Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Borger Capital Management LLC CRD: 323065 | - | 0 | 3 | - | Unknown |
| Borges Financial CRD: 311906 | - | 0 | 1 | - | Unknown |
| Borghese Technologies, LLC CRD: 314915 | - | 0 | 0 | - | Unknown |
| Borland Marker CRD: 328726 | - | 0 | 2 | - | Unknown |
| Bormann Wealth Management, LLC CRD: 316256 | - | 0 | 1 | - | Unknown |
| Born Capital, LLC CRD: 313662 | - | 0 | 1 | - | Unknown |
| Borna Health Fund Advisors, LLC CRD: 316941 | - | 0 | 1 | - | Unknown |
| Bornite Capital Management LP CRD: 307598 | - | 0 | 1 | - | Unknown |
| Bornstein Equity Group, Inc. CRD: 16462 | - | 0 | 0 | A | INACTIVE |
| Boronia Capital PTY Ltd CRD: 281424 | - | 0 | 0 | - | Unknown |
| Boroughwood Corporation CRD: 13783 | - | 0 | 0 | A | INACTIVE |
| Borrero Investment Management, LLC CRD: 169206 | - | 0 | 1 | - | Unknown |
| Borris NII & Company CRD: 104709 | - | 0 | 3 | - | Unknown |
| Borromin Capital Management GMBH CRD: 298013 | - | 0 | 0 | - | Unknown |
| Borrowdale Financial Planning, LLC CRD: 169710 | - | 0 | 0 | - | Unknown |
| Borst Investment Planning Services, Inc. CRD: 3858 | - | 5 | 0 | C | INACTIVE |
| Bortel Investment Management, LLC CRD: 153297 | - | 0 | 2 | - | Unknown |
| Borthwick Associates, Inc. CRD: 10416 | - | 0 | 0 | A | INACTIVE |
| Bortolussi Wealth Management, Inc. CRD: 155780 | - | 0 | 3 | - | Unknown |
| BOS Asset Management, LLC CRD: 310632 | - | 0 | 4 | - | Unknown |
| BOS Securities Inc. CRD: 13445 | - | 0 | 0 | A | INACTIVE |
| BOS Taurus CRD: 331704 | - | 0 | 1 | - | Unknown |
| Bosco Capital Management, LLC CRD: 281414 | - | 0 | 0 | - | Unknown |
| Boselah Investments CRD: 171726 | - | 0 | 2 | - | Unknown |
| Bosera Asset Management (International) Co., Limit… CRD: 168895 | - | 0 | 0 | - | Unknown |
| Boskia Wealth Management & Advisory Services, L.L.… CRD: 148940 | - | 0 | 1 | - | Unknown |
| Bosman Financial Services CRD: 131199 | - | 0 | 0 | - | Unknown |
| Bosman Wealth Management, LLC CRD: 290550 | - | 0 | 1 | - | Unknown |
| Bosonic Securities CRD: 317012 | SD | 0 | 2 | A | Active |
| Boss Financial Strategies, LLC CRD: 323781 | - | 0 | 1 | - | Unknown |
| Boss Securities Group, Inc. CRD: 37949 | - | 0 | 0 | A | INACTIVE |
| Bossert Capital LLC CRD: 285572 | - | 0 | 3 | - | Unknown |
| Bossio Financial Group, Inc. CRD: 43970 | - | 1 | 0 | B | INACTIVE |
| Bosslife CRD: 298479 | - | 0 | 0 | - | Unknown |
| Bosstrade Securities, Inc. CRD: 100160 | - | 0 | 0 | A | INACTIVE |
| Boston Advisors, LLC CRD: 140059 | - | 0 | 0 | - | Unknown |
| Boston Airx Labs Inc. CRD: 300002 | - | 0 | 1 | - | Unknown |
| Boston Asset Management, Inc. CRD: 112768 | - | 0 | 0 | - | Unknown |
| Boston BAY Capital, Inc. CRD: 7737 | - | 0 | 0 | A | INACTIVE |
| Boston Cabot LLC CRD: 115861 | - | 0 | 0 | A | INACTIVE |
| Boston Capital Securities, Inc. CRD: 14611 | - | 2 | 0 | B | INACTIVE |
| Boston Common Asset Management, LLC CRD: 123558 | - | 0 | 1 | - | Unknown |
| Boston Corporate Finance, Inc. CRD: 129879 | - | 0 | 0 | A | INACTIVE |
| Boston Equity Advisors, LLC CRD: 103300 | - | 0 | 0 | A | INACTIVE |
| Boston Family Advisors LLC CRD: 299060 | - | 0 | 1 | - | Unknown |
| Boston Family Office LLC CRD: 107141 | - | 0 | 5 | - | Unknown |
| Boston Fides Financial, Inc. CRD: 158462 | - | 0 | 0 | - | Unknown |
| Boston Financial Management LLC CRD: 112360 | - | 0 | 0 | - | Unknown |
| Boston Financial Securities, Inc. CRD: 6697 | - | 0 | 0 | A | INACTIVE |
| Boston Global Advisors Inc. CRD: 35126 | - | 0 | 0 | A | INACTIVE |