Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Bottemiller Planning CRD: 158712 | - | 0 | 0 | - | Unknown |
| Bottom Line Brokers, Inc. CRD: 15750 | - | 0 | 0 | A | INACTIVE |
| Bottom Line Securities, Inc. CRD: 16943 | - | 0 | 0 | A | INACTIVE |
| Botts, (JR) Lawrence Grant CRD: 33489 | - | 0 | 0 | A | INACTIVE |
| Boucher Financial Planning Services CRD: 141638 | - | 0 | 0 | - | Unknown |
| Boucher, Oehmke & Company CRD: 17470 | - | 0 | 0 | A | INACTIVE |
| Bouchey Financial Group Ltd CRD: 111824 | - | 0 | 5 | - | Unknown |
| Boulay Wealth CRD: 111334 | - | 0 | 2 | - | Unknown |
| Boulder Asset Management CRD: 107636 | - | 0 | 1 | - | Unknown |
| Boulder Canyon Financial CRD: 310148 | - | 0 | 2 | - | Unknown |
| Boulder Food Group, LLC CRD: 174360 | - | 0 | 1 | - | Unknown |
| Boulder Global Capital, LLC CRD: 169831 | - | 0 | 0 | - | Unknown |
| Boulder Hill Capital Management LP CRD: 313520 | - | 0 | 0 | - | Unknown |
| Boulder Institutional Services, LLC CRD: 112475 | - | 0 | 0 | A | INACTIVE |
| Boulder Investment Group CRD: 147809 | - | 0 | 1 | - | Unknown |
| Boulder Securities Corp. CRD: 45818 | - | 0 | 0 | A | INACTIVE |
| Boulder Securities, Inc. CRD: 32387 | - | 0 | 0 | A | INACTIVE |
| Boulder Ventures CRD: 160967 | - | 0 | 1 | - | Unknown |
| Boulder View Capital CRD: 301627 | - | 0 | 0 | - | Unknown |
| Boulder Wealth Advisors, LLC CRD: 115069 | - | 0 | 1 | - | Unknown |
| Boulderado Group, LLC CRD: 164802 | - | 0 | 0 | - | Unknown |
| Boulegeris Investments, Inc. CRD: 125095 | - | 0 | 0 | - | Unknown |
| Boulevard CRD: 164423 | - | 0 | 1 | - | Unknown |
| Boulevard Capital Management LLC CRD: 149022 | - | 0 | 0 | - | Unknown |
| Boulevard Family Wealth CRD: 285229 | - | 0 | 0 | - | Unknown |
| Boulevard Family Wealth Services, LLC CRD: 327643 | - | 0 | 0 | - | Unknown |
| Boulevard Investment Management LLC CRD: 314665 | - | 0 | 1 | - | Unknown |
| Boulevard Money CRD: 316466 | - | 0 | 1 | - | Unknown |
| Boundary Creek Advisors LP CRD: 300768 | - | 0 | 1 | - | Unknown |
| Boundary Street Capital, LP CRD: 306476 | - | 0 | 0 | - | Unknown |
| Boundary Street Partners LP CRD: 282300 | - | 0 | 1 | - | Unknown |
| Boundless Advice LLC CRD: 289915 | - | 0 | 1 | - | Unknown |
| Boundless Financial CRD: 309807 | - | 0 | 0 | - | Unknown |
| Boundless Investment Limited CRD: 330828 | - | 0 | 0 | - | Unknown |
| Bounds & Company, LLC CRD: 152166 | - | 0 | 1 | - | Unknown |
| Bountiful Financial Planning LLC CRD: 331866 | - | 0 | 0 | - | Unknown |
| Bountiful Investment Management LLC CRD: 281437 | - | 0 | 1 | - | Unknown |
| Bounty Management Corp CRD: 105732 | - | 0 | 1 | - | Unknown |
| Bounty Securities Corporation CRD: 14451 | - | 0 | 0 | A | INACTIVE |
| Bour Group CRD: 132913 | - | 0 | 2 | - | Unknown |
| Bourbaki LLC CRD: 172201 | - | 0 | 0 | - | Unknown |
| Bourbon Financial Management CRD: 152178 | - | 0 | 1 | - | Unknown |
| Bourgeois Fils & Co., Inc. CRD: 8114 | - | 0 | 0 | A | INACTIVE |
| Bourgeon Capital Management LLC CRD: 108054 | - | 0 | 1 | - | Unknown |
| Bourke Wealth Management CRD: 297957 | - | 0 | 2 | - | Unknown |
| Bournakis, Louis P CRD: 34339 | - | 0 | 0 | A | INACTIVE |
| Bourne & Co., Capital Markets CRD: 16289 | - | 0 | 0 | A | INACTIVE |
| Bourne Lent Asset Managament, Inc. CRD: 111114 | - | 0 | 2 | - | Unknown |
| Bourne Management, Inc. CRD: 13745 | - | 0 | 0 | A | INACTIVE |
| Bourne Partners Securities, LLC CRD: 131107 | NC | 0 | 2 | A | Active |