Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Bookbinder & Associates, L.L.C. CRD: 281232 | - | 0 | 0 | - | Unknown |
| Bookcliff Financial CRD: 284015 | - | 0 | 0 | - | Unknown |
| Bookend Capital Partners LLC CRD: 299446 | - | 0 | 1 | - | Unknown |
| Bookends Financial Planning CRD: 305301 | - | 0 | 7 | - | Unknown |
| Bookman Bright, Inc. CRD: 292262 | - | 0 | 1 | - | Unknown |
| Boom Capital Management, LLC CRD: 301600 | - | 0 | 1 | - | Unknown |
| Boomer Trading, LLC CRD: 43482 | - | 0 | 0 | A | INACTIVE |
| Boomer Wealth Management CRD: 284108 | - | 0 | 0 | - | Unknown |
| Boomerang Capital LLC CRD: 120313 | CT | 0 | 3 | A | Active |
| Boomtown CRD: 226515 | - | 0 | 1 | - | Unknown |
| Boon Investment Group, Inc. CRD: 150102 | - | 0 | 2 | - | Unknown |
| Boon Investments, Inc. CRD: 282454 | - | 0 | 0 | - | Unknown |
| Boone Capital Management LLC CRD: 316230 | - | 0 | 1 | - | Unknown |
| Boone Wealth Advisors, LLC CRD: 116682 | - | 0 | 2 | - | Unknown |
| Boonipat Advisory LLC CRD: 328994 | - | 0 | 0 | - | Unknown |
| Booras Trading LLC CRD: 103750 | - | 0 | 0 | A | INACTIVE |
| Boosalis Options Limited Partnership CRD: 31687 | - | 0 | 0 | A | INACTIVE |
| Boost VC CRD: 172204 | - | 0 | 0 | - | Unknown |
| Boost VC Management Company, LLC CRD: 285148 | - | 0 | 1 | - | Unknown |
| Booster Asset Management, LLC CRD: 330362 | - | 0 | 1 | - | Unknown |
| Booster, LLC CRD: 314629 | - | 0 | 2 | - | Unknown |
| Boot64 Ventures LLC CRD: 326944 | - | 0 | 1 | - | Unknown |
| Booth Asset Management, LLC CRD: 142561 | - | 0 | 1 | - | Unknown |
| Booth Creek Capital Management LP CRD: 154415 | - | 0 | 0 | - | Unknown |
| Booth Financial CRD: 289972 | - | 0 | 2 | - | Unknown |
| Booth Investments Corp. CRD: 8589 | - | 0 | 0 | A | INACTIVE |
| Booth-Laird Capital Management, LLC CRD: 165010 | - | 0 | 1 | - | Unknown |
| Boothbay Fund Management CRD: 163706 | - | 0 | 1 | - | Unknown |
| Bootpack Financial Partners, LLC CRD: 310983 | - | 0 | 1 | - | Unknown |
| Bootstrap Capital LLC CRD: 152251 | - | 0 | 0 | - | Unknown |
| BOOTSTRAPLABS.VC LLC CRD: 290657 | - | 0 | 0 | - | Unknown |
| BOOTSTRAPLABS.VC LLC CRD: 322930 | - | 0 | 0 | - | Unknown |
| Bora Capital, LLC CRD: 338951 | - | 0 | 2 | - | Unknown |
| Borabond, LLC CRD: 336456 | - | 0 | 1 | - | Unknown |
| Boracchia Wiviott Wealth Partners LLC CRD: 287877 | - | 0 | 1 | - | Unknown |
| Boraiko Securities Corporation CRD: 8303 | - | 0 | 0 | A | INACTIVE |
| Boraski, John Q CRD: 125290 | - | 0 | 0 | - | Unknown |
| Bordeaux Wealth Advisors CRD: 287758 | - | 0 | 0 | - | Unknown |
| Borden Portfolio Management CRD: 122501 | - | 0 | 1 | - | Unknown |
| Borden Securities Company CRD: 10435 | - | 0 | 0 | A | INACTIVE |
| Borderless Investment Advisors CRD: 318077 | - | 0 | 0 | - | Unknown |
| Borderless Management LLC CRD: 301781 | - | 0 | 0 | - | Unknown |
| Boreal Advisors LLC CRD: 299618 | - | 0 | 2 | - | Unknown |
| Boreal Asset Management, LLC CRD: 161529 | - | 0 | 0 | - | Unknown |
| Borealis Global Advisory CRD: 281273 | - | 0 | 0 | - | Unknown |
| Borealis Partners, LLC CRD: 139546 | - | 0 | 0 | A | INACTIVE |
| Borealis Strategic Capital Partners, LP CRD: 300562 | - | 0 | 1 | - | Unknown |
| Borealis Ventures CRD: 162209 | - | 0 | 1 | - | Unknown |
| Borek Financial Management CRD: 113585 | - | 0 | 0 | - | Unknown |
| Borer Denton & Associates, Inc. CRD: 135729 | - | 0 | 3 | - | Unknown |