Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Boston Global Ventures
CRD: 281123
 - 0 0 - Unknown
Boston Harbor Investment Management
CRD: 165554
 - 0 2 - Unknown
Boston Harbor Wealth Advisors, LLC
CRD: 282486
 - 0 0 - Unknown
Boston Hill Advisors, LLC
CRD: 141306
 - 0 0 - Unknown
Boston Innovation Capital, LLC
CRD: 268813
 - 0 0 A INACTIVE
Boston Institutional Services Incorporated
CRD: 5861
 - 1 0 B INACTIVE
Boston Internatinal Execution Services, L.L.C.
CRD: 46907
 - 0 0 A INACTIVE
Boston International Group Securities Corporation
CRD: 14022
 - 0 0 A INACTIVE
Boston Investing Corporation
CRD: 7178
 - 0 0 A INACTIVE
Boston Investment Advisors LLC
CRD: 334361
 - 0 1 - Unknown
Boston Investment Management L.L.C.
CRD: 300632
 - 0 0 - Unknown
Boston Investment Securities Corp.
CRD: 16017
 - 0 0 A INACTIVE
Boston Investment Trust Management, Inc.
CRD: 139446
 - 0 1 - Unknown
Boston Light Advisors, LLC
CRD: 162146
 - 0 0 - Unknown
Boston Management and Research
CRD: 104853
 - 0 1 - Unknown
Boston Merchant Financial Services, Inc.
CRD: 23739
 - 1 0 B INACTIVE
Boston Millennia Partners
CRD: 162789
 - 0 1 - Unknown
Boston Mountain Money Management, Inc.
CRD: 143649
 - 0 0 - Unknown
Boston Mutual Sales Corp.
CRD: 1278
 - 0 0 A INACTIVE
Boston Omaha Asset Management
CRD: 324144
 - 0 0 - Unknown
Boston Partners
CRD: 124982
 - 0 1 - Unknown
Boston Partners Securities, L.L.C.
CRD: 2998
 MA 8 3 C Active
Boston Portfolio Advisers
CRD: 172374
 - 0 1 - Unknown
Boston Real Capital
CRD: 285659
 - 0 0 - Unknown
Boston Research and Management, Inc.
CRD: 107643
 - 0 4 - Unknown
Boston Retirement Advisors,LLC
CRD: 116572
 - 0 0 - Unknown
Boston Securities Company
CRD: 15885
 - 0 0 A INACTIVE
Boston Securities Specialists Corp.
CRD: 15156
 - 0 0 A INACTIVE
Boston Seed Capital Management, L.L.C.
CRD: 288681
 - 0 1 - Unknown
Boston Standard Wealth Management, LLC
CRD: 156452
 - 0 4 - Unknown
Boston Trust Walden Inc.
CRD: 111266
 - 0 1 - Unknown
Boston Ventures Management, Inc.
CRD: 14812
 - 0 0 A INACTIVE
Boston West Advisors, LLC
CRD: 292260
 - 0 0 - Unknown
Boston, Berard and Company, Ltd.
CRD: 13546
 - 0 0 A INACTIVE
Bostonnorth Financial Services, Inc.
CRD: 120304
 - 0 2 - Unknown
Bostonpremier Wealth
CRD: 282268
 - 0 4 - Unknown
Bostwick Capital LLC
CRD: 162386
 - 0 1 - Unknown
Bostwick Investment Consulting
CRD: 338244
 - 0 3 - Unknown
Bosworth Financial Services, LLC
CRD: 134662
 - 0 0 - Unknown
BOT LAB, LP
CRD: 304244
 - 0 0 - Unknown
Botamer Financial
CRD: 124077
 - 0 2 - Unknown
Botta Capital Management Limited Partnership III
CRD: 104746
 - 0 0 A INACTIVE
Botta Capital Management Limited Partnership IV
CRD: 104878
 - 1 0 B INACTIVE
Botta Capital Management, LLC
CRD: 46380
 - 3 0 C INACTIVE
Botta Capital Partners, LLC
CRD: 101740
 - 1 0 B INACTIVE
Botta Specialist, LLC
CRD: 102760
 - 2 0 B INACTIVE
Botta Trading - LYNX DPM LLC
CRD: 102820
 - 0 0 A INACTIVE
Botta Trading DPM, LLC
CRD: 40904
 - 0 0 A INACTIVE
Botta Trading-Lacerta DPM LLC
CRD: 101780
 - 0 0 A INACTIVE
Bottega Securities, LLC
CRD: 128493
 - 0 0 A INACTIVE
Page 208 of 1601 (80,028 total)
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