Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Zeke Capital Advisors, LLC CRD: 146607 | - | 0 | 0 | - | Unknown |
| Zeke, L.P. CRD: 161310 | - | 0 | 0 | - | Unknown |
| Zelda Ventures, LLC CRD: 324291 | - | 0 | 1 | - | Unknown |
| Zelek & Associates CRD: 130633 | - | 0 | 0 | - | Unknown |
| Zelkova Management, LLC CRD: 322333 | - | 0 | 1 | - | Unknown |
| Zeller Kern Business Advisors CRD: 144913 | - | 0 | 1 | - | Unknown |
| Zeller, Torykian & Co. Inc. CRD: 10041 | - | 0 | 0 | A | INACTIVE |
| Zelman Capital, LLC CRD: 164182 | - | 0 | 0 | - | Unknown |
| Zelman Partners, LLC CRD: 145187 | OH | 0 | 6 | A | Active |
| Zelus Wealth Management CRD: 311028 | - | 0 | 1 | - | Unknown |
| Zemenick & Walker Inc CRD: 108670 | - | 0 | 1 | - | Unknown |
| ZEN Financial Planning, LLC CRD: 323165 | - | 0 | 2 | - | Unknown |
| ZEN Trading LLC CRD: 291545 | - | 0 | 2 | - | Unknown |
| ZEN Trends Capital LLC CRD: 311991 | - | 0 | 1 | - | Unknown |
| ZEN Wealth Advisors, LLC CRD: 325679 | - | 0 | 1 | - | Unknown |
| Zenani Capital, LLC CRD: 333564 | - | 0 | 1 | - | Unknown |
| Zendamentals CRD: 148411 | - | 0 | 1 | - | Unknown |
| Zenergy GP, LLC CRD: 281372 | - | 0 | 0 | - | Unknown |
| Zeniki Wealth CRD: 328778 | - | 0 | 2 | - | Unknown |
| Zenit Wealth Advisors, Inc. CRD: 334122 | - | 0 | 0 | - | Unknown |
| Zenith Advisory Group, LLC CRD: 287801 | - | 0 | 1 | - | Unknown |
| Zenith Advisory Group, LLC CRD: 321689 | - | 0 | 2 | - | Unknown |
| Zenith AM CRD: 173046 | - | 0 | 0 | - | Unknown |
| Zenith American Securities Corporation CRD: 6438 | - | 3 | 0 | C | INACTIVE |
| Zenith Financial Planning Inc CRD: 331585 | - | 0 | 1 | - | Unknown |
| Zenith Investment Management, LLC CRD: 288565 | - | 0 | 4 | - | Unknown |
| Zenith Investments CRD: 120790 | - | 0 | 3 | - | Unknown |
| Zenith Portfolio Strategies, LLC CRD: 157438 | - | 0 | 0 | - | Unknown |
| Zenith Securities LLC CRD: 138135 | CT | 0 | 1 | A | Active |
| Zenith Wealth Advisors CRD: 318330 | - | 0 | 1 | - | Unknown |
| Zenith Wealth Management CRD: 271028 | - | 0 | 0 | - | Unknown |
| Zenith Wealth Management CRD: 309579 | - | 0 | 2 | - | Unknown |
| Zenith Wealth Partners CRD: 304732 | - | 0 | 9 | - | Unknown |
| Zenithal Capital LLC CRD: 327501 | - | 0 | 0 | - | Unknown |
| Zeno Advisory Services CRD: 287533 | - | 0 | 0 | - | Unknown |
| Zeno an Solutions CRD: 298805 | - | 0 | 0 | - | Unknown |
| Zeno Consulting Group, LLC CRD: 152995 | - | 0 | 0 | - | Unknown |
| Zeno Equity Partners LLP CRD: 163002 | - | 0 | 0 | - | Unknown |
| Zeno Investment Group CRD: 318749 | - | 0 | 0 | - | Unknown |
| Zeno Research, LLC CRD: 306283 | - | 0 | 0 | - | Unknown |
| Zenon Capital LP CRD: 44256 | - | 0 | 0 | A | INACTIVE |
| Zenpitney LLC CRD: 171765 | - | 0 | 0 | - | Unknown |
| Zenquant Technologies LP CRD: 322771 | - | 0 | 1 | - | Unknown |
| Zentalis Investment Management LLC CRD: 340025 | - | 0 | 1 | - | Unknown |
| Zentara Exchange Ltd CRD: 338283 | - | 0 | 1 | - | Unknown |
| Zentific Investment Management Limited CRD: 174321 | - | 0 | 0 | - | Unknown |
| Zentis Capital Management CRD: 342989 | - | 0 | 1 | - | Unknown |
| Zentrum Capital Management Limited CRD: 306136 | - | 0 | 0 | - | Unknown |
| Zenture Capital Management, LLC CRD: 325259 | - | 0 | 1 | - | Unknown |
| Zenvio Inc CRD: 338564 | - | 0 | 1 | - | Unknown |