Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Hayden, John Thomas CRD: 47327 | — | 0 | 0 | A | INACTIVE |
| Hayes & Griffith, Inc. CRD: 10076 | — | 0 | 0 | A | INACTIVE |
| Hayes Brothers, Inc. CRD: 22112 | — | 0 | 0 | A | INACTIVE |
| Hayes Hart Cpa's Wealth Management, Inc CRD: 300030 | — | 0 | 1 | A | Unknown |
| Hayes, Rogers, Inc. CRD: 30659 | — | 0 | 0 | A | INACTIVE |
| Hayk Capital CRD: 311500 | — | 0 | 1 | A | Unknown |
| Haykin, Michael CRD: 113249 | — | 0 | 2 | A | Unknown |
| Hayman Woodward Wealth Management CRD: 298271 | — | 0 | 0 | A | Unknown |
| Hayne, Miller Financial, Inc. CRD: 13849 | — | 0 | 0 | A | INACTIVE |
| Hays & Hays, Inc CRD: 115240 | — | 0 | 0 | A | Unknown |
| Hays Advisory, LLC CRD: 113713 | — | 0 | 0 | A | Unknown |
| Haystack Financial CRD: 309555 | — | 0 | 0 | A | Unknown |
| Haywood Securities (USA) Inc. CRD: 42072 | — | 3 | 0 | C | Active |
| Hazard & Siegel, Inc. CRD: 2048 | NY | 0 | 19 | A | Active |
| Hazelview Securities (US) LLC CRD: 174811 | — | 0 | 1 | A | Unknown |
| Hazoor Partners, LLC CRD: 289744 | — | 0 | 1 | A | Unknown |
| HB Securities, LLC CRD: 140356 | — | 2 | 0 | B | INACTIVE |
| HB Wealth CRD: 316731 | — | 0 | 80 | A | Unknown |
| HBC Group LLC. CRD: 327012 | — | 0 | 1 | A | Unknown |
| HBC Investments CRD: 170804 | — | 0 | 1 | A | Unknown |
| Hbcu Legacy, LLC CRD: 312442 | — | 0 | 0 | A | Unknown |
| HBH Advisors, LLC CRD: 121464 | — | 0 | 0 | A | INACTIVE |
| HBI CRD: 32182 | — | 0 | 0 | A | INACTIVE |
| HBK Capital Management CRD: 115079 | — | 0 | 1 | A | Unknown |
| HBK Finance L.P. CRD: 35607 | — | 0 | 0 | A | INACTIVE |
| HBK Securities Ltd. CRD: 39889 | — | 0 | 0 | A | INACTIVE |
| HBM, LLC CRD: 119322 | — | 0 | 0 | A | Unknown |
| Hbse Management, LLC CRD: 298772 | — | 0 | 1 | A | Unknown |
| HBSS Securities, Inc. CRD: 33464 | — | 0 | 0 | A | INACTIVE |
| HBW Advisory Services LLC CRD: 143665 | — | 0 | 71 | A | Unknown |
| HBW Securities LLC CRD: 136959 | — | 0 | 0 | A | INACTIVE |
| HBZK Consultants, L.L.C. CRD: 114402 | — | 0 | 0 | A | Unknown |
| HC Advisors LLC CRD: 165200 | — | 0 | 1 | A | Unknown |
| HC Angels, LLC CRD: 284738 | — | 0 | 0 | A | Unknown |
| HC Capital, LLC CRD: 316638 | — | 0 | 1 | A | Unknown |
| HC Investment I CRD: 328880 | — | 0 | 0 | A | Unknown |
| HC Investment II CRD: 334193 | — | 0 | 0 | A | Unknown |
| HC2 Capital, LLC CRD: 285982 | — | 0 | 1 | A | Unknown |
| HCA Securities, Inc. CRD: 18247 | — | 0 | 0 | A | INACTIVE |
| Hcap 1 LLC CRD: 330765 | — | 0 | 1 | A | Unknown |
| Hcap Advisors LLC CRD: 166427 | — | 0 | 0 | A | Unknown |
| Hcap Partners CRD: 162668 | — | 0 | 0 | A | Unknown |
| Hcap Partners, LLC CRD: 335625 | — | 0 | 1 | A | Unknown |
| HCBD, Inc. CRD: 21876 | — | 0 | 0 | A | INACTIVE |
| HCC Management, LLC CRD: 313181 | — | 0 | 0 | A | Unknown |
| HCFP/Capital Markets LLC CRD: 149111 | — | 0 | 0 | A | INACTIVE |
| HCG Fund Management LP CRD: 281615 | — | 0 | 1 | A | Unknown |
| Hcip Advisors, LLC CRD: 340455 | — | 0 | 1 | A | Unknown |
| HCM Consulting CRD: 150808 | — | 0 | 0 | A | Unknown |
| HCM Investors Inc CRD: 106730 | — | 0 | 0 | A | Unknown |