Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| 2260 WEST CRD: 310460 | — | 0 | 0 | A | Unknown |
| 2281329 ONTARIO INC. CRD: 157809 | — | 0 | 0 | A | Unknown |
| 22C CAPITAL LLC CRD: 298094 | — | 0 | 0 | A | Unknown |
| 22V ASSET MANAGEMENT CRD: 323898 | — | 0 | 0 | A | Unknown |
| 22V SECURITIES LLC CRD: 327657 | NY | 0 | 1 | A | Active |
| 23 WEALTH LLC CRD: 294048 | — | 0 | 0 | A | Unknown |
| 231 CAPITAL, LLC CRD: 119032 | — | 0 | 0 | A | INACTIVE |
| 245 INVESTMENTS LLC CRD: 330299 | — | 0 | 0 | A | Unknown |
| 2480 SECURITIES LLC CRD: 41964 | — | 0 | 0 | A | INACTIVE |
| 25 FINANCIAL CRD: 317916 | — | 0 | 0 | A | Unknown |
| 25V MANAGEMENT, LLC CRD: 321678 | — | 0 | 0 | A | Unknown |
| 2717 PARTNERS LP CRD: 329523 | — | 0 | 0 | A | Unknown |
| 2718 MANAGEMENT, LLC CRD: 321914 | — | 0 | 0 | A | Unknown |
| 272 CAPITAL LP CRD: 308148 | — | 0 | 0 | A | Unknown |
| 280 SECURITIES LLC CRD: 284939 | — | 0 | 0 | A | INACTIVE |
| 29 STREET LLC CRD: 173291 | — | 0 | 0 | A | Unknown |
| 2AM VENTURES LLC CRD: 313861 | — | 0 | 0 | A | Unknown |
| 2K CAPITAL L.L.C. CRD: 330872 | — | 0 | 0 | A | Unknown |
| 2PIFINANCIAL CORP. CRD: 326171 | — | 0 | 0 | A | Unknown |
| 2POINT0 FINANCIAL CRD: 317655 | — | 0 | 0 | A | Unknown |
| 3 A&D LLC CRD: 167273 | — | 0 | 0 | A | Unknown |
| 3 MANAGEMENT CO, LLC CRD: 324187 | — | 0 | 0 | A | Unknown |
| 3 MARK EQUITIES, INC. CRD: 104276 | — | 0 | 0 | A | INACTIVE |
| 3 PEAKS FINANCIAL CRD: 296817 | — | 0 | 0 | A | Unknown |
| 3 STRONG SHIPS CAPITAL, LLC CRD: 167712 | — | 0 | 0 | A | Unknown |
| 3-S BOARD BROKER CORP CRD: 31486 | — | 0 | 0 | A | INACTIVE |
| 3.0 FUND MANAGEMENT CRD: 319763 | — | 0 | 0 | A | Unknown |
| 3.0 FUND MANAGEMENT, LLC CRD: 301492 | — | 0 | 0 | A | Unknown |
| 303 SECURITIES, LP CRD: 288569 | IL | 1 | 1 | F | Active |
| 3030 SECURITIES, INC. CRD: 14089 | — | 0 | 0 | A | INACTIVE |
| 3050 23RD GP, LLC CRD: 305363 | — | 0 | 0 | A | Unknown |
| 308 FINANCIAL CRD: 329269 | — | 0 | 0 | A | Unknown |
| 31 MOORGATE, INC. CRD: 309368 | — | 0 | 0 | A | Unknown |
| 31MOORGATE, INC. CRD: 174238 | — | 0 | 0 | A | Unknown |
| 325 CAPITAL CRD: 310762 | — | 0 | 0 | A | Unknown |
| 34 FINANCIAL, LLC CRD: 329383 | — | 0 | 0 | A | Unknown |
| 342 CAPITAL LLC CRD: 300538 | — | 0 | 0 | A | Unknown |
| 359 CAPITAL LLC CRD: 340334 | — | 0 | 0 | A | Unknown |
| 360 ADVISORY CRD: 287961 | — | 0 | 0 | A | Unknown |
| 360 AVIATION ADVISORS, LLC CRD: 334641 | — | 0 | 0 | A | Unknown |
| 360 FAMILY OFFICE, LLC CRD: 164652 | — | 0 | 0 | A | Unknown |
| 360 FINANCIAL CRD: 168600 | — | 0 | 0 | A | Unknown |
| 360 IRA CRD: 289783 | — | 0 | 0 | A | Unknown |
| 360 ONE CAPITAL PTE LTD CRD: 265789 | — | 0 | 0 | A | Unknown |
| 360 ONE INC. CRD: 329291 | NY | 0 | 1 | A | Active |
| 360 WEALTH CREATION CRD: 339237 | — | 0 | 0 | A | Unknown |
| 361 CAPITAL LLC CRD: 118203 | — | 0 | 0 | A | Unknown |
| 369 FINANCIAL LLC CRD: 307530 | — | 0 | 0 | A | Unknown |
| 38X HOLDINGS INC CRD: 321241 | — | 0 | 0 | A | Unknown |
| 3A PARTNERS, LLC CRD: 331371 | — | 0 | 0 | A | Unknown |