | 0 | 1 | - | Unknown |
| Yube Wealth Management CRD: 136933 | - | 0 | 0 | - | Unknown |
| Yuca Capital LLC CRD: 307919 | - | 0 | 0 | - | Unknown |
| Yucaipa Master Manager, LLC CRD: 158216 | - | 0 | 1 | - | Unknown |
| Yuengling Asset Management CRD: 120550 | - | 0 | 2 | - | Unknown |
| Yuka Corp CRD: 337865 | - | 0 | 1 | - | Unknown |
| Yuki-Co, LLC CRD: 282236 | UT | 0 | 3 | A | Active |
| Yukon Partners Management, L.L.C. CRD: 159991 | - | 0 | 1 | - | Unknown |
| Yukon Wealth Management, Inc. CRD: 109413 | - | 0 | 2 | - | Unknown |
| Yulan Capital Management LLC CRD: 283064 | - | 0 | 0 | - | Unknown |
| Yule Creek Wealth Management, LLC CRD: 322800 | - | 0 | 1 | - | Unknown |
| Yunfeng Capital Limited CRD: 298599 | - | 0 | 0 | - | Unknown |
| Yunistone Investment Group, LLC CRD: 149728 | - | 0 | 1 | - | Unknown |
| Yunqi Capital Limited CRD: 293995 | - | 0 | 0 | - | Unknown |
| Yves Hentic & Company Incorporated CRD: 13192 | - | 0 | 0 | A | INACTIVE |
| Yvonne Englard Zuber, LLC CRD: 297251 | - | 0 | 0 | - | Unknown |
| Ywhales Ventures Management, LLC CRD: 328367 | - | 0 | 1 | - | Unknown |
| YWL Financial Consultants, LLC CRD: 116735 | - | 0 | 0 | - | Unknown |