Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Zenyatta Capital Management LP CRD: 316397 | - | 0 | 0 | - | Unknown |
| Zenyth Advisors LLC CRD: 289192 | - | 0 | 1 | - | Unknown |
| Zenzic Capital CRD: 338781 | - | 0 | 0 | - | Unknown |
| ZEO Capital Advisors, LLC CRD: 150783 | - | 0 | 0 | - | Unknown |
| Zepeda & Company, Inc. CRD: 132595 | - | 0 | 0 | A | INACTIVE |
| Zephyr Advisers CRD: 331521 | - | 0 | 1 | - | Unknown |
| Zephyr Capital LLC CRD: 332969 | - | 0 | 1 | - | Unknown |
| Zephyr Charter, Inc. CRD: 28079 | - | 0 | 0 | A | INACTIVE |
| Zephyr International Enterprises, Ltd. CRD: 30155 | - | 1 | 0 | B | INACTIVE |
| Zephyr Management, L.P. CRD: 129683 | - | 0 | 1 | - | Unknown |
| Zephyr Trading LLC CRD: 104252 | - | 2 | 0 | B | INACTIVE |
| Zephyr Wealth Management CRD: 166303 | - | 0 | 1 | - | Unknown |
| Zephyros London Market IM, LLC CRD: 339684 | - | 0 | 1 | - | Unknown |
| Zerilla CRD: 328975 | - | 0 | 0 | - | Unknown |
| Zermatt Securities LLC CRD: 47502 | - | 1 | 0 | B | INACTIVE |
| Zermatt Wealth Partners CRD: 105736 | - | 0 | 6 | - | Unknown |
| Zermatt Wealth Partners, LLC CRD: 290949 | - | 0 | 0 | - | Unknown |
| Zero Beta Fund, LP CRD: 126865 | - | 0 | 0 | A | INACTIVE |
| Zero DAY Capital Enterprises LLC CRD: 331228 | - | 0 | 15 | - | Unknown |
| Zero Gravity Financial, LLC CRD: 169905 | - | 0 | 2 | - | Unknown |
| Zero Infinity Partners CRD: 321074 | - | 0 | 1 | - | Unknown |
| Zero Knowledge L.L.C. CRD: 341376 | - | 0 | 1 | - | Unknown |
| Zero Shot Fund CRD: 342651 | - | 0 | 1 | - | Unknown |
| Zero1 Capital LLC CRD: 318963 | - | 0 | 0 | - | Unknown |
| Zerocelsius Wealth Studio, Inc. CRD: 119201 | - | 0 | 0 | - | Unknown |
| Zerotrac LLC CRD: 309624 | - | 0 | 0 | - | Unknown |
| Zest CRD: 316889 | - | 0 | 1 | - | Unknown |
| Zestiny Wealth CRD: 333528 | - | 0 | 1 | - | Unknown |
| Zetland Capital Partners LLP CRD: 290218 | - | 0 | 0 | - | Unknown |
| Zetlmaier Wealth Management LLC CRD: 327128 | - | 0 | 1 | - | Unknown |
| Zetta Venture Capital, LLC CRD: 170393 | - | 0 | 1 | - | Unknown |
| Zeus Financial, LLC CRD: 18192 | FL | 0 | 4 | A | Active |
| Zevenbergen Capital Investments LLC CRD: 128990 | - | 0 | 10 | - | Unknown |
| Zevin Asset Management, LLC CRD: 165269 | - | 0 | 4 | - | Unknown |
| Zevix Fund America LLC CRD: 338549 | - | 0 | 1 | - | Unknown |
| ZG Compute Management LLC CRD: 313492 | - | 0 | 0 | - | Unknown |
| ZH Partners, J.V. CRD: 101320 | - | 0 | 0 | A | INACTIVE |
| ZH Wealth Management, LLC CRD: 152819 | - | 0 | 1 | - | Unknown |
| Zhang Capital Management Corp. CRD: 148230 | - | 0 | 1 | - | Unknown |
| Zhang Financial CRD: 159257 | - | 0 | 1 | - | Unknown |
| Zhen Advisors United States, Inc. CRD: 295633 | - | 0 | 0 | - | Unknown |
| Zhen Advisors, Ltd. CRD: 283311 | - | 0 | 0 | - | Unknown |
| Zhenli International Co., Ltd. CRD: 316706 | - | 0 | 0 | - | Unknown |
| Zhong OU Rabbit (Hong Kong) Assets Management Limi… CRD: 329461 | - | 0 | 0 | - | Unknown |
| ZHP Capital LLC CRD: 149204 | - | 0 | 1 | - | Unknown |
| Zhuhai Sherpa Equity Investment Management Company… CRD: 308824 | - | 0 | 0 | - | Unknown |
| ZI Securities Corporation CRD: 10171 | - | 0 | 0 | A | INACTIVE |
| ZIA Capital Investments LLC CRD: 332414 | - | 0 | 2 | - | Unknown |
| ZIA Investment Advisors CRD: 148777 | - | 0 | 1 | - | Unknown |
| Ziarnick Financial LLC CRD: 161872 | - | 0 | 1 | - | Unknown |