Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Zibrook Financial Planning CRD: 311153 | - | 0 | 0 | - | Unknown |
| Zidel Financial Inc. CRD: 135047 | - | 0 | 1 | - | Unknown |
| Ziegler Capital Management, LLC CRD: 135622 | - | 0 | 0 | - | Unknown |
| Ziegler Healthvest Management, LLC CRD: 163861 | - | 0 | 0 | - | Unknown |
| Ziegler Link-AGE Management II, LLC CRD: 298833 | - | 0 | 1 | - | Unknown |
| Ziegler Link-AGE Management III, LLC CRD: 319701 | - | 0 | 1 | - | Unknown |
| Ziegler Link-AGE Management, LLC CRD: 213513 | - | 0 | 1 | - | Unknown |
| Ziegler Meditech Partners, LLC CRD: 163851 | - | 0 | 0 | - | Unknown |
| Ziegler Securities, Inc. CRD: 73 | - | 0 | 0 | A | INACTIVE |
| Ziegler Thrift Trading, Inc. CRD: 6528 | - | 1 | 0 | B | INACTIVE |
| Zigg Capital Management Company, LLC CRD: 300580 | - | 0 | 1 | - | Unknown |
| Ziggy Wealth, LLC CRD: 328022 | - | 0 | 2 | - | Unknown |
| Zigzag Investments LLC CRD: 140958 | - | 0 | 0 | - | Unknown |
| Zihuitrading LLC CRD: 160831 | - | 0 | 1 | - | Unknown |
| ZIK, LLC CRD: 137297 | - | 0 | 1 | - | Unknown |
| Zilkha Investments, L.P. CRD: 170332 | - | 0 | 1 | - | Unknown |
| Zima Capital Management LLC CRD: 337304 | - | 0 | 1 | - | Unknown |
| Zimar Securities, Inc. CRD: 5813 | - | 0 | 0 | A | INACTIVE |
| Zimbalist Smith Investments, LLC CRD: 13053 | - | 0 | 0 | A | INACTIVE |
| Ziment Financial Advisors, Inc. CRD: 123850 | - | 0 | 3 | - | Unknown |
| Zimka Thomas J. CRD: 33907 | - | 0 | 0 | A | INACTIVE |
| Zimmer Capital Management LLC CRD: 315645 | - | 0 | 1 | - | Unknown |
| Zimmer Financial Planning CRD: 164654 | - | 0 | 2 | - | Unknown |
| Zimmer Partners, LP CRD: 165684 | - | 0 | 1 | - | Unknown |
| Zimmer, Alan Edward CRD: 103020 | - | 2 | 0 | B | INACTIVE |
| Zimmerman & Armstrong Investment Advisors CRD: 122764 | - | 0 | 0 | - | Unknown |
| Zimmerman Advisory Group, LLC CRD: 148214 | - | 0 | 1 | - | Unknown |
| Zimmerman Capital Management CRD: 120619 | - | 0 | 1 | - | Unknown |
| Zimmerman Wealth Management, LLC CRD: 127526 | - | 0 | 3 | - | Unknown |
| Zimmermann Alan L CRD: 106286 | - | 0 | 1 | - | Unknown |
| Zimmermann Investment Management & Planning LLC CRD: 297516 | - | 0 | 0 | - | Unknown |
| Zink Distribution Solutions CRD: 321983 | FL | 0 | 1 | A | Active |
| Zink Wealth Solutions LLC CRD: 319554 | - | 0 | 1 | - | Unknown |
| Zinnia Wealth Advisory, LLC CRD: 295122 | - | 0 | 1 | - | Unknown |
| Zinvest Financial Service, LLC CRD: 297563 | FL | 0 | 3 | A | Active |
| Zion Capital LLC CRD: 307421 | - | 0 | 2 | - | Unknown |
| Zion Financial Planning, LLC CRD: 289007 | - | 0 | 1 | - | Unknown |
| Zions Capital Advisors, Inc. CRD: 131308 | - | 0 | 9 | - | Unknown |
| Zions Direct, Inc. CRD: 17776 | UT | 7 | 5 | B | Active |
| ZIV Investment Company CRD: 4316 | IL | 6 | 4 | B | Active |
| Zizzi Investments CRD: 322664 | - | 0 | 1 | - | Unknown |
| ZKV Liquid Fund LP CRD: 334295 | - | 0 | 1 | - | Unknown |
| ZL Zenithar (USA) CRD: 321941 | NY | 0 | 1 | A | Active |
| Zmak, William Thomas CRD: 13843 | - | 0 | 0 | A | INACTIVE |
| ZMC Advisors, L.P. CRD: 161274 | - | 0 | 1 | - | Unknown |
| ZML Group CRD: 297022 | - | 0 | 0 | - | Unknown |
| Zoch & Zoch Financial Group, Inc. CRD: 17735 | - | 0 | 0 | A | INACTIVE |
| Zoda Financial, LLC CRD: 167444 | - | 0 | 0 | - | Unknown |
| ZOE Financial, Inc. CRD: 285158 | - | 0 | 1 | - | Unknown |
| ZOE Securities LLC CRD: 326979 | NY | 0 | 2 | A | Active |