Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Zales Investment Management, Inc CRD: 112540 | - | 0 | 1 | - | Unknown |
| Zama Capital Advisors LP CRD: 282961 | - | 0 | 0 | - | Unknown |
| Zama Capital Advisors LP CRD: 291251 | - | 0 | 2 | - | Unknown |
| Zamp Invest CRD: 324643 | - | 0 | 0 | - | Unknown |
| Zanbato Advisors LLC CRD: 311620 | - | 0 | 1 | - | Unknown |
| Zanbato Securities LLC CRD: 279028 | CA | 0 | 2 | A | Active |
| Zander, Jacob CRD: 317520 | - | 0 | 0 | - | Unknown |
| Zane MAY Securities Inc. CRD: 15996 | - | 0 | 0 | A | INACTIVE |
| Zanetti Financial, LLC CRD: 282089 | - | 0 | 1 | - | Unknown |
| Zanowic Investments LLC CRD: 298925 | - | 0 | 0 | - | Unknown |
| Zapa Investing LLC CRD: 338749 | - | 0 | 2 | - | Unknown |
| Zapalit Management LLC CRD: 288645 | - | 0 | 0 | - | Unknown |
| Zappitelli Financial Services CRD: 119711 | - | 0 | 2 | - | Unknown |
| Zarathustra Wealth Management CRD: 330510 | - | 0 | 2 | - | Unknown |
| Zaremba Securities Co. CRD: 8322 | - | 0 | 0 | A | INACTIVE |
| Zarvona Energy LLC CRD: 288820 | - | 0 | 2 | - | Unknown |
| ZAS Ventures, LLC CRD: 327708 | - | 0 | 0 | - | Unknown |
| Zaura, James Kevin CRD: 120274 | - | 0 | 0 | A | INACTIVE |
| Zaverl & Associates, Inc. CRD: 129810 | - | 0 | 0 | - | Unknown |
| Zawitz Investment Management Co. CRD: 116148 | - | 0 | 0 | - | Unknown |
| Zaza Financial LLC CRD: 287824 | - | 0 | 0 | - | Unknown |
| Zazove Associates LLC CRD: 104751 | - | 0 | 1 | - | Unknown |
| ZBS Mechanical, LLC CRD: 311860 | - | 0 | 0 | - | Unknown |
| ZBS Partners, LLC CRD: 326727 | - | 0 | 1 | - | Unknown |
| ZC Advisor CRD: 291811 | - | 0 | 1 | - | Unknown |
| ZCM CRD: 309195 | - | 0 | 0 | - | Unknown |
| ZE Capital LLC CRD: 301192 | - | 0 | 2 | - | Unknown |
| Zeal Asset Management Limited CRD: 157568 | - | 0 | 0 | - | Unknown |
| Zeal Capital Management, LLC CRD: 314354 | - | 0 | 1 | - | Unknown |
| Zealous Capital Markets, LLC. CRD: 136412 | - | 0 | 0 | A | INACTIVE |
| Zealth Planning, LLC CRD: 336569 | - | 0 | 1 | - | Unknown |
| Zebed Securities, LLC CRD: 166469 | - | 0 | 0 | A | INACTIVE |
| Zebedee Capital Partners LLP CRD: 162779 | - | 0 | 0 | - | Unknown |
| Zebra Advisors, LLC CRD: 126286 | - | 0 | 0 | - | Unknown |
| Zebra Capital Management, LLC CRD: 126285 | - | 0 | 0 | - | Unknown |
| Zebra Crossing Asset Management LLC CRD: 173660 | - | 0 | 1 | - | Unknown |
| Zebra Global Capital CRD: 286200 | - | 0 | 0 | - | Unknown |
| Zebra Global Capital CRD: 322023 | - | 0 | 0 | - | Unknown |
| Zecco Trading, Inc. CRD: 135398 | - | 3 | 0 | C | INACTIVE |
| Zeches Wealth Management CRD: 170279 | - | 0 | 5 | - | Unknown |
| Zeddy, Danny F. CRD: 170320 | - | 0 | 0 | - | Unknown |
| Zeev Ventures CRD: 301210 | - | 0 | 1 | - | Unknown |
| Zefan & Company, LLC CRD: 342421 | - | 0 | 1 | - | Unknown |
| Zeff Holding Company, LLC CRD: 318264 | - | 0 | 1 | - | Unknown |
| Zega Financial, LLC CRD: 156803 | - | 0 | 0 | - | Unknown |
| Zega Investments, LLC CRD: 330428 | - | 0 | 6 | - | Unknown |
| Zehnder Wealth Management, LLC CRD: 142197 | - | 0 | 0 | - | Unknown |
| Zeiser Wealth Management LLC CRD: 285956 | - | 0 | 2 | - | Unknown |
| Zeit Capital Advisors CRD: 150149 | - | 0 | 1 | - | Unknown |
| Zeitzer Options, Inc CRD: 31461 | - | 0 | 0 | A | INACTIVE |