Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| YZ Financial Advisors LLC CRD: 314477 | - | 0 | 1 | - | Unknown |
| YZ Investment Services, LLC CRD: 168769 | - | 0 | 0 | - | Unknown |
| Z Advisory Innovations CRD: 331792 | - | 0 | 1 | - | Unknown |
| Z CAP CRD: 298515 | - | 0 | 0 | - | Unknown |
| Z Capital Group, L.L.C. CRD: 159511 | - | 0 | 1 | - | Unknown |
| Z Financial Planning Corporation of America CRD: 13832 | - | 0 | 0 | A | INACTIVE |
| Z Financial Planning LLC CRD: 142676 | - | 0 | 0 | - | Unknown |
| Z Mark Financial LLC CRD: 307315 | - | 0 | 0 | - | Unknown |
| Z Trading LLC CRD: 104418 | - | 0 | 0 | A | INACTIVE |
| Z&G Capital Inc. CRD: 305319 | - | 0 | 0 | A | INACTIVE |
| Z&Z Securities Inc. CRD: 44377 | - | 0 | 0 | A | INACTIVE |
| Z-Squared Securities, LLC CRD: 309321 | - | 0 | 0 | A | INACTIVE |
| Z2 Capital Partners, LLC CRD: 335860 | - | 0 | 1 | - | Unknown |
| Z2 Investment Management, LP CRD: 323514 | - | 0 | 0 | - | Unknown |
| Z21 Ventures Management Company, LLC CRD: 319616 | - | 0 | 1 | - | Unknown |
| Z3 Capital Partners CRD: 336791 | - | 0 | 1 | - | Unknown |
| Z3PO Management, LLC CRD: 285441 | - | 0 | 0 | - | Unknown |
| Z5 Capital LLC CRD: 335964 | - | 0 | 1 | - | Unknown |
| ZA Associates, Inc. CRD: 7850 | - | 2 | 0 | B | INACTIVE |
| Zaaba Capital Limited CRD: 318631 | - | 0 | 0 | - | Unknown |
| Zachary Financial Consultants LLC CRD: 316648 | - | 0 | 1 | - | Unknown |
| Zachary Jackson Securities, LP CRD: 38553 | - | 1 | 0 | B | INACTIVE |
| Zachary Taylor LLC CRD: 159399 | - | 0 | 0 | - | Unknown |
| Zacks Intelligence LLC CRD: 333798 | - | 0 | 2 | - | Unknown |
| Zacks Investment Management, Inc. CRD: 110897 | - | 0 | 30 | - | Unknown |
| Zacua Ventures CRD: 331199 | - | 0 | 1 | - | Unknown |
| Zaderaka, Dennis CRD: 331571 | - | 0 | 0 | - | Unknown |
| Zadig Asset Management S.A. CRD: 167166 | - | 0 | 0 | - | Unknown |
| Zadig Capital Management LLC CRD: 290022 | - | 0 | 0 | - | Unknown |
| Zafiro Capital CRD: 173603 | - | 0 | 0 | - | Unknown |
| Zagara Trading LLC CRD: 104337 | - | 0 | 0 | A | INACTIVE |
| Zagmout Wealth Management Co. CRD: 297789 | - | 0 | 1 | - | Unknown |
| Zagros Capital Management, LLC CRD: 315042 | - | 0 | 0 | - | Unknown |
| Zahedi Capital Management LP CRD: 326112 | - | 0 | 0 | - | Unknown |
| Zahner and Company CRD: 7057 | - | 0 | 0 | A | INACTIVE |
| Zahnow Group, LLC CRD: 116835 | - | 0 | 0 | - | Unknown |
| Zahorik Company, Inc. CRD: 8580 | - | 3 | 0 | C | INACTIVE |
| Zahr Securities, LLC CRD: 47662 | - | 1 | 0 | B | INACTIVE |
| Zahtz, Alan Arthur CRD: 33658 | - | 0 | 0 | A | INACTIVE |
| ZAI Technologies LLC CRD: 342129 | - | 0 | 1 | - | Unknown |
| Zais Group CRD: 108371 | - | 0 | 1 | - | Unknown |
| ZAK Advisory, LLC CRD: 162308 | - | 0 | 1 | - | Unknown |
| ZAK Investment Management Company, LLC CRD: 143889 | - | 0 | 2 | - | Unknown |
| Zakara Capital, LLC CRD: 337211 | - | 0 | 1 | - | Unknown |
| Zakari Capital Management LLC CRD: 319176 | - | 0 | 1 | - | Unknown |
| Zakheim, Scott CRD: 32643 | - | 0 | 0 | A | INACTIVE |
| Zaki Financial LLC CRD: 297921 | - | 0 | 1 | - | Unknown |
| Zaks Investment Advisory Service, LLC CRD: 137934 | - | 0 | 1 | - | Unknown |
| Zale Capital Management CRD: 338433 | - | 0 | 2 | - | Unknown |
| Zale Capital Management, L.P. CRD: 139630 | - | 0 | 0 | - | Unknown |