Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Hedgewise CRD: 173286 | — | 0 | 1 | A | Unknown |
| Hedgeworld Markets USA, Inc. CRD: 104292 | — | 0 | 0 | A | INACTIVE |
| Heed Capital Sgoic, S.A. CRD: 330424 | — | 0 | 0 | A | Unknown |
| Heed Partners, LLC CRD: 157988 | — | 0 | 0 | A | INACTIVE |
| Heels 27 LLC CRD: 113692 | — | 2 | 0 | B | INACTIVE |
| Heeney Capital CRD: 337447 | — | 0 | 1 | A | Unknown |
| Heffernan Advisory, Inc. CRD: 116771 | — | 0 | 6 | A | Unknown |
| Heflin & Co., L.L.C. CRD: 41170 | — | 1 | 0 | B | INACTIVE |
| HEG Capital CRD: 169303 | — | 0 | 0 | A | Unknown |
| HEG Securities, LLC CRD: 330096 | CT | 0 | 2 | A | Active |
| Hegg Investments, Inc. CRD: 14134 | — | 0 | 0 | A | INACTIVE |
| Heid Capital, LLC CRD: 269909 | — | 0 | 0 | A | Unknown |
| Heights LLC CRD: 315969 | — | 0 | 1 | A | Unknown |
| Heights Money Management, LLC CRD: 171493 | — | 0 | 0 | A | Unknown |
| Heights Partners, Inc. CRD: 32328 | — | 5 | 0 | C | INACTIVE |
| Heim, Patrick CRD: 324820 | — | 0 | 0 | A | Unknown |
| Heim, Young & Associates, Inc. CRD: 38993 | MO | 0 | 5 | A | Active |
| Heiner & Stock, Inc. CRD: 13974 | — | 0 | 0 | A | INACTIVE |
| Heinsma Corporation CRD: 19976 | — | 0 | 0 | A | INACTIVE |
| Heinsma Corporation CRD: 7266 | — | 0 | 0 | A | INACTIVE |
| Heinz Investments CRD: 127460 | — | 0 | 2 | A | Unknown |
| Heinz Ventures, LLC CRD: 334336 | — | 0 | 1 | A | Unknown |
| Heir Options Trading CRD: 47685 | — | 1 | 0 | B | INACTIVE |
| Heisten Wrenn Private Wealth, LLC CRD: 315647 | — | 0 | 1 | A | Unknown |
| Heitman International HK Limited CRD: 170550 | — | 0 | 0 | A | Unknown |
| Hekla Capital LLC CRD: 164622 | — | 0 | 0 | A | INACTIVE |
| Hekla Partners CRD: 319720 | — | 0 | 1 | A | Unknown |
| Held, Michael Paul CRD: 33380 | — | 0 | 0 | A | INACTIVE |
| Helf, Dennis CRD: 123018 | — | 0 | 0 | A | Unknown |
| Helium Investments CRD: 286583 | — | 0 | 0 | A | Unknown |
| Helix Advisory Services Ltd. CRD: 292831 | — | 0 | 0 | A | Unknown |
| Helix Capital, LLC CRD: 171292 | — | 0 | 0 | A | Unknown |
| Helix Kapital 3.0 AB CRD: 331609 | — | 0 | 0 | A | Unknown |
| Helm Investment CRD: 316688 | — | 0 | 1 | A | Unknown |
| Helmholdt 360, LLC CRD: 125562 | — | 0 | 1 | A | Unknown |
| Helmy, Abol F CRD: 313659 | — | 0 | 0 | A | Unknown |
| Helping Hand Financial, LLC CRD: 307692 | — | 0 | 1 | A | Unknown |
| Helping Hand RIA, LLC CRD: 309802 | — | 0 | 1 | A | Unknown |
| Hemi Ventures, LLC CRD: 287982 | — | 0 | 0 | A | Unknown |
| Hemista Inc. CRD: 301888 | — | 0 | 1 | A | Unknown |
| Hemphill, Vanvliet CRD: 34515 | — | 0 | 0 | A | INACTIVE |
| Henchmen Partners CRD: 329646 | — | 0 | 1 | A | Unknown |
| Hencorp, Inc. CRD: 26378 | — | 0 | 0 | A | INACTIVE |
| Henderson, FEW & Co. CRD: 6977 | — | 0 | 0 | A | INACTIVE |
| Hendley & Co. Inc. CRD: 110465 | — | 0 | 2 | A | Unknown |
| Hendrix, Mohr & Yardley, Inc. CRD: 399 | — | 0 | 0 | A | INACTIVE |
| Henfruit, LLC CRD: 174169 | — | 0 | 0 | A | Unknown |
| Heng REN Partners CRD: 296062 | — | 0 | 0 | A | Unknown |
| Henley & Company LLC CRD: 131453 | NY | 0 | 5 | A | Active |
| Henley USA, LLC CRD: 298789 | — | 0 | 0 | A | Unknown |