Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| HCM Wealth CRD: 106158 | — | 0 | 1 | A | Unknown |
| HCM Wealth Advisors CRD: 107700 | — | 0 | 2 | A | Unknown |
| HCO Private Wealth CRD: 150248 | — | 0 | 0 | A | Unknown |
| HCP & Company CRD: 163439 | — | 0 | 0 | A | Unknown |
| HCR Wealth Advisors CRD: 108676 | — | 0 | 3 | A | Unknown |
| HD Brous & Co., Inc. CRD: 22062 | — | 13 | 0 | D | INACTIVE |
| HD Money, Inc. CRD: 167623 | — | 0 | 2 | A | Unknown |
| HDA Service Corporation CRD: 6145 | — | 7 | 0 | D | INACTIVE |
| HDC Securities, Inc. CRD: 15614 | — | 0 | 0 | A | INACTIVE |
| HDI Capital LLC CRD: 277119 | — | 0 | 0 | A | Unknown |
| HDQ Wealth CRD: 313427 | — | 0 | 4 | A | Unknown |
| HDR Management L.L.C. CRD: 339189 | — | 0 | 1 | A | Unknown |
| HE'E Nalu Investing, Inc. CRD: 138278 | — | 0 | 0 | A | Unknown |
| Head to TOE Financial Planning CRD: 292597 | — | 0 | 0 | A | Unknown |
| Head to TOE Financial Planning CRD: 330663 | — | 0 | 1 | A | Unknown |
| Headinvest CRD: 140518 | — | 0 | 1 | A | Unknown |
| Headland Capital CRD: 332277 | — | 0 | 7 | A | Unknown |
| Headlands Capital CRD: 163598 | — | 0 | 1 | A | Unknown |
| Headless Horseman Trading, LLC CRD: 126722 | — | 1 | 0 | B | INACTIVE |
| Headlight Capital CRD: 297911 | — | 0 | 0 | A | Unknown |
| Headlight Partners CRD: 332446 | — | 0 | 1 | A | Unknown |
| Heads-UP Advisory CRD: 307062 | — | 0 | 0 | A | Unknown |
| Headwaters BD, LLC CRD: 117042 | — | 3 | 0 | C | INACTIVE |
| Heal Financial LLC CRD: 329304 | — | 0 | 1 | A | Unknown |
| Health & Wealth Works LLC CRD: 311482 | — | 0 | 1 | A | Unknown |
| Health Star, LLC CRD: 123177 | — | 0 | 0 | A | INACTIVE |
| Healthcap Advisor AB CRD: 162464 | — | 0 | 0 | A | Unknown |
| Healthcap IX Advisor AB CRD: 330436 | — | 0 | 0 | A | Unknown |
| Healthcap VII Advisor AB CRD: 277088 | — | 0 | 0 | A | Unknown |
| Healthcap Viii Advisor AB CRD: 305750 | — | 0 | 0 | A | Unknown |
| Healthy Wealth CRD: 330789 | — | 0 | 1 | A | Unknown |
| Healthyfp CRD: 336494 | — | 0 | 1 | A | Unknown |
| Heard Capital LLC CRD: 297176 | — | 0 | 1 | A | Unknown |
| Heard Trading, LLC CRD: 45074 | — | 2 | 0 | B | INACTIVE |
| Hearon Advisory Group, LLC CRD: 142392 | — | 0 | 2 | A | Unknown |
| Heart Capital LLC CRD: 133678 | — | 0 | 0 | A | Unknown |
| Heartland Securities Corp. CRD: 43201 | — | 6 | 0 | C | INACTIVE |
| Heartland TFM LLC CRD: 101480 | — | 0 | 0 | A | INACTIVE |
| Heartwood Funds CRD: 136940 | — | 0 | 1 | A | Unknown |
| Heathcliff Capital Corp. CRD: 111526 | — | 0 | 0 | A | INACTIVE |
| Heathcliff Capital Corp. CRD: 102460 | — | 0 | 0 | A | INACTIVE |
| Heathcote Capital Corp CRD: 11523 | — | 0 | 0 | A | INACTIVE |
| Heather Agency, Inc. CRD: 398 | — | 3 | 0 | C | INACTIVE |
| Heavybit, LLC CRD: 291776 | — | 0 | 1 | A | Unknown |
| Hebert Advisory Services Inc CRD: 106120 | — | 0 | 2 | A | Unknown |
| Hedeker Wealth LLC CRD: 124341 | — | 0 | 2 | A | Unknown |
| Hedge Harbor Inc. CRD: 44324 | — | 0 | 0 | A | INACTIVE |
| Hedge PRO CRD: 317250 | GA | 0 | 2 | A | Active |
| Hedgeable, Inc. CRD: 150300 | — | 0 | 0 | A | Unknown |
| Hedgeclone, LLC CRD: 307871 | — | 0 | 0 | A | Unknown |