Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| 16 POINTS LLC CRD: 277033 | PR | 0 | 1 | A | Active |
| 17 CAPITAL LLP CRD: 309705 | — | 0 | 0 | A | Unknown |
| 1776 MANAGEMENT, LLC CRD: 172225 | — | 0 | 0 | A | Unknown |
| 1776 WEALTH LLC CRD: 286321 | — | 0 | 0 | A | Unknown |
| 1789 GP, LLC CRD: 315495 | — | 0 | 0 | A | Unknown |
| 1789 MANAGEMENT, LLC CRD: 325249 | — | 0 | 0 | A | Unknown |
| 1789 MINERAL FRIENDS & FAMILY FUND, LLC CRD: 306561 | — | 0 | 0 | A | Unknown |
| 1791 MANAGEMENT LLC CRD: 309414 | — | 0 | 0 | A | Unknown |
| 1792 SECURITIES, LLC CRD: 146048 | — | 4 | 0 | F | INACTIVE |
| 18 FUND MANAGEMENT LLC CRD: 335358 | — | 0 | 0 | A | Unknown |
| 18 VENTURES CRD: 307954 | — | 0 | 0 | A | Unknown |
| 180 DEGREE CAPITAL CORP. CRD: 309142 | — | 0 | 0 | A | Unknown |
| 1819 PARTNERS CRD: 326601 | — | 0 | 0 | A | Unknown |
| 1823 PARTNERS (US) LLC CRD: 333927 | — | 0 | 0 | A | Unknown |
| 1832 ASSET MANAGEMENT U.S. INC. CRD: 120836 | — | 0 | 0 | A | Unknown |
| 1834 INVESTMENT ADVISORS CO. CRD: 105435 | — | 0 | 0 | A | Unknown |
| 1839 VENTURES, LLC CRD: 242795 | — | 0 | 0 | A | Unknown |
| 1843 CAPITAL CRD: 297667 | — | 0 | 0 | A | Unknown |
| 1851 SECURITIES, INC CRD: 153006 | CT | 0 | 1 | A | Active |
| 1876 PARTNERS, LP CRD: 329053 | — | 0 | 0 | A | Unknown |
| 1888 INVESTMENTS, LLC CRD: 312491 | — | 0 | 0 | A | Unknown |
| 1900 WEALTH CRD: 175346 | — | 0 | 0 | A | Unknown |
| 1907 MANAGEMENT, LP CRD: 316824 | — | 0 | 0 | A | Unknown |
| 1947 RISE, LLC CRD: 324923 | — | 0 | 0 | A | Unknown |
| 1964 GLOBAL CRD: 139091 | NY | 1 | 1 | F | Active |
| 1991 FINANCIAL CRD: 285253 | — | 0 | 0 | A | Unknown |
| 1EP MANAGEMENT LLC CRD: 334546 | — | 0 | 0 | A | Unknown |
| 1G VENTURES LLC CRD: 316104 | — | 0 | 0 | A | Unknown |
| 1KX MANAGEMENT LTD. CRD: 319529 | — | 0 | 0 | A | Unknown |
| 1N CAPITAL, LLC CRD: 309502 | — | 0 | 0 | A | Unknown |
| 1ST & MAIN GROWTH PARTNERS CRD: 106305 | — | 0 | 0 | A | Unknown |
| 1ST BCCW CAPITAL CORP CRD: 34380 | — | 1 | 0 | F | INACTIVE |
| 1ST FINANCIAL LLC CRD: 159015 | — | 0 | 0 | A | Unknown |
| 1ST GLOBAL CAPITAL CORP. CRD: 30349 | — | 4 | 0 | F | INACTIVE |
| 2020 VENTURES LLC CRD: 173086 | — | 0 | 0 | A | Unknown |
| 2020HL, LLC CRD: 322016 | — | 0 | 0 | A | Unknown |
| 2021 CAPITAL CRD: 314855 | IL | 0 | 1 | A | Active |
| 2045 CAPITAL CRD: 322559 | — | 0 | 0 | A | Unknown |
| 2048 VENTURES, LLC CRD: 305237 | — | 0 | 0 | A | Unknown |
| 2088 ADVISORY, LP CRD: 289933 | — | 0 | 0 | A | Unknown |
| 21 CAPITAL GROUP, INC. CRD: 128647 | — | 1 | 0 | F | INACTIVE |
| 21 WEST WEALTH MANAGEMENT LLC CRD: 304532 | — | 0 | 0 | A | Unknown |
| 210 CAPITAL, LLC CRD: 293155 | — | 0 | 0 | A | Unknown |
| 210 FINANCIAL CRD: 328570 | — | 0 | 0 | A | Unknown |
| 212 ADVISORY GROUP, LLC CRD: 154995 | — | 0 | 0 | A | Unknown |
| 212 WEALTH MANAGEMENT CRD: 325317 | — | 0 | 0 | A | Unknown |
| 215 MANAGEMENT LLC CRD: 296322 | — | 0 | 0 | A | Unknown |
| 21SHARES US LLC CRD: 317551 | — | 0 | 0 | A | Unknown |
| 21SHARES US LLC CRD: 328136 | — | 0 | 0 | A | Unknown |
| 21ST FINANCIAL CRD: 338230 | — | 0 | 0 | A | Unknown |