Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| 180 Degree Capital Corp. CRD: 309142 | - | 0 | 0 | - | Unknown |
| 180 Wealth Advisors, LLC CRD: 284921 | - | 0 | 1 | - | Unknown |
| 1802 Ventures GP LLC CRD: 335265 | - | 0 | 1 | - | Unknown |
| 1802 Ventures Incorporated CRD: 330403 | - | 0 | 0 | - | Unknown |
| 1808 Capital Partners CRD: 332702 | - | 0 | 1 | - | Unknown |
| 1818 Private Client Group, LLC CRD: 304110 | - | 0 | 1 | - | Unknown |
| 1819 Partners CRD: 326601 | - | 0 | 1 | - | Unknown |
| 1823 Partners (US) LLC CRD: 333927 | - | 0 | 1 | - | Unknown |
| 1823 Wealth Management LLC CRD: 314022 | - | 0 | 1 | - | Unknown |
| 1832 Asset Management U.S. Inc. CRD: 120836 | - | 0 | 0 | - | Unknown |
| 1834 Investment Advisors Co. CRD: 105435 | - | 0 | 20 | - | Unknown |
| 1836 Asset Management, LLC CRD: 313389 | - | 0 | 1 | - | Unknown |
| 1839 Asset Management LLC CRD: 285020 | - | 0 | 0 | - | Unknown |
| 1839 Ventures, LLC CRD: 242795 | - | 0 | 0 | - | Unknown |
| 1843 Capital CRD: 297667 | - | 0 | 1 | - | Unknown |
| 1851 Securities, Inc CRD: 153006 | CT | 0 | 2 | A | Active |
| 1858 Wealth Management, LLC CRD: 305817 | - | 0 | 0 | - | Unknown |
| 1859 Capital LLP CRD: 300749 | - | 0 | 0 | - | Unknown |
| 186 Ventures Management Group, LLC CRD: 318235 | - | 0 | 1 | - | Unknown |
| 1876 Partners, LP CRD: 329053 | - | 0 | 1 | - | Unknown |
| 1885 Capital CRD: 343013 | - | 0 | 1 | - | Unknown |
| 1888 Investments, LLC CRD: 312491 | - | 0 | 1 | - | Unknown |
| 18North Advisors LLC CRD: 298273 | - | 0 | 0 | - | Unknown |
| 19 Capital Management, L.L.C. CRD: 286277 | - | 0 | 0 | - | Unknown |
| 1900 Wealth CRD: 175346 | - | 0 | 1 | - | Unknown |
| 1901 Partners Management, LP CRD: 173444 | - | 0 | 0 | - | Unknown |
| 1907 Management, LP CRD: 316824 | - | 0 | 1 | - | Unknown |
| 1908 Capital, LLC CRD: 290957 | - | 0 | 0 | - | Unknown |
| 191 Godwin Associates, Inc. D/B/a Godwin Capital M… CRD: 124288 | - | 0 | 2 | - | Unknown |
| 1919 Investment Counsel, LLC CRD: 133370 | - | 0 | 29 | - | Unknown |
| 1932 Investment Management CRD: 337619 | - | 0 | 1 | - | Unknown |
| 1947 Rise, LLC CRD: 324923 | - | 0 | 0 | - | Unknown |
| 1949 Value Advisors LLC CRD: 286278 | - | 0 | 0 | - | Unknown |
| 1955 Capital LLC CRD: 282854 | - | 0 | 1 | - | Unknown |
| 1964 Global CRD: 139091 | NY | 1 | 2 | B | Active |
| 1984 Ventures Management, LLC CRD: 291489 | - | 0 | 1 | - | Unknown |
| 1988 Asset Management, LLC CRD: 319422 | - | 0 | 1 | - | Unknown |
| 199 Capital Management LLC CRD: 329482 | - | 0 | 1 | - | Unknown |
| 1991 Financial CRD: 285253 | - | 0 | 0 | - | Unknown |
| 1991 Partners I GP LLC CRD: 299038 | - | 0 | 0 | - | Unknown |
| 19:21 Investing CRD: 333967 | - | 0 | 1 | - | Unknown |
| 19Y Ventures Management, LLC CRD: 308001 | - | 0 | 1 | - | Unknown |
| 1B - Inbundance Wealth Management CRD: 321967 | - | 0 | 1 | - | Unknown |
| 1C Investment Company, LLC CRD: 165588 | - | 0 | 0 | - | Unknown |
| 1Confirmation CRD: 295180 | - | 0 | 1 | - | Unknown |
| 1EP Management LLC CRD: 334546 | - | 0 | 1 | - | Unknown |
| 1G Ventures LLC CRD: 316104 | - | 0 | 0 | - | Unknown |
| 1KX Management Ltd. CRD: 319529 | - | 0 | 0 | - | Unknown |
| 1N Capital, LLC CRD: 309502 | - | 0 | 1 | - | Unknown |
| 1Sharpe Capital LLC CRD: 285866 | - | 0 | 1 | - | Unknown |